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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+6.76%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$6.72B
AUM Growth
+$2.09B
Cap. Flow
+$1.43B
Cap. Flow %
21.25%
Top 10 Hldgs %
32.49%
Holding
567
New
175
Increased
115
Reduced
87
Closed
155
Avg Time Held Equity + Options
2.2 quarters
Top 10 Avg Time Held Equity + Options
1.5 quarters
Top 20 Avg Time Held Equity + Options
2.2 quarters
Avg Time Held Equity only
2.3 quarters
Top 10 Avg Time Held Equity only
1.5 quarters
Top 20 Avg Time Held Equity only
2.2 quarters

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$693M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$162M
3
COTY icon
Coty
COTY
+$151M
4
WWAV
The WhiteWave Foods Company
WWAV
+$138M
5
DELL icon
Dell
DELL
+$56.8M

Top Sells

Rank Stock Value
1
EMC icon
EMC CORPORATION
EMC
+$218M
2
CHTR icon
Charter Communications
CHTR
+$67.4M
3
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$61.2M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$51.3M
5
BFH icon
Bread Financial
BFH
+$33.8M

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.22%
2 Miscellaneous 13.28%
3 Communication Services 11.75%
4 Consumer Discretionary 11.42%
5 Industrials 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RCL icon
126
Royal Caribbean
RCL
$75.5B
$10.8M 0.16%
144,124
+43,370
+43% +$3.05M
2015 Q1
6 quarters
CPAAU
127
DELISTED
Conyers Park Acquisition Corp. Unit
CPAAU
$10.8M 0.16%
+1,000,000
New +$10.5M
2016 Q3
0 quarters
F icon
128
Ford
F
$48.5B
$10.7M 0.16%
+886,296
New +$11.2M
2016 Q3
0 quarters
HST icon
129
Host Hotels & Resorts
HST
$15.5B
$10.7M 0.16%
+686,595
New +$11.8M
2016 Q3
0 quarters
FANG icon
130
Diamondback Energy
FANG
$53.8B
$10.6M 0.16%
+110,028
New +$10.1M
2016 Q3
0 quarters
WMT icon
131
Walmart Inc
WMT
$883B
$10.5M 0.16%
+435,000
New +$10.6M
2016 Q3
0 quarters
MLM icon
132
Martin Marietta Materials
MLM
$34B
$10.4M 0.15%
58,042
+33,871
+140% +$6.47M
2016 Q1
2 quarters
GWW icon
133
W.W. Grainger
GWW
$60.8B
$10.4M 0.15%
+46,203
New +$10.4M
2016 Q3
0 quarters
QCOM icon
134
Qualcomm
QCOM
$187B
$10.3M 0.15%
150,000
+41,573
+38% +$2.53M
2016 Q2
1 quarter
CNH icon
135
CNH Industrial
CNH
$18.3B
$10.1M 0.15%
1,607,928
+818,398
+104% +$5.09M
2016 Q2
1 quarter
HON icon
136
Honeywell
HON
$65.8B
$9.97M 0.15%
+95,175
New +$9.95M
2016 Q3
0 quarters
SLCA icon
137
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$9.94M 0.15%
213,422
+82,145
+63% +$3.2M
2015 Q4
3 quarters
VEON icon
138
VEON
VEON
$5.29B
$9.74M 0.14%
+112,000
New +$11.2M
2016 Q3
0 quarters
BMS
139
DELISTED
Bemis
BMS
$9.35M 0.14%
+183,286
New +$9.44M
2016 Q3
0 quarters
HTZ icon
140
DELISTED
Hertz Global Holdings, Inc.
HTZ
$9.19M 0.14%
+263,510
New +$11M
2016 Q3
0 quarters
SLB icon
141
SLB Ltd
SLB
$72.6B
$8.96M 0.13%
+113,911
New +$9.04M
2016 Q3
0 quarters
MCHP icon
142
Microchip Technology
MCHP
$41B
$8.86M 0.13%
+285,200
New +$8.29M
2016 Q3
0 quarters
PVH icon
143
PVH
PVH
$3.75B
$8.84M 0.13%
+80,000
New +$8.27M
2016 Q3
0 quarters
DAL icon
144
Delta Air Lines
DAL
$54B
$8.65M 0.13%
219,691
-22,238
-9% -$841K
2015 Q1
6 quarters
SLGN icon
145
Silgan Holdings
SLGN
$3.75B
$8.42M 0.13%
+332,780
New +$8.3M
2016 Q3
0 quarters
YUM icon
146
Yum! Brands
YUM
$39.5B
$8.38M 0.12%
+128,321
New +$8.19M
2016 Q3
0 quarters
NUE icon
147
Nucor
NUE
$56.8B
$8.35M 0.12%
168,823
-71,360
-30% -$3.63M
2015 Q2
5 quarters
DIS icon
148
Walt Disney
DIS
$187B
$8.31M 0.12%
+89,518
New +$8.57M
2016 Q3
0 quarters
CRM icon
149
Salesforce
CRM
$189B
$8.03M 0.12%
112,500
-17,500
-13% -$1.36M
2014 Q2
9 quarters
NWL icon
150
Newell Brands
NWL
$2.4B
$7.93M 0.12%
150,580
-68,802
-31% -$3.56M
2015 Q4
3 quarters
4 5
6
7 8

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ACI
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RC
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A
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q3 2016 Portfolio in Review

As of Q3 2016, UBS O'Connor held 567 positions worth $6.72B, up 45% from $4.64B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2016, opening 175 new positions and adding to 115 existing holdings. Its largest new stake was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 14% a quarter earlier, followed by Miscellaneous and Communication Services.

On the sell side, the largest reduction was Kellanova, an estimated $28M trimmed.

  • UBS O'Connor's largest Q3 2016 buy was iShares MSCI Emerging Markets ETF: 4,425,977 shares worth $166M.
  • UBS O'Connor added most to Procter & Gamble in Q3 2016, an estimated $693M increase.
  • UBS O'Connor's biggest Q3 2016 reduction was Kellanova, cutting an estimated $28M.
  • UBS O'Connor fully exited EMC CORPORATION in Q3 2016, selling an estimated $218M.
  • UBS O'Connor's ten largest holdings make up 32% of its $6.72B portfolio in Q3 2016.
  • UBS O'Connor opened 175 new positions and closed 155 in Q3 2016.
  • UBS O'Connor's portfolio value rose 45% quarter-over-quarter to $6.72B.

Based on UBS O'Connor's 13F filing for Q3 2016, filed 14 Nov 2016.