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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$2.47B
Cap. Flow %
-68.8%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 18.77%
2 Technology 13.48%
3 Financials 9.55%
4 Industrials 8.32%
5 Real Estate 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLR
151
DELISTED
Kaleyra, Inc.
KLR
$2.07M 0.06%
+57,143
New +$2.08M
PYPL icon
152
PayPal
PYPL
$51.1B
$2.07M 0.06%
+20,000
New +$2.2M
PGTI
153
DELISTED
PGT, Inc.
PGTI
$2.01M 0.06%
116,520
+16,520
+17% +$260K
QFIN icon
154
Qfin Holdings
QFIN
$1.59B
$1.95M 0.05%
219,156
+93,106
+74% +$962K
ASRT
155
DELISTED
Assertio
ASRT
$1.92M 0.05%
+25,000
New +$3.25M
HYG icon
156
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.84M 0.05%
4,980,000
-20,000
-0.4% -$1.74M
TCOM icon
157
Trip.com Group
TCOM
$29.1B
$1.83M 0.05%
62,500
+42,500
+213% +$1.49M
MOMO
158
Hello Group
MOMO
$855M
$1.8M 0.05%
+57,989
New +$1.97M
SY
159
So-Young International
SY
$212M
$1.71M 0.05%
185,625
-43,540
-19% -$587K
HCAT icon
160
Health Catalyst
HCAT
$171M
$1.71M 0.05%
+53,930
New +$2.12M
HYLN icon
161
Hyliion Holdings
HYLN
$704M
$1.65M 0.05%
+167,855
New +$1.65M
ALLK
162
DELISTED
Allakos
ALLK
$1.65M 0.05%
+20,948
New +$1.38M
PING
163
DELISTED
Ping Identity Holding Corp.
PING
$1.62M 0.05%
+93,800
New +$1.71M
WAB icon
164
Wabtec
WAB
$49.9B
$1.59M 0.04%
+22,120
New +$1.57M
ENDP
165
DELISTED
Endo International plc
ENDP
$1.57M 0.04%
490,009
+370,009
+308% +$1.19M
TAL icon
166
TAL Education Group
TAL
$6.91B
$1.52M 0.04%
+44,410
New +$1.55M
WH icon
167
Wyndham Hotels & Resorts
WH
$5.58B
$1.5M 0.04%
28,900
-88,800
-75% -$4.85M
EAF icon
168
GrafTech
EAF
$199M
$1.48M 0.04%
11,586
-7,648
-40% -$908K
RIDE
169
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$1.48M 0.04%
+10,000
New +$1.47M
TPTX
170
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$1.47M 0.04%
+39,000
New +$1.7M
CLB icon
171
Core Laboratories
CLB
$513M
$1.4M 0.04%
+30,000
New +$1.39M
CCO icon
172
Clear Channel Outdoor Holdings
CCO
$1.23B
$1.39M 0.04%
550,000
-27,000
-5% -$84.7K
SYF icon
173
Synchrony
SYF
$25.6B
$1.36M 0.04%
+40,000
New +$1.37M
TCO
174
DELISTED
Taubman Centers Inc.
TCO
$1.36M 0.04%
+33,300
New +$1.36M
SGRY icon
175
Surgery Partners
SGRY
$1.95B
$1.29M 0.04%
+175,000
New +$1.25M
5 6
7
8 9

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SAG
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ACI
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TCOV
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RC
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CGL
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CB
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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $2.47B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.