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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$728M
Cap. Flow %
-20.59%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94
Avg Time Held Equity + Options
2.4 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI icon
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 20.38%
2 Healthcare 19.5%
3 Technology 19.08%
4 Consumer Discretionary 11.89%
5 Communication Services 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CCI icon
176
Crown Castle
CCI
$33.9B
$1.98M 0.06%
+13,900
New +$1.9M
2019 Q4
0 quarters
ENDP
177
DELISTED
Endo International plc
ENDP
$1.97M 0.06%
420,009
-70,000
-14% -$312K
2019 Q2
2 quarters
CPRI icon
178
Capri Holdings
CPRI
$1.71B
$1.91M 0.05%
+50,000
New +$1.73M
2019 Q4
0 quarters
BILI icon
179
Bilibili
BILI
$6.22B
$1.9M 0.05%
+101,952
New +$1.66M
2019 Q4
0 quarters
EXPE icon
180
Expedia Group
EXPE
$32.6B
$1.89M 0.05%
+17,500
New +$2.05M
2019 Q4
0 quarters
SY icon
181
So-Young International
SY
$243M
$1.82M 0.05%
148,625
-37,000
-20% -$410K
2019 Q2
2 quarters
SILK icon
182
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$1.79M 0.05%
44,300
+5,250
+13% +$184K
2019 Q3
1 quarter
BILL icon
183
BILL Holdings
BILL
$3.8B
$1.67M 0.05%
+44,000
New +$1.67M
2019 Q4
0 quarters
EVBG icon
184
DELISTED
Everbridge, Inc. Common Stock
EVBG
$1.59M 0.05%
+20,400
New +$1.58M
2019 Q4
0 quarters
HUBS icon
185
HubSpot
HUBS
$11.2B
$1.58M 0.04%
+10,000
New +$1.53M
2019 Q4
0 quarters
HCAT icon
186
Health Catalyst
HCAT
$132M
$1.55M 0.04%
44,750
-9,180
-17% -$304K
2019 Q3
1 quarter
SPY icon
187
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$1.5M 0.04%
2,750,000
-250,000
-8% -$77M
2014 Q4
20 quarters
AFYA icon
188
Afya
AFYA
$1.31B
$1.5M 0.04%
55,223
+7,240
+15% +$195K
2019 Q3
1 quarter
AVPT icon
189
CALL
AvePoint
AVPT
$3.11B
$1.47M 0.04%
+1,250,000
New +$12.5M
2019 Q4
0 quarters
ACEL icon
190
CALL
Accel Entertainment
ACEL
$901M
$1.45M 0.04%
502,000
+125,000
+33% +$1.36M
2019 Q3
1 quarter
SYF icon
191
Synchrony
SYF
$24.1B
$1.44M 0.04%
40,000
– –
2019 Q3
1 quarter
XP icon
192
XP
XP
$16.4B
$1.41M 0.04%
+36,600
New +$1.37M
2019 Q4
0 quarters
ASRT icon
193
DELISTED
Assertio
ASRT
$1.39M 0.04%
18,556
-6,444
-26% -$378K
2019 Q3
1 quarter
SPCE icon
194
CALL
Virgin Galactic
SPCE
$411M
$1.37M 0.04%
+20,300
New +$3.96M
2019 Q4
0 quarters
REXR icon
195
Rexford Industrial Realty
REXR
$8.28B
$1.36M 0.04%
+29,700
New +$1.37M
2019 Q4
0 quarters
DT icon
196
Dynatrace
DT
$18.7B
$1.32M 0.04%
52,068
-11,869
-19% -$261K
2019 Q3
1 quarter
TRNE.U
197
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$1.31M 0.04%
+125,000
New +$1.3M
2019 Q4
0 quarters
LAC icon
198
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1.27M 0.04%
400,000
– –
2019 Q3
1 quarter
LAMR icon
199
Lamar Advertising Co
LAMR
$15B
$1.15M 0.03%
+12,900
New +$1.08M
2019 Q4
0 quarters
PDM icon
200
Piedmont Realty Trust
PDM
$1.13B
$1.13M 0.03%
50,900
-135,300
-73% -$2.91M
2019 Q3
1 quarter
6 7
8
9 10

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $728M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 20% of assets, up from 18% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.