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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$85.7M
Cap. Flow %
1.58%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180
Avg Time Held Equity + Options
0.9 quarters
Top 10 Avg Time Held Equity + Options
0.9 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1 quarter
Top 10 Avg Time Held Equity only
0.9 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.22%
2 Real Estate 17.69%
3 Consumer Staples 12.49%
4 Industrials 7.66%
5 Financials 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NRG icon
151
NRG Energy
NRG
$22.7B
$9.19M 0.17%
320,001
-17,499
-5% -$489K
2013 Q2
2 quarters
URI icon
152
United Rentals
URI
$65.8B
$9.11M 0.17%
116,899
-64,647
-36% -$4.33M
2013 Q2
2 quarters
TFC icon
153
Truist Financial
TFC
$56.3B
$8.86M 0.16%
+237,382
New +$8.2M
2013 Q4
0 quarters
FL icon
154
DELISTED
Foot Locker
FL
$8.78M 0.16%
211,923
-698,077
-77% -$25.6M
2013 Q2
2 quarters
LEAP
155
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$8.7M 0.16%
500,000
+250,000
+100% +$4.11M
2013 Q3
1 quarter
WFC icon
156
Wells Fargo
WFC
$253B
$8.64M 0.16%
190,380
+11,294
+6% +$488K
2013 Q3
1 quarter
VIAB
157
DELISTED
Viacom Inc. Class B
VIAB
$8.63M 0.16%
98,783
-108,193
-52% -$8.93M
2013 Q3
1 quarter
BIDU icon
158
Baidu
BIDU
$29B
$8.53M 0.16%
+47,936
New +$7.75M
2013 Q4
0 quarters
ADM icon
159
Archer Daniels Midland
ADM
$38.5B
$8.43M 0.15%
194,279
-525,721
-73% -$21.3M
2013 Q2
2 quarters
DAN icon
160
Dana Inc
DAN
$3.16B
$8.24M 0.15%
+420,000
New +$8.53M
2013 Q4
0 quarters
LPLA icon
161
LPL Financial
LPLA
$26.1B
$8.19M 0.15%
+174,177
New +$7.31M
2013 Q4
0 quarters
IBKC
162
DELISTED
IBERIABANK Corp
IBKC
$7.94M 0.15%
+126,360
New +$7.52M
2013 Q4
0 quarters
FITB icon
163
Fifth Third Bancorp
FITB
$45.9B
$7.92M 0.15%
+376,544
New +$7.38M
2013 Q4
0 quarters
EWBC icon
164
East-West Bancorp
EWBC
$17.2B
$7.91M 0.15%
226,045
-21,454
-9% -$728K
2013 Q3
1 quarter
TRN icon
165
Trinity Industries
TRN
$2.03B
$7.8M 0.14%
+397,551
New +$7.21M
2013 Q4
0 quarters
TWC
166
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$7.66M 0.14%
56,534
-30,252
-35% -$3.76M
2013 Q3
1 quarter
REG icon
167
Regency Centers
REG
$13.2B
$7.57M 0.14%
163,545
+60,068
+58% +$2.94M
2013 Q3
1 quarter
HUN icon
168
Huntsman Corp
HUN
$1.43B
$7.57M 0.14%
+307,670
New +$7.01M
2013 Q4
0 quarters
UNP icon
169
Union Pacific
UNP
$165B
$7.52M 0.14%
+89,536
New +$7.09M
2013 Q4
0 quarters
EIX icon
170
Edison International
EIX
$21.3B
$7.5M 0.14%
+162,045
New +$7.66M
2013 Q4
0 quarters
CDR
171
DELISTED
Cedar Realty Trust, Inc
CDR
$7.45M 0.14%
180,303
+15,501
+9% +$584K
2013 Q2
2 quarters
SLG icon
172
SL Green Realty
SLG
$3.43B
$7.39M 0.14%
+82,641
New +$7.38M
2013 Q4
0 quarters
META icon
173
Meta Platforms (Facebook)
META
$1.83T
$7.32M 0.13%
133,945
-191,105
-59% -$9.6M
2013 Q2
2 quarters
HON icon
174
Honeywell
HON
$65.8B
$7.21M 0.13%
+87,762
New +$6.86M
2013 Q4
0 quarters
AMZN icon
175
Amazon
AMZN
$2.83T
$7.2M 0.13%
+361,240
New +$6.5M
2013 Q4
0 quarters
5 6
7
8 9

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CGL
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JCM
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MPM
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UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor's Q4 2013 filing shows 166 new, 105 increased, 70 reduced and 180 closed positions. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M. The largest sale was ONYX PHARMACEUTICALS INC, an estimated $60.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 23% of assets, down from 30% a quarter earlier, followed by Real Estate and Consumer Staples.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.