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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DO
151
DELISTED
Diamond Offshore Drilling
DO
$7.8M 0.12%
+443,000
New +$8.88M
MU icon
152
Micron Technology
MU
$996B
$7.76M 0.12%
+436,673
New +$6.66M
PXD
153
DELISTED
Pioneer Natural Resource Co.
PXD
$7.74M 0.12%
41,675
+22,708
+120% +$3.86M
LULU icon
154
lululemon athletica
LULU
$14.2B
$7.62M 0.11%
+125,000
New +$9.23M
CPE
155
DELISTED
Callon Petroleum Company
CPE
$7.61M 0.11%
48,475
+3,270
+7% +$432K
P
156
DELISTED
Pandora Media Inc
P
$7.5M 0.11%
523,351
+173,396
+50% +$2.34M
SYNH
157
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$7.46M 0.11%
+167,408
New +$7.26M
PTEN icon
158
Patterson-UTI
PTEN
$3.83B
$7.45M 0.11%
332,807
+297,059
+831% +$5.96M
OLLI icon
159
Ollie's Bargain Outlet
OLLI
$4.71B
$7.4M 0.11%
+282,500
New +$7.37M
XLF icon
160
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$7.19M 0.11%
372,397
-323,431
-46% -$6.67M
GPK icon
161
Graphic Packaging
GPK
$3.51B
$7.14M 0.11%
+510,473
New +$7.02M
PPLI
162
People Inc
PPLI
$3.2B
$7.12M 0.11%
+637,916
New +$6.73M
VFC icon
163
VF Corp
VFC
$5.8B
$7.01M 0.1%
+132,750
New +$7.67M
N
164
DELISTED
Netsuite Inc
N
$7M 0.1%
+63,262
New +$6.38M
DG icon
165
Dollar General
DG
$28.1B
$7M 0.1%
+100,000
New +$8.47M
CVX icon
166
Chevron
CVX
$371B
$6.91M 0.1%
+67,145
New +$6.86M
SM icon
167
SM Energy
SM
$6.88B
$6.91M 0.1%
+179,000
New +$5.74M
DYN
168
DELISTED
Dynegy, Inc.
DYN
$6.89M 0.1%
556,095
+309,844
+126% +$4.39M
TWX
169
DELISTED
Time Warner Inc
TWX
$6.7M 0.1%
84,179
+32,379
+63% +$2.53M
NE
170
DELISTED
Noble Corporation
NE
$6.55M 0.1%
1,033,516
+721,516
+231% +$4.85M
WBD icon
171
Warner Bros
WBD
$66.2B
$6.42M 0.1%
+238,661
New +$6.12M
STRZA
172
DELISTED
Starz - Series A
STRZA
$6.34M 0.09%
+203,200
New +$6.26M
TLRD
173
DELISTED
Tailored Brands, Inc.
TLRD
$6.28M 0.09%
+400,000
New +$5.82M
XLI icon
174
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$6.28M 0.09%
+107,491
New +$6.24M
XLV icon
175
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$6.27M 0.09%
86,943
-33,057
-28% -$2.43M
5 6
7
8 9

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.