UBS O'Connor’s FS KKR Capital FSK Stock Holding History

UBS O'Connor’s Portfolio FSK Stock Details FSK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-128,201	Closed	-$5.52M	–	667
2014 Q3	$5.52M	Buy	+128,201	New	+$5.38M	0.1%	208

Other funds holding FSK

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

UBS O'Connor's FSK Position: Q4 2014 in Review

UBS O'Connor sold out of FS KKR Capital (FSK) in Q4 2014, closing a stake of 128,201 shares — an estimated $5.52M sold.

UBS O'Connor first reported a position in FSK in Q3 2014 and held it in 1 quarter. The position peaked at $5.52M in Q3 2014. 130 funds tracked by Wall St. Rank hold FSK as of Q4 2014.

UBS O'Connor reported no remaining FS KKR Capital position as of Q4 2014 after selling out during the quarter.
UBS O'Connor sold 128,201 FS KKR Capital shares in Q4 2014, an estimated $5.52M.
UBS O'Connor first reported a position in FS KKR Capital in Q3 2014 and held it in 1 quarter.
UBS O'Connor's FS KKR Capital position peaked at $5.52M in Q3 2014.
130 funds tracked by Wall St. Rank held FS KKR Capital as of Q4 2014.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.