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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+10.95%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.53B
AUM Growth
-$60.5M
Cap. Flow
-$649M
Cap. Flow %
-18.37%
Top 10 Hldgs %
46.78%
Holding
411
New
105
Increased
79
Reduced
73
Closed
94

Top Buys

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$198M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$140M
3
TIF
Tiffany & Co.
TIF
+$119M
4
CY
Cypress Semiconductor
CY
+$76M
5
MDCO
Medicines Co
MDCO
+$64.5M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$545M
2
STI
SunTrust Banks, Inc.
STI
+$231M
3
GWR
Genesee & Wyoming Inc.
GWR
+$170M
4
AABA
Altaba Inc
AABA
+$72.2M
5
ACEL icon
Accel Entertainment
ACEL
+$33.9M

Sector Composition

Rank Sector Weight
1 Technology 19.08%
2 Consumer Discretionary 8.09%
3 Real Estate 7.1%
4 Financials 7.07%
5 Industrials 3.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
176
Crown Castle
CCI
$31.9B
$1.98M 0.06%
+13,900
New +$1.9M
ENDP
177
DELISTED
Endo International plc
ENDP
$1.97M 0.06%
420,009
-70,000
-14% -$312K
CPRI icon
178
Capri Holdings
CPRI
$1.7B
$1.91M 0.05%
+50,000
New +$1.73M
BILI icon
179
Bilibili
BILI
$7.81B
$1.9M 0.05%
+101,952
New +$1.66M
EXPE icon
180
Expedia Group
EXPE
$36.8B
$1.89M 0.05%
+17,500
New +$2.05M
SY
181
So-Young International
SY
$212M
$1.82M 0.05%
148,625
-37,000
-20% -$410K
SILK
182
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$1.79M 0.05%
44,300
+5,250
+13% +$184K
BILL icon
183
BILL Holdings
BILL
$4.68B
$1.67M 0.05%
+44,000
New +$1.67M
EVBG
184
DELISTED
Everbridge, Inc. Common Stock
EVBG
$1.59M 0.05%
+20,400
New +$1.58M
HUBS icon
185
HubSpot
HUBS
$10.1B
$1.58M 0.04%
+10,000
New +$1.53M
HCAT icon
186
Health Catalyst
HCAT
$171M
$1.55M 0.04%
44,750
-9,180
-17% -$304K
SPY icon
187
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$1.5M 0.04%
2,750,000
-250,000
-8% -$77M
AFYA icon
188
Afya
AFYA
$1.27B
$1.5M 0.04%
55,223
+7,240
+15% +$195K
AVPT icon
189
CALL
AvePoint
AVPT
$2.71B
$1.47M 0.04%
+1,250,000
New +$12.5M
ACEL icon
190
CALL
Accel Entertainment
ACEL
$998M
$1.45M 0.04%
502,000
+125,000
+33% +$1.36M
SYF icon
191
Synchrony
SYF
$25.6B
$1.44M 0.04%
40,000
– –
XP icon
192
XP
XP
$8.62B
$1.41M 0.04%
+36,600
New +$1.37M
ASRT
193
DELISTED
Assertio
ASRT
$1.39M 0.04%
18,556
-6,444
-26% -$378K
SPCE icon
194
CALL
Virgin Galactic
SPCE
$377M
$1.37M 0.04%
+20,300
New +$3.96M
REXR icon
195
Rexford Industrial Realty
REXR
$8.14B
$1.36M 0.04%
+29,700
New +$1.37M
DT icon
196
Dynatrace
DT
$14.1B
$1.32M 0.04%
52,068
-11,869
-19% -$261K
TRNE.U
197
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$1.31M 0.04%
+125,000
New +$1.3M
LAC
198
DELISTED
Lithium Americas Corp. Common Shares
LAC
$1.27M 0.04%
400,000
– –
LAMR icon
199
Lamar Advertising Co
LAMR
$16.2B
$1.15M 0.03%
+12,900
New +$1.08M
PDM
200
Piedmont Realty Trust
PDM
$1.18B
$1.13M 0.03%
50,900
-135,300
-73% -$2.91M
6 7
8
9 10

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2019 Portfolio in Review

As of Q4 2019, UBS O'Connor held 411 positions worth $3.53B, down 1.7% from $3.59B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor withdrew a net $649M in Q4 2019, closing 94 positions and reducing 73 holdings. Its most notable exit was Celgene Corp, an estimated $545M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, UBS O'Connor opened a new position in TD Ameritrade Holding Corp worth $160M.

  • UBS O'Connor's largest Q4 2019 buy was TD Ameritrade Holding Corp: 3,221,718 shares worth $160M.
  • UBS O'Connor added most to Wellcare Health Plans, Inc. in Q4 2019, an estimated $198M increase.
  • UBS O'Connor's biggest Q4 2019 reduction was Post Holdings, cutting an estimated $31.4M.
  • UBS O'Connor fully exited Celgene Corp in Q4 2019, selling an estimated $545M.
  • UBS O'Connor's ten largest holdings make up 47% of its $3.53B portfolio in Q4 2019.
  • UBS O'Connor opened 105 new positions and closed 94 in Q4 2019.
  • UBS O'Connor's portfolio value fell 1.7% quarter-over-quarter to $3.53B.

Based on UBS O'Connor's 13F filing for Q4 2019, filed 14 Feb 2020.