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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
176
AstraZeneca
AZN
$250B
$6.32M 0.11%
88,398
– –
TKR icon
177
Timken Company
TKR
$8.92B
$6.27M 0.11%
147,938
+111,331
+304% +$5.12M
BRSL
178
Brightstar Lottery PLC
BRSL
$2.03B
$6.24M 0.11%
+369,700
New +$6.15M
FMC icon
179
FMC
FMC
$1.32B
$6.13M 0.11%
123,591
-222,744
-64% -$12.7M
VIPS icon
180
Vipshop
VIPS
$7.4B
$6.13M 0.11%
+324,280
New +$6.68M
LPX icon
181
Louisiana-Pacific
LPX
$5.3B
$6.09M 0.11%
447,993
+171,335
+62% +$2.42M
HAL icon
182
Halliburton
HAL
$27.1B
$6.06M 0.1%
+94,008
New +$6.45M
INFA
183
DELISTED
INFORMATICA CORP
INFA
$6.06M 0.1%
+176,950
New +$5.88M
CRZO
184
DELISTED
Carrizo Oil & Gas Inc
CRZO
$5.92M 0.1%
+110,097
New +$6.72M
MJN
185
DELISTED
Mead Johnson Nutrition Company
MJN
$5.62M 0.1%
+58,423
New +$5.54M
CAG icon
186
Conagra Brands
CAG
$7.11B
$5.6M 0.1%
217,808
+207,947
+2,109% +$5.12M
FSK icon
187
FS KKR Capital
FSK
$3.33B
$5.52M 0.1%
+128,201
New +$5.38M
PX
188
DELISTED
Praxair Inc
PX
$5.32M 0.09%
+41,250
New +$5.41M
LNCE
189
DELISTED
Snyders-Lance, Inc.
LNCE
$5.29M 0.09%
199,700
-10,167
-5% -$273K
BKU icon
190
Bankunited
BKU
$3.37B
$5.27M 0.09%
172,978
-66,285
-28% -$2.11M
ZION icon
191
Zions Bancorporation
ZION
$10.3B
$5.23M 0.09%
180,048
+15,797
+10% +$459K
ATVI
192
DELISTED
Activision Blizzard
ATVI
$5.23M 0.09%
251,473
-394,010
-61% -$8.96M
WLL
193
DELISTED
Whiting Petroleum Corporation
WLL
$5.17M 0.09%
+222
New +$5.66M
TYC
194
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$5.05M 0.09%
+108,301
New +$5.04M
FLR icon
195
Fluor
FLR
$6.81B
$5.05M 0.09%
+75,652
New +$5.56M
GWRU
196
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$4.9M 0.08%
40,000
+20,000
+100% +$2.56M
FMER
197
DELISTED
FIRSTMERIT CORP
FMER
$4.88M 0.08%
277,525
-452,563
-62% -$8.16M
MRO
198
DELISTED
Marathon Oil Corporation
MRO
$4.86M 0.08%
+129,381
New +$5.13M
GM icon
199
General Motors
GM
$76.3B
$4.76M 0.08%
149,188
-236,581
-61% -$8.24M
SSB icon
200
SouthState Bank Corp
SSB
$10.5B
$4.71M 0.08%
+84,280
New +$4.98M
6 7
8
9 10

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.