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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URI icon
176
United Rentals
URI
$72.4B
$5.59M 0.11%
93,036
-62,964
-40% -$4.37M
WLH
177
DELISTED
WILLIAM LYON HOMES
WLH
$5.5M 0.11%
267,002
+240,003
+889% +$5.71M
IWC icon
178
iShares Micro-Cap ETF
IWC
$1.5B
$5.49M 0.11%
+78,750
New +$6M
IHI icon
179
iShares US Medical Devices ETF
IHI
$3.36B
$5.49M 0.11%
+295,782
New +$5.95M
WLL
180
DELISTED
Whiting Petroleum Corporation
WLL
$5.43M 0.11%
1,185
+273
+30% +$1.69M
VIAB
181
DELISTED
Viacom Inc. Class B
VIAB
$5.39M 0.11%
125,000
+115,948
+1,281% +$5.75M
SPY icon
182
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$5.39M 0.11%
1,138,000
+983,000
+634% +$199M
XPRO icon
183
Expro Ltd
XPRO
$1.91B
$5.38M 0.11%
58,548
+1,700
+3% +$166K
VMW
184
DELISTED
VMware, Inc
VMW
$5.32M 0.11%
67,465
-34,436
-34% -$2.86M
EQT icon
185
EQT Corp
EQT
$32.3B
$5.26M 0.11%
149,164
+134,834
+941% +$5.5M
GGP
186
DELISTED
GGP Inc.
GGP
$5.2M 0.11%
200,365
+176,698
+747% +$4.64M
MIK
187
DELISTED
Michaels Stores, Inc
MIK
$5.2M 0.11%
225,000
+25,000
+13% +$638K
DFS
188
DELISTED
Discover Financial Services
DFS
$5.18M 0.11%
99,566
-233,460
-70% -$12.8M
TKR icon
189
Timken Company
TKR
$8.92B
$5.12M 0.1%
+186,096
New +$5.93M
MR
190
DELISTED
Montage Resources Corporation Common Stock
MR
$5.06M 0.1%
173,037
+80,149
+86% +$4.61M
BBD icon
191
Banco Bradesco
BBD
$37.1B
$5.03M 0.1%
1,993,006
+265,734
+15% +$895K
TFCFA
192
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$5.02M 0.1%
+186,016
New +$5.56M
EQR icon
193
Equity Residential
EQR
$25B
$4.99M 0.1%
66,457
+47,850
+257% +$3.52M
KYTH
194
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$4.91M 0.1%
+65,479
New +$4.89M
SITC icon
195
SITE Centers
SITC
$164M
$4.73M 0.1%
238,877
+115,213
+93% +$2.35M
NFX
196
DELISTED
Newfield Exploration
NFX
$4.71M 0.1%
143,200
-27,842
-16% -$935K
DEI icon
197
Douglas Emmett
DEI
$1.93B
$4.65M 0.09%
161,990
+7,924
+5% +$230K
NVDA icon
198
NVIDIA
NVDA
$5.3T
$4.63M 0.09%
7,517,920
+5,326,720
+243% +$2.88M
IRBT
199
DELISTED
iRobot
IRBT
$4.47M 0.09%
+153,425
New +$4.67M
CCJ icon
200
Cameco
CCJ
$40.8B
$4.32M 0.09%
+354,777
New +$4.8M
6 7
8
9 10

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.