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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.45B
Cap. Flow %
29.86%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
1.9 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S icon
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.73%
2 Consumer Discretionary 17.71%
3 Financials 17.08%
4 Miscellaneous 11.63%
5 Industrials 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TAL icon
126
TAL Education Group
TAL
$7.13B
$5.17M 0.11%
96,986
+9,552
+11% +$514K
2019 Q3
2 quarters
RIG icon
127
PUT
Transocean
RIG
$6.15B
$4.97M 0.1%
1,465,000
-300,000
-17% -$1.17M
2018 Q2
7 quarters
FMC icon
128
FMC
FMC
$1.3B
$4.9M 0.1%
60,000
-35,000
-37% -$3.25M
2019 Q4
1 quarter
BIDU icon
129
Baidu
BIDU
$29B
$4.83M 0.1%
47,949
-2,051
-4% -$250K
2019 Q3
2 quarters
LFLY icon
130
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$4.75M 0.1%
25,000
– –
2019 Q4
1 quarter
LAZR icon
131
DELISTED
Luminar Technologies
LAZR
$4.19M 0.09%
+27,533
New +$4.29M
2020 Q1
0 quarters
LITE icon
132
Lumentum
LITE
$99.9B
$4.17M 0.09%
+56,585
New +$4.45M
2020 Q1
0 quarters
BREW icon
133
DELISTED
Craft Brew Alliance, Inc.
BREW
$4.08M 0.08%
+273,583
New +$4.29M
2020 Q1
0 quarters
ALC icon
134
Alcon
ALC
$31B
$4.07M 0.08%
80,000
+20,000
+33% +$1.15M
2019 Q4
1 quarter
ADN icon
135
DELISTED
Advent Technologies
ADN
$4.05M 0.08%
+13,301
New +$4.05M
2020 Q1
0 quarters
LIVK
136
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$4.05M 0.08%
+425,000
New +$4.14M
2020 Q1
0 quarters
IOTS
137
DELISTED
Adesto Technologies Corp
IOTS
$3.93M 0.08%
+351,528
New +$3.36M
2020 Q1
0 quarters
SHPW icon
138
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$3.87M 0.08%
50,000
– –
2019 Q4
1 quarter
SAIL icon
139
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$3.65M 0.08%
240,104
+40,104
+20% +$910K
2019 Q4
1 quarter
BABA icon
140
Alibaba
BABA
$277B
$2.94M 0.06%
15,111
-81,223
-84% -$17M
2019 Q3
2 quarters
CSGP icon
141
CoStar Group
CSGP
$12B
$2.94M 0.06%
+50,000
New +$3.26M
2020 Q1
0 quarters
HIW icon
142
Highwoods Properties
HIW
$3.2B
$2.89M 0.06%
81,600
-26,000
-24% -$1.19M
2019 Q3
2 quarters
VXX icon
143
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$123M
$2.74M 0.06%
+45,011
New +$73.2M
2020 Q1
0 quarters
BOX icon
144
Box
BOX
$4.99B
$2.56M 0.05%
181,957
+131,957
+264% +$1.96M
2019 Q4
1 quarter
PPD
145
DELISTED
PPD, Inc. Common Stock
PPD
$2.43M 0.05%
+136,295
New +$3.42M
2020 Q1
0 quarters
CRWD icon
146
CrowdStrike
CRWD
$282B
$2.41M 0.05%
173,376
-102,244
-37% -$1.44M
2019 Q2
3 quarters
RESI
147
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$2.41M 0.05%
+201,431
New +$2.35M
2020 Q1
0 quarters
NHI icon
148
National Health Investors
NHI
$3.18B
$2.38M 0.05%
48,100
-42,600
-47% -$3.23M
2018 Q1
8 quarters
TCOM icon
149
Trip.com Group
TCOM
$24.5B
$2.35M 0.05%
100,000
+33,557
+51% +$1.05M
2015 Q4
17 quarters
ID
150
DELISTED
PARTS iD, Inc.
ID
$2.33M 0.05%
+225,000
New +$2.33M
2020 Q1
0 quarters
4 5
6
7 8

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CGL
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.45B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.