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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFRM
126
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$12.7M 0.23%
294,628
+59,113
+25% +$2.11M
PLD icon
127
Prologis
PLD
$130B
$12.4M 0.23%
334,400
+242,003
+262% +$9.31M
DKS icon
128
Dick's Sporting Goods
DKS
$17.8B
$12.3M 0.23%
211,971
-319,405
-60% -$17.4M
KRG icon
129
Kite Realty
KRG
$5.35B
$12.1M 0.22%
+458,659
New +$11.7M
KEY icon
130
KeyCorp
KEY
$24.3B
$12M 0.22%
892,660
-55,595
-6% -$704K
TKR icon
131
Timken Company
TKR
$8.92B
$12M 0.22%
+303,532
New +$11.8M
TC.PRT
132
DELISTED
THOMPSON CREEK METALS COMPANY INC. COMMON SHARES(CANADA)TANG
TC.PRT
$11.9M 0.22%
942,719
+18,175
+2% +$280K
AWK icon
133
American Water Works
AWK
$26.8B
$11.9M 0.22%
281,431
+43,681
+18% +$1.83M
VOD icon
134
Vodafone
VOD
$37B
$11.9M 0.22%
296,423
-335,584
-53% -$12.6M
DRH icon
135
Diamondrock Hospitality Co
DRH
$2.58B
$11.8M 0.22%
+1,022,852
New +$11.6M
HSH
136
DELISTED
HILLSHIRE BRANDS CO
HSH
$11.7M 0.22%
350,000
+170,000
+94% +$5.52M
PACW
137
DELISTED
PacWest Bancorp
PACW
$11.1M 0.2%
263,056
-257,118
-49% -$10.1M
CXT icon
138
Crane NXT
CXT
$3.13B
$11.1M 0.2%
+475,038
New +$10.4M
CMCSA icon
139
Comcast
CMCSA
$89.3B
$11M 0.2%
+422,358
New +$10.2M
FWONA icon
140
Liberty Media Series A
FWONA
$22.9B
$10.9M 0.2%
+420,636
New +$11.2M
EMN icon
141
Eastman Chemical
EMN
$8.4B
$10.9M 0.2%
+135,000
New +$10.5M
ACAS
142
DELISTED
American Capital Ltd
ACAS
$10.6M 0.19%
676,082
+9,718
+1% +$141K
MS icon
143
Morgan Stanley
MS
$336B
$10.5M 0.19%
334,751
-2,284
-0.7% -$67.9K
POST icon
144
Post Holdings
POST
$4.09B
$10.5M 0.19%
+324,356
New +$9.55M
JCP
145
DELISTED
J.C. Penney Company, Inc.
JCP
$10.3M 0.19%
1,128,241
+378,241
+50% +$3.15M
EBAY icon
146
eBay
EBAY
$48.9B
$10.2M 0.19%
+441,936
New +$9.78M
YHOO
147
DELISTED
Yahoo Inc
YHOO
$10.1M 0.19%
+249,200
New +$8.94M
VNO icon
148
Vornado Realty Trust
VNO
$7.27B
$9.8M 0.18%
150,895
+67,225
+80% +$4.35M
WFM
149
DELISTED
Whole Foods Market Inc
WFM
$9.39M 0.17%
+162,435
New +$9.63M
AHT
150
Ashford Hospitality Trust
AHT
$21M
$9.27M 0.17%
1,200
+418
+53% +$3.29M
4 5
6
7 8

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.