UBS O'Connor’s Assertio ASRT Stock Holding History

UBS O'Connor’s Portfolio ASRT Stock Details ASRT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-18,556	Closed	-$1.39M	–	342
2019 Q4	$1.39M	Sell	18,556 -6,444	-26%	-$378K	0.04%	210
2019 Q3	$1.92M	Buy	+25,000	New	+$3.25M	0.05%	173

Other funds holding ASRT

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

RCMNY

Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

HCM

Highbridge Capital Management New York $3.09B AUM 31.19% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L) Vancouver, British Columbia, Canada $43.4B AUM 51.29% 1-Year Est. Return

UBS O'Connor's ASRT Position: Q1 2020 in Review

UBS O'Connor sold out of Assertio (ASRT) in Q1 2020, closing a stake of 18,556 shares — an estimated $1.39M sold.

UBS O'Connor first reported a position in ASRT in Q3 2019 and held it in 2 quarters. The position peaked at $1.92M in Q3 2019. 90 funds tracked by Wall St. Rank hold ASRT as of Q1 2020.

UBS O'Connor reported no remaining Assertio position as of Q1 2020 after selling out during the quarter.
UBS O'Connor sold 18,556 Assertio shares in Q1 2020, an estimated $1.39M.
UBS O'Connor first reported a position in Assertio in Q3 2019 and held it in 2 quarters.
UBS O'Connor's Assertio position peaked at $1.92M in Q3 2019.
90 funds tracked by Wall St. Rank held Assertio as of Q1 2020.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.