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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAT icon
176
PUT
Mattel
MAT
$4.21B
$1.72M 0.04%
860,000
-62,500
-7% -$766K
EPRT icon
177
Essential Properties Realty Trust
EPRT
$6.62B
$1.71M 0.04%
+130,800
New +$3.03M
DT icon
178
Dynatrace
DT
$14.1B
$1.67M 0.03%
70,000
+17,932
+34% +$517K
JOYY
179
JOYY Inc
JOYY
$3.77B
$1.66M 0.03%
+31,205
New +$1.81M
NET icon
180
Cloudflare
NET
$101B
$1.63M 0.03%
69,189
-103,154
-60% -$2.01M
TSLA icon
181
PUT
Tesla
TSLA
$1.26T
$1.62M 0.03%
1,252,500
-220,500
-15% -$9.14M
NTES icon
182
NetEase
NTES
$83.5B
$1.56M 0.03%
24,375
-37,455
-61% -$2.46M
MDLA
183
DELISTED
Medallia, Inc.
MDLA
$1.56M 0.03%
77,980
-6,020
-7% -$162K
HYACU
184
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$1.51M 0.03%
+150,000
New +$1.59M
CUZ icon
185
Cousins Properties
CUZ
$4.91B
$1.51M 0.03%
+51,657
New +$1.91M
BILL icon
186
BILL Holdings
BILL
$4.68B
$1.42M 0.03%
41,402
-2,598
-6% -$123K
OBDC icon
187
Blue Owl Capital
OBDC
$5.58B
$1.39M 0.03%
120,000
-160,000
-57% -$2.34M
KRC icon
188
Kilroy Realty
KRC
$4.34B
$1.38M 0.03%
21,700
-81,700
-79% -$6.23M
AFYA icon
189
Afya
AFYA
$1.27B
$1.37M 0.03%
71,801
+16,578
+30% +$411K
ESS icon
190
Essex Property Trust
ESS
$18.3B
$1.37M 0.03%
6,217
-4,523
-42% -$1.3M
AXTA icon
191
Axalta
AXTA
$8.03B
$1.34M 0.03%
77,500
– –
AAL icon
192
PUT
American Airlines Group
AAL
$10.6B
$1.3M 0.03%
+510,000
New +$11.6M
AVPT icon
193
CALL
AvePoint
AVPT
$2.71B
$1.22M 0.03%
1,250,000
– –
SRACU
194
DELISTED
Stable Road Acquisition Corp. Unit
SRACU
$1.21M 0.02%
+120,000
New +$1.23M
PYX
195
PUT
DELISTED
Pyxus International, Inc.
PYX
$1.2M 0.02%
78,800
– –
GCAP
196
DELISTED
Gain Capital Holdings, Inc.
GCAP
$1.18M 0.02%
+211,560
New +$945K
MNK
197
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1.16M 0.02%
583,600
-1,425,000
-71% -$5.4M
EDU icon
198
New Oriental
EDU
$9.04B
$1.09M 0.02%
10,107
-12,425
-55% -$1.6M
GOTU icon
199
Gaotu Techedu
GOTU
$453M
$1.05M 0.02%
+24,875
New +$918K
PSA icon
200
Public Storage
PSA
$61.1B
$1.05M 0.02%
+5,300
New +$1.14M
6 7
8
9 10

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.