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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.86B
AUM Growth
+$1.32B
Cap. Flow
+$1.7B
Cap. Flow %
35.01%
Top 10 Hldgs %
47.16%
Holding
450
New
132
Increased
60
Reduced
64
Closed
113

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$328M
2
TIF
Tiffany & Co.
TIF
+$281M
3
CY
Cypress Semiconductor
CY
+$192M
4
S
Sprint Corporation
S
+$186M
5
LM
Legg Mason, Inc.
LM
+$163M

Top Sells

Rank Stock Value
1
WCG
Wellcare Health Plans, Inc.
WCG
+$514M
2
ZAYO
Zayo Group Holdings, Inc.
ZAYO
+$142M
3
MDCO
Medicines Co
MDCO
+$82.1M
4
INXN
Interxion Holding N.V.
INXN
+$51.4M
5
TSLA icon
Tesla
TSLA
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 24.13%
2 Financials 17.08%
3 Consumer Discretionary 9.29%
4 Industrials 7.81%
5 Healthcare 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAL icon
126
TAL Education Group
TAL
$6.91B
$5.17M 0.11%
96,986
+9,552
+11% +$514K
RIG icon
127
PUT
Transocean
RIG
$5.71B
$4.97M 0.1%
1,465,000
-300,000
-17% -$1.17M
FMC icon
128
FMC
FMC
$1.32B
$4.9M 0.1%
60,000
-35,000
-37% -$3.25M
BIDU icon
129
Baidu
BIDU
$37.1B
$4.83M 0.1%
47,949
-2,051
-4% -$250K
LFLY
130
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$4.75M 0.1%
25,000
– –
LAZR
131
DELISTED
Luminar Technologies
LAZR
$4.19M 0.09%
+27,533
New +$4.29M
LITE icon
132
Lumentum
LITE
$65.2B
$4.17M 0.09%
+56,585
New +$4.45M
BREW
133
DELISTED
Craft Brew Alliance, Inc.
BREW
$4.08M 0.08%
+273,583
New +$4.29M
ALC icon
134
Alcon
ALC
$33.9B
$4.07M 0.08%
80,000
+20,000
+33% +$1.15M
ADN
135
DELISTED
Advent Technologies
ADN
$4.05M 0.08%
+13,301
New +$4.05M
LIVK
136
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$4.05M 0.08%
+425,000
New +$4.14M
IOTS
137
DELISTED
Adesto Technologies Corp
IOTS
$3.93M 0.08%
+351,528
New +$3.36M
SHPW
138
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$3.87M 0.08%
50,000
– –
SAIL
139
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$3.65M 0.08%
240,104
+40,104
+20% +$910K
BABA icon
140
Alibaba
BABA
$304B
$2.94M 0.06%
15,111
-81,223
-84% -$17M
CSGP icon
141
CoStar Group
CSGP
$12B
$2.94M 0.06%
+50,000
New +$3.26M
HIW icon
142
Highwoods Properties
HIW
$3.47B
$2.89M 0.06%
81,600
-26,000
-24% -$1.19M
VXX icon
143
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$146M
$2.74M 0.06%
+45,011
New +$73.2M
BOX icon
144
Box
BOX
$4.41B
$2.56M 0.05%
181,957
+131,957
+264% +$1.96M
PPD
145
DELISTED
PPD, Inc. Common Stock
PPD
$2.43M 0.05%
+136,295
New +$3.42M
CRWD icon
146
CrowdStrike
CRWD
$211B
$2.41M 0.05%
173,376
-102,244
-37% -$1.44M
RESI
147
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$2.41M 0.05%
+201,431
New +$2.35M
NHI icon
148
National Health Investors
NHI
$3.65B
$2.38M 0.05%
48,100
-42,600
-47% -$3.23M
TCOM icon
149
Trip.com Group
TCOM
$29.1B
$2.35M 0.05%
100,000
+33,557
+51% +$1.05M
ID
150
DELISTED
PARTS iD, Inc.
ID
$2.33M 0.05%
+225,000
New +$2.33M
4 5
6
7 8

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q1 2020 Portfolio in Review

As of Q1 2020, UBS O'Connor held 450 positions worth $4.86B, up 37% from $3.53B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

UBS O'Connor deployed $1.7B of net new capital in Q1 2020, opening 132 new positions and adding to 60 existing holdings. Its largest new stake was E*Trade Financial Corporation: 7,751,548 shares worth $266M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $17M trimmed.

  • UBS O'Connor's largest Q1 2020 buy was E*Trade Financial Corporation: 7,751,548 shares worth $266M.
  • UBS O'Connor added most to Tiffany & Co. in Q1 2020, an estimated $281M increase.
  • UBS O'Connor's biggest Q1 2020 reduction was Alibaba, cutting an estimated $17M.
  • UBS O'Connor fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $514M.
  • UBS O'Connor's ten largest holdings make up 47% of its $4.86B portfolio in Q1 2020.
  • UBS O'Connor opened 132 new positions and closed 113 in Q1 2020.
  • UBS O'Connor's portfolio value rose 37% quarter-over-quarter to $4.86B.

Based on UBS O'Connor's 13F filing for Q1 2020, filed 15 May 2020.