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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
KLR
151
DELISTED
Kaleyra, Inc.
KLR
$2.07M 0.06%
+57,143
New +$2.08M
2019 Q3
0 quarters
PYPL icon
152
PayPal
PYPL
$47.5B
$2.07M 0.06%
+20,000
New +$2.2M
2019 Q3
0 quarters
PGTI
153
DELISTED
PGT, Inc.
PGTI
$2.01M 0.06%
116,520
+16,520
+17% +$260K
2018 Q3
4 quarters
QFIN icon
154
Qfin Holdings
QFIN
$754M
$1.95M 0.05%
219,156
+93,106
+74% +$962K
2019 Q2
1 quarter
ASRT icon
155
DELISTED
Assertio
ASRT
$1.92M 0.05%
+25,000
New +$3.25M
2019 Q3
0 quarters
HYG icon
156
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$1.84M 0.05%
4,980,000
-20,000
-0.4% -$1.74M
2018 Q4
3 quarters
TCOM icon
157
Trip.com Group
TCOM
$24.5B
$1.83M 0.05%
62,500
+42,500
+213% +$1.49M
2015 Q4
15 quarters
MOMO icon
158
Hello Group
MOMO
$678M
$1.8M 0.05%
+57,989
New +$1.97M
2019 Q3
0 quarters
SY icon
159
So-Young International
SY
$251M
$1.71M 0.05%
185,625
-43,540
-19% -$587K
2019 Q2
1 quarter
HCAT icon
160
Health Catalyst
HCAT
$133M
$1.71M 0.05%
+53,930
New +$2.12M
2019 Q3
0 quarters
HYLN icon
161
Hyliion Holdings
HYLN
$686M
$1.65M 0.05%
+167,855
New +$1.65M
2019 Q3
0 quarters
ALLK icon
162
DELISTED
Allakos
ALLK
$1.65M 0.05%
+20,948
New +$1.38M
2019 Q3
0 quarters
PING
163
DELISTED
Ping Identity Holding Corp.
PING
$1.62M 0.05%
+93,800
New +$1.71M
2019 Q3
0 quarters
WAB icon
164
Wabtec
WAB
$48.2B
$1.59M 0.04%
+22,120
New +$1.57M
2019 Q3
0 quarters
ENDP
165
DELISTED
Endo International plc
ENDP
$1.57M 0.04%
490,009
+370,009
+308% +$1.19M
2019 Q2
1 quarter
TAL icon
166
TAL Education Group
TAL
$7.13B
$1.52M 0.04%
+44,410
New +$1.55M
2019 Q3
0 quarters
WH icon
167
Wyndham Hotels & Resorts
WH
$5.5B
$1.5M 0.04%
28,900
-88,800
-75% -$4.85M
2019 Q2
1 quarter
EAF icon
168
GrafTech
EAF
$238M
$1.48M 0.04%
11,586
-7,648
-40% -$908K
2018 Q3
4 quarters
RIDE
169
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$1.48M 0.04%
+10,000
New +$1.47M
2019 Q3
0 quarters
TPTX
170
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$1.47M 0.04%
+39,000
New +$1.7M
2019 Q3
0 quarters
CLB icon
171
Core Laboratories
CLB
$463M
$1.4M 0.04%
+30,000
New +$1.39M
2019 Q3
0 quarters
CCO icon
172
Clear Channel Outdoor Holdings
CCO
$1.24B
$1.39M 0.04%
550,000
-27,000
-5% -$84.7K
2019 Q2
1 quarter
SYF icon
173
Synchrony
SYF
$23.7B
$1.36M 0.04%
+40,000
New +$1.37M
2019 Q3
0 quarters
TCO
174
DELISTED
Taubman Centers Inc.
TCO
$1.36M 0.04%
+33,300
New +$1.36M
2019 Q3
0 quarters
SGRY icon
175
Surgery Partners
SGRY
$1.82B
$1.29M 0.04%
+175,000
New +$1.25M
2019 Q3
0 quarters
5 6
7
8 9

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.