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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DO icon
151
DELISTED
Diamond Offshore Drilling
DO
$7.8M 0.12%
+443,000
New +$8.88M
2016 Q3
0 quarters
MU icon
152
Micron Technology
MU
$1.16T
$7.76M 0.12%
+436,673
New +$6.66M
2016 Q3
0 quarters
PXD icon
153
DELISTED
Pioneer Natural Resource Co.
PXD
$7.74M 0.12%
41,675
+22,708
+120% +$3.86M
2015 Q4
3 quarters
LULU icon
154
lululemon athletica
LULU
$10.9B
$7.62M 0.11%
+125,000
New +$9.23M
2016 Q3
0 quarters
CPE
155
DELISTED
Callon Petroleum Company
CPE
$7.61M 0.11%
48,475
+3,270
+7% +$432K
2015 Q1
6 quarters
P icon
156
DELISTED
Pandora Media Inc
P
$7.5M 0.11%
523,351
+173,396
+50% +$2.34M
2015 Q1
6 quarters
SYNH
157
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$7.46M 0.11%
+167,408
New +$7.26M
2016 Q3
0 quarters
PTEN icon
158
Patterson-UTI
PTEN
$4.31B
$7.45M 0.11%
332,807
+297,059
+831% +$5.96M
2015 Q1
6 quarters
OLLI icon
159
Ollie's Bargain Outlet
OLLI
$5.07B
$7.4M 0.11%
+282,500
New +$7.37M
2016 Q3
0 quarters
XLF icon
160
State Street Financial Select Sector SPDR ETF
XLF
$51.2B
$7.19M 0.11%
372,397
-323,431
-46% -$6.67M
2016 Q1
2 quarters
GPK icon
161
Graphic Packaging
GPK
$2.47B
$7.14M 0.11%
+510,473
New +$7.02M
2016 Q3
0 quarters
PPLI icon
162
People Inc
PPLI
$3.04B
$7.12M 0.11%
+637,916
New +$6.73M
2016 Q3
0 quarters
VFC icon
163
VF Corp
VFC
$5.9B
$7.01M 0.1%
+132,750
New +$7.67M
2016 Q3
0 quarters
N
164
DELISTED
Netsuite Inc
N
$7M 0.1%
+63,262
New +$6.38M
2016 Q3
0 quarters
DG icon
165
Dollar General
DG
$28.1B
$7M 0.1%
+100,000
New +$8.47M
2016 Q3
0 quarters
CVX icon
166
Chevron
CVX
$416B
$6.91M 0.1%
+67,145
New +$6.86M
2016 Q3
0 quarters
SM icon
167
SM Energy
SM
$8.8B
$6.91M 0.1%
+179,000
New +$5.74M
2016 Q3
0 quarters
DYN icon
168
DELISTED
Dynegy, Inc.
DYN
$6.89M 0.1%
556,095
+309,844
+126% +$4.39M
2016 Q2
1 quarter
TWX
169
DELISTED
Time Warner Inc
TWX
$6.7M 0.1%
84,179
+32,379
+63% +$2.53M
2016 Q1
2 quarters
NE icon
170
DELISTED
Noble Corporation
NE
$6.55M 0.1%
1,033,516
+721,516
+231% +$4.85M
2016 Q2
1 quarter
WBD icon
171
DELISTED
Warner Bros
WBD
$6.42M 0.1%
+238,661
New +$6.12M
2016 Q3
0 quarters
STRZA
172
DELISTED
Starz - Series A
STRZA
$6.34M 0.09%
+203,200
New +$6.26M
2016 Q3
0 quarters
TLRD
173
DELISTED
Tailored Brands, Inc.
TLRD
$6.28M 0.09%
+400,000
New +$5.82M
2016 Q3
0 quarters
XLI icon
174
State Street Industrial Select Sector SPDR ETF
XLI
$30.3B
$6.28M 0.09%
+107,491
New +$6.24M
2016 Q3
0 quarters
XLV icon
175
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$6.27M 0.09%
86,943
-33,057
-28% -$2.43M
2015 Q4
3 quarters
5 6
7
8 9

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FNBT
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.