UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+2.07%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$12.7B
AUM Growth
+$1.54B
Cap. Flow
+$1.28B
Cap. Flow %
10.09%
Top 10 Hldgs %
59.69%
Holding
1,074
New
200
Increased
177
Reduced
57
Closed
158

Top Buys

1
NUAN
Nuance Communications, Inc.
NUAN
$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
$893M
3
KSU
Kansas City Southern
KSU
$613M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$314M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
$850M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
$813M
3
WORK
Slack Technologies, Inc.
WORK
$491M
4
GRA
W.R. Grace & Co.
GRA
$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
$355M

Sector Composition

1 Financials 21.06%
2 Technology 16.28%
3 Communication Services 14.44%
4 Industrials 10.4%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SRZNW icon
1001
Surrozen, Inc. Warrant
SRZNW
$71K
– –
-83,330
Closed -$125K
STWD icon
1002
Starwood Property Trust
STWD
$7.52B
– –
0
– –
SVC
1003
Service Properties Trust
SVC
$462M
– –
0
– –
TGI
1004
DELISTED
Triumph Group
TGI
– –
0
– –
TRN icon
1005
Trinity Industries
TRN
$2.31B
– –
0
– –
TTE icon
1006
TotalEnergies
TTE
$134B
– –
-67,251
Closed -$3.04M
UAA icon
1007
Under Armour
UAA
$2.26B
– –
-130,000
Closed -$2.75M
ULTA icon
1008
Ulta Beauty
ULTA
$23.7B
– –
-10,000
Closed -$3.46M
USO icon
1009
United States Oil Fund
USO
$959M
– –
0
– –
WOOF icon
1010
Petco
WOOF
$958M
– –
-100,000
Closed -$2.24M
WT icon
1011
WisdomTree
WT
$2.02B
– –
0
– –
WTI icon
1012
W&T Offshore
WTI
$270M
– –
0
– –
WYNN icon
1013
Wynn Resorts
WYNN
$12.8B
– –
0
– –
X
1014
DELISTED
US Steel
X
– –
0
– –
XLE icon
1015
Energy Select Sector SPDR Fund
XLE
$27.2B
– –
0
– –
XLF icon
1016
Financial Select Sector SPDR Fund
XLF
$54.2B
– –
0
– –
XLI icon
1017
Industrial Select Sector SPDR Fund
XLI
$23.2B
– –
0
– –
XLU icon
1018
Utilities Select Sector SPDR Fund
XLU
$20.8B
– –
0
– –
XOSWW
1019
Xos, Inc. Warrants
XOSWW
$120K
– –
-401,566
Closed -$747K
XRX icon
1020
Xerox
XRX
$488M
– –
0
– –
MSPRZ
1021
MSP Recovery, Inc. Warrant
MSPRZ
– –
-249,991
Closed -$234K
MKFG
1022
DELISTED
Markforged Holding Corporation
MKFG
– –
-30,562
Closed -$3.05M
CTV
1023
DELISTED
Innovid Corp.
CTV
– –
-441,966
Closed -$4.37M
HYZNW
1024
DELISTED
Hyzon Motors Inc. Warrants
HYZNW
– –
-249,991
Closed -$566K
THCPU
1025
DELISTED
Thunder Bridge Capital Partners IV, Inc. Unit
THCPU
– –
-12,634
Closed -$125K
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