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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.59B
AUM Growth
-$1.57B
Cap. Flow
-$1.9B
Cap. Flow %
-52.75%
Top 10 Hldgs %
49.92%
Holding
394
New
147
Increased
44
Reduced
60
Closed
82
Avg Time Held Equity + Options
2.1 quarters
Top 10 Avg Time Held Equity + Options
0.6 quarters
Top 20 Avg Time Held Equity + Options
0.8 quarters
Avg Time Held Equity only
2.2 quarters
Top 10 Avg Time Held Equity only
0.6 quarters
Top 20 Avg Time Held Equity only
0.8 quarters

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$273M
2
GWR
Genesee & Wyoming Inc.
GWR
+$169M
3
CY
Cypress Semiconductor
CY
+$116M
4
WCG
Wellcare Health Plans, Inc.
WCG
+$108M
5
AABA
Altaba Inc
AABA
+$91.3M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$555M
2
FDC
First Data Corporation
FDC
+$522M
3
LLL
L3 Technologies, Inc.
LLL
+$404M
4
WP
Worldpay, Inc.
WP
+$334M
5
APC icon
Anadarko Petroleum
APC
+$296M

Sector Composition

Rank Sector Weight
1 Healthcare 25.24%
2 Miscellaneous 18.19%
3 Technology 13.49%
4 Financials 9.55%
5 Industrials 8.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PLD icon
126
Prologis
PLD
$123B
$3.34M 0.09%
39,200
-28,653
-42% -$2.37M
2018 Q3
4 quarters
AMZN icon
127
Amazon
AMZN
$2.83T
$3.21M 0.09%
37,000
-20,000
-35% -$1.85M
2015 Q1
18 quarters
DDOG icon
128
Datadog
DDOG
$105B
$3.11M 0.09%
+91,770
New +$3.19M
2019 Q3
0 quarters
PAE
129
DELISTED
PAE Incorporated Class A Common Stock
PAE
$3.09M 0.09%
+305,333
New +$3.07M
2019 Q3
0 quarters
GME icon
130
GameStop
GME
$13.4B
$3.08M 0.09%
2,231,420
-1,095,380
-33% -$1.18M
2019 Q1
2 quarters
KN icon
131
Knowles
KN
$3.21B
$3.05M 0.08%
150,000
+100,000
+200% +$1.96M
2019 Q2
1 quarter
DRE
132
DELISTED
Duke Realty Corp.
DRE
$3.04M 0.08%
89,500
+6,500
+8% +$215K
2018 Q3
4 quarters
LSI
133
DELISTED
Life Storage, Inc.
LSI
$3.04M 0.08%
43,200
-36,450
-46% -$2.48M
2019 Q2
1 quarter
NVR icon
134
NVR
NVR
$15.7B
$2.96M 0.08%
+797
New +$2.81M
2019 Q3
0 quarters
TSLA icon
135
PUT
Tesla
TSLA
$1.51T
$2.92M 0.08%
1,510,500
+135,000
+10% +$2.11M
2018 Q2
5 quarters
PDD icon
136
Pinduoduo
PDD
$116B
$2.88M 0.08%
+89,311
New +$2.39M
2019 Q3
0 quarters
GOEV icon
137
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$2.69M 0.07%
+580
New +$2.66M
2019 Q3
0 quarters
AMH icon
138
American Homes 4 Rent
AMH
$11.1B
$2.63M 0.07%
101,600
-115,871
-53% -$2.91M
2018 Q1
6 quarters
SPAQ.U icon
139
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$2.59M 0.07%
+250,000
New +$2.57M
2019 Q3
0 quarters
PFPT
140
DELISTED
Proofpoint, Inc.
PFPT
$2.56M 0.07%
+19,852
New +$2.43M
2019 Q3
0 quarters
P icon
141
Everpure Inc
P
$51.5B
$2.54M 0.07%
150,000
-115,000
-43% -$1.8M
2018 Q4
3 quarters
MDLA
142
DELISTED
Medallia, Inc.
MDLA
$2.38M 0.07%
+86,600
New +$3.07M
2019 Q3
0 quarters
EQIX icon
143
Equinix
EQIX
$101B
$2.31M 0.06%
4,000
-3,000
-43% -$1.61M
2018 Q1
6 quarters
EDU icon
144
New Oriental
EDU
$9.09B
$2.3M 0.06%
+20,747
New +$2.17M
2019 Q3
0 quarters
CPE
145
DELISTED
Callon Petroleum Company
CPE
$2.27M 0.06%
+52,219
New +$2.55M
2019 Q3
0 quarters
LVGO
146
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$2.22M 0.06%
+127,183
New +$3.85M
2019 Q3
0 quarters
PVT
147
DELISTED
Pivotal Acquisition Corp.
PVT
$2.19M 0.06%
+215,000
New +$2.19M
2019 Q3
0 quarters
NXPI icon
148
NXP Semiconductors
NXPI
$57.4B
$2.18M 0.06%
+20,000
New +$2.04M
2019 Q3
0 quarters
NET icon
149
Cloudflare
NET
$129B
$2.17M 0.06%
+116,690
New +$2.26M
2019 Q3
0 quarters
CRWD icon
150
CrowdStrike
CRWD
$282B
$2.09M 0.06%
143,400
-29,800
-17% -$592K
2019 Q2
1 quarter
4 5
6
7 8

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ACI
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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2019 Portfolio in Review

As of Q3 2019, UBS O'Connor held 394 positions worth $3.59B, down 30% from $5.16B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

UBS O'Connor withdrew a net $1.9B in Q3 2019, closing 82 positions and reducing 60 holdings. Its most notable exit was Red Hat Inc, an estimated $555M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 11% a quarter earlier, followed by Miscellaneous and Technology.

Against the trend, UBS O'Connor opened a new position in Genesee & Wyoming Inc. worth $170M.

  • UBS O'Connor's largest Q3 2019 buy was Genesee & Wyoming Inc.: 1,538,321 shares worth $170M.
  • UBS O'Connor added most to Celgene Corp in Q3 2019, an estimated $273M increase.
  • UBS O'Connor's biggest Q3 2019 reduction was Walt Disney, cutting an estimated $55.8M.
  • UBS O'Connor fully exited Red Hat Inc in Q3 2019, selling an estimated $555M.
  • UBS O'Connor's ten largest holdings make up 50% of its $3.59B portfolio in Q3 2019.
  • UBS O'Connor opened 147 new positions and closed 82 in Q3 2019.
  • UBS O'Connor's portfolio value fell 30% quarter-over-quarter to $3.59B.

Based on UBS O'Connor's 13F filing for Q3 2019, filed 14 Nov 2019.