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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AZN icon
176
AstraZeneca
AZN
$247B
$6.32M 0.11%
88,398
– –
2014 Q2
1 quarter
TKR icon
177
Timken Company
TKR
$8.05B
$6.27M 0.11%
147,938
+111,331
+304% +$5.12M
2014 Q2
1 quarter
BRSL icon
178
Brightstar Lottery PLC
BRSL
$1.8B
$6.24M 0.11%
+369,700
New +$6.15M
2014 Q3
0 quarters
FMC icon
179
FMC
FMC
$1.3B
$6.13M 0.11%
123,591
-222,744
-64% -$12.7M
2014 Q2
1 quarter
VIPS icon
180
Vipshop
VIPS
$6.13B
$6.13M 0.11%
+324,280
New +$6.68M
2014 Q3
0 quarters
LPX icon
181
Louisiana-Pacific
LPX
$4.59B
$6.09M 0.11%
447,993
+171,335
+62% +$2.42M
2014 Q2
1 quarter
HAL icon
182
Halliburton
HAL
$27.1B
$6.06M 0.1%
+94,008
New +$6.45M
2014 Q3
0 quarters
INFA icon
183
DELISTED
INFORMATICA CORP
INFA
$6.06M 0.1%
+176,950
New +$5.88M
2014 Q3
0 quarters
CRZO
184
DELISTED
Carrizo Oil & Gas Inc
CRZO
$5.92M 0.1%
+110,097
New +$6.72M
2014 Q3
0 quarters
MJN
185
DELISTED
Mead Johnson Nutrition Company
MJN
$5.62M 0.1%
+58,423
New +$5.54M
2014 Q3
0 quarters
CAG icon
186
Conagra Brands
CAG
$6.44B
$5.6M 0.1%
217,808
+207,947
+2,109% +$5.12M
2014 Q2
1 quarter
FSK icon
187
FS KKR Capital
FSK
$3B
$5.52M 0.1%
+128,201
New +$5.38M
2014 Q3
0 quarters
PX icon
188
DELISTED
Praxair Inc
PX
$5.32M 0.09%
+41,250
New +$5.41M
2014 Q3
0 quarters
LNCE
189
DELISTED
Snyders-Lance, Inc.
LNCE
$5.29M 0.09%
199,700
-10,167
-5% -$273K
2013 Q2
5 quarters
BKU icon
190
Bankunited
BKU
$3.01B
$5.27M 0.09%
172,978
-66,285
-28% -$2.11M
2013 Q2
5 quarters
ZION icon
191
Zions Bancorporation
ZION
$9.12B
$5.23M 0.09%
180,048
+15,797
+10% +$459K
2014 Q2
1 quarter
ATVI
192
DELISTED
Activision Blizzard
ATVI
$5.23M 0.09%
251,473
-394,010
-61% -$8.96M
2014 Q2
1 quarter
WLL
193
DELISTED
Whiting Petroleum Corporation
WLL
$5.17M 0.09%
+222
New +$5.66M
2014 Q3
0 quarters
TYC
194
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$5.05M 0.09%
+108,301
New +$5.04M
2014 Q3
0 quarters
FLR icon
195
Fluor
FLR
$6.78B
$5.05M 0.09%
+75,652
New +$5.56M
2014 Q3
0 quarters
GWRU
196
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$4.9M 0.08%
40,000
+20,000
+100% +$2.56M
2014 Q2
1 quarter
FMER
197
DELISTED
FIRSTMERIT CORP
FMER
$4.88M 0.08%
277,525
-452,563
-62% -$8.16M
2014 Q2
1 quarter
MRO icon
198
DELISTED
Marathon Oil Corporation
MRO
$4.86M 0.08%
+129,381
New +$5.13M
2014 Q3
0 quarters
GM icon
199
General Motors
GM
$72.6B
$4.76M 0.08%
149,188
-236,581
-61% -$8.24M
2013 Q4
3 quarters
SSB icon
200
SouthState Bank Corp
SSB
$9.72B
$4.71M 0.08%
+84,280
New +$4.98M
2014 Q3
0 quarters
6 7
8
9 10

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.