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UBS O'Connor’s LPL Financial LPLA Stock Holding History

UBS O'Connor’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q2 		– Sell
-7,500
Closed -$2.45M – 431
2025
Q1 		$2.45M Buy
+7,500
New +$2.61M 0.06% 109
2014
Q2 		– Sell
-213,142
Closed -$11.2M – 502
2014
Q1 		$11.2M Buy
213,142
+38,965
+22% +$2.06M 0.21% 156
2013
Q4 		$8.19M Buy
+174,177
New +$7.31M 0.15% 184

Other funds holding LPLA

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return
Janus Henderson Group
Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management Los Angeles, California $32.2B AUM 10.98% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return
LPC
Lone Pine Capital Greenwich, Connecticut $16.4B AUM 99.7% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

UBS O'Connor's LPLA Position: Q2 2025 in Review

UBS O'Connor sold out of LPL Financial (LPLA) in Q2 2025, closing a stake of 7,500 shares — an estimated $2.45M sold.

UBS O'Connor first reported a position in LPLA in Q4 2013 and held it in 3 quarters. The position peaked at $11.2M in Q1 2014. 801 funds tracked by Wall St. Rank hold LPLA as of Q2 2025.

  • UBS O'Connor reported no remaining LPL Financial position as of Q2 2025 after selling out during the quarter.
  • UBS O'Connor sold 7,500 LPL Financial shares in Q2 2025, an estimated $2.45M.
  • UBS O'Connor first reported a position in LPL Financial in Q4 2013 and held it in 3 quarters.
  • UBS O'Connor's LPL Financial position peaked at $11.2M in Q1 2014.
  • 801 funds tracked by Wall St. Rank held LPL Financial as of Q2 2025.

Based on UBS O'Connor's 13F filing for Q2 2025, filed 14 Aug 2025.