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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$3.09B
Cap. Flow %
45.88%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24%
2 Consumer Discretionary 11.42%
3 Communication Services 10.85%
4 Industrials 8.56%
5 Technology 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
126
Royal Caribbean
RCL
$85.7B
$10.8M 0.16%
144,124
+43,370
+43% +$3.05M
CPAAU
127
DELISTED
Conyers Park Acquisition Corp. Unit
CPAAU
$10.8M 0.16%
+1,000,000
New +$10.5M
F icon
128
Ford
F
$55B
$10.7M 0.16%
+886,296
New +$11.2M
HST icon
129
Host Hotels & Resorts
HST
$16B
$10.7M 0.16%
+686,595
New +$11.8M
FANG icon
130
Diamondback Energy
FANG
$53.1B
$10.6M 0.16%
+110,028
New +$10.1M
WMT icon
131
Walmart Inc
WMT
$892B
$10.5M 0.16%
+435,000
New +$10.6M
MLM icon
132
Martin Marietta Materials
MLM
$32.3B
$10.4M 0.15%
58,042
+33,871
+140% +$6.47M
GWW icon
133
W.W. Grainger
GWW
$60.4B
$10.4M 0.15%
+46,203
New +$10.4M
QCOM icon
134
Qualcomm
QCOM
$168B
$10.3M 0.15%
150,000
+41,573
+38% +$2.53M
CNH
135
CNH Industrial
CNH
$17.4B
$10.1M 0.15%
1,607,928
+818,398
+104% +$5.09M
HON icon
136
Honeywell
HON
$76.3B
$9.97M 0.15%
+95,175
New +$9.95M
SLCA
137
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$9.94M 0.15%
213,422
+82,145
+63% +$3.2M
VEON icon
138
VEON
VEON
$3.87B
$9.74M 0.14%
+112,000
New +$11.2M
BMS
139
DELISTED
Bemis
BMS
$9.35M 0.14%
+183,286
New +$9.44M
HTZ
140
DELISTED
Hertz Global Holdings, Inc.
HTZ
$9.19M 0.14%
+263,510
New +$11M
SLB icon
141
SLB Ltd
SLB
$76.5B
$8.96M 0.13%
+113,911
New +$9.04M
MCHP icon
142
Microchip Technology
MCHP
$40.4B
$8.86M 0.13%
+285,200
New +$8.29M
PVH icon
143
PVH
PVH
$3.99B
$8.84M 0.13%
+80,000
New +$8.27M
DAL icon
144
Delta Air Lines
DAL
$60.5B
$8.65M 0.13%
219,691
-22,238
-9% -$841K
SLGN icon
145
Silgan Holdings
SLGN
$4.39B
$8.42M 0.13%
+332,780
New +$8.3M
YUM icon
146
Yum! Brands
YUM
$41.6B
$8.38M 0.12%
+128,321
New +$8.19M
NUE icon
147
Nucor
NUE
$61.9B
$8.35M 0.12%
168,823
-71,360
-30% -$3.63M
DIS icon
148
Walt Disney
DIS
$182B
$8.31M 0.12%
+89,518
New +$8.57M
CRM icon
149
Salesforce
CRM
$153B
$8.03M 0.12%
112,500
-17,500
-13% -$1.36M
NWL icon
150
Newell Brands
NWL
$2.56B
$7.93M 0.12%
150,580
-68,802
-31% -$3.56M
4 5
6
7 8

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $3.09B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.