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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLR icon
176
Fluor
FLR
$6.81B
$7.03M 0.13%
+87,589
New +$6.69M
EMC
177
DELISTED
EMC CORPORATION
EMC
$6.91M 0.13%
+274,811
New +$6.66M
SRC
178
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6.88M 0.13%
+156,100
New +$6.89M
HHH icon
179
Howard Hughes
HHH
$4.06B
$6.73M 0.12%
58,744
-58,743
-50% -$6.38M
PEI
180
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$6.64M 0.12%
23,333
-32,667
-58% -$8.94M
CACI icon
181
CACI
CACI
$13.9B
$6.5M 0.12%
88,750
+6,405
+8% +$454K
AOS icon
182
A.O. Smith
AOS
$8.56B
$6.27M 0.12%
+232,532
New +$5.96M
RSG icon
183
Republic Services
RSG
$64.5B
$6.25M 0.11%
188,254
-163,226
-46% -$5.53M
LNCE
184
DELISTED
Snyders-Lance, Inc.
LNCE
$6.16M 0.11%
214,410
-134,496
-39% -$3.84M
PCG icon
185
PG&E
PCG
$37.4B
$6.11M 0.11%
151,768
-153,213
-50% -$6.28M
GM icon
186
CALL
General Motors
GM
$76.3B
$6.1M 0.11%
1,017,710
+7,240
+0.7% +$274K
TAN icon
187
Invesco Solar ETF
TAN
$1.45B
$5.91M 0.11%
+167,999
New +$6.29M
DIS icon
188
Walt Disney
DIS
$182B
$5.83M 0.11%
76,321
+33,724
+79% +$2.34M
CLDT
189
Chatham Lodging
CLDT
$607M
$5.73M 0.11%
280,000
-256,242
-48% -$5.08M
PVTB
190
DELISTED
PrivateBancorp Inc
PVTB
$5.69M 0.1%
+196,762
New +$5.07M
FCX icon
191
Freeport-McMoran
FCX
$95.5B
$5.68M 0.1%
150,533
-597,439
-80% -$21.2M
UMPQ
192
DELISTED
Umpqua Holdings Corp
UMPQ
$5.5M 0.1%
+287,463
New +$5.03M
AXLL
193
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$5.35M 0.1%
+112,770
New +$4.85M
TMUS icon
194
T-Mobile US
TMUS
$193B
$5.31M 0.1%
+157,916
New +$4.33M
PAYX icon
195
Paychex
PAYX
$42.7B
$5.15M 0.09%
+113,105
New +$4.83M
DISH
196
DELISTED
DISH Network Corp.
DISH
$5.11M 0.09%
88,131
-140,923
-62% -$7.22M
KRE icon
197
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$5.04M 0.09%
+124,000
New +$4.75M
PARA
198
DELISTED
Paramount Global Class B
PARA
$4.98M 0.09%
78,181
+21,377
+38% +$1.26M
TRNO icon
199
Terreno Realty
TRNO
$7.2B
$4.96M 0.09%
279,999
+111,999
+67% +$1.97M
SFE
200
DELISTED
Safeguard Scientifics, Inc.
SFE
$4.77M 0.09%
237,457
-72,833
-23% -$1.29M
6 7
8
9 10

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
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CB
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UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.