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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.19B
AUM Growth
-$451M
Cap. Flow
+$179M
Cap. Flow %
3.44%
Top 10 Hldgs %
58.96%
Holding
438
New
147
Increased
36
Reduced
81
Closed
142

Top Buys

Rank Stock Value
1
AET
Aetna Inc
AET
+$221M
2
XL
XL Group Ltd.
XL
+$209M
3
NXPI icon
NXP Semiconductors
NXPI
+$194M
4
MON
Monsanto Co
MON
+$116M
5
VR
Validus Hold Ltd
VR
+$114M

Top Sells

Rank Stock Value
1
BDX icon
Becton Dickinson
BDX
+$178M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$167M
3
CPN
Calpine Corporation
CPN
+$132M
4
AKRX
Akorn Inc
AKRX
+$62.4M
5
GM icon
General Motors
GM
+$62.2M

Sector Composition

Rank Sector Weight
1 Technology 18.89%
2 Financials 17.37%
3 Materials 13.46%
4 Communication Services 10.59%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAIN icon
76
Hain Celestial
HAIN
$53.5M
$5.6M 0.11%
174,748
-505,252
-74% -$18.4M
CVON
77
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$5.57M 0.11%
+625,000
New +$5.83M
P
78
Everpure Inc
P
$29B
$5.49M 0.11%
+275,247
New +$5.4M
PH icon
79
Parker-Hannifin
PH
$135B
$5.41M 0.1%
+31,657
New +$6M
ORCL icon
80
Oracle
ORCL
$413B
$5.38M 0.1%
117,642
+82,944
+239% +$4.12M
TWTR
81
DELISTED
Twitter, Inc.
TWTR
$5.36M 0.1%
184,746
-175,018
-49% -$5.13M
DOX icon
82
Amdocs
DOX
$6.28B
$5.34M 0.1%
80,111
-125,739
-61% -$8.46M
BNY
83
Bank of New York Mellon
BNY
$108B
$5.15M 0.1%
+100,000
New +$5.56M
GPOR
84
DELISTED
Gulfport Energy Corp.
GPOR
$4.83M 0.09%
500,000
-1,900,000
-79% -$20.2M
GOOGL icon
85
Alphabet (Google) Class A
GOOGL
$4.38T
$4.75M 0.09%
+91,500
New +$5.07M
AA icon
86
Alcoa
AA
$12.5B
$4.74M 0.09%
105,392
+3,064
+3% +$152K
AXP icon
87
American Express
AXP
$231B
$4.66M 0.09%
+50,000
New +$4.84M
CXT icon
88
Crane NXT
CXT
$3.13B
$4.65M 0.09%
144,321
-28,419
-16% -$920K
ETSY icon
89
Etsy
ETSY
$7.81B
$4.64M 0.09%
+165,400
New +$3.72M
GRA
90
DELISTED
W.R. Grace & Co.
GRA
$4.6M 0.09%
75,101
+30,101
+67% +$2.06M
BBL
91
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$4.51M 0.09%
113,531
-52,345
-32% -$2.2M
AMH icon
92
American Homes 4 Rent
AMH
$12.4B
$4.45M 0.09%
+221,813
New +$4.42M
HTLD icon
93
Heartland Express
HTLD
$952M
$4.44M 0.09%
246,910
-173,362
-41% -$3.66M
SMPL icon
94
Simply Good Foods
SMPL
$988M
$4.42M 0.09%
322,296
-537,540
-63% -$7.37M
FRPT icon
95
Freshpet
FRPT
$3.28B
$4.4M 0.08%
267,433
-294,847
-52% -$5.45M
DD icon
96
DuPont de Nemours
DD
$19.5B
$4.38M 0.08%
27,132
-23,044
-46% -$4.17M
ANGI icon
97
Angi Inc
ANGI
$201M
$4.37M 0.08%
32,168
+24,668
+329% +$3.43M
DAL icon
98
Delta Air Lines
DAL
$60.5B
$4.26M 0.08%
77,771
-297,406
-79% -$16.4M
MAA icon
99
Mid-America Apartment Communities
MAA
$15.5B
$4.24M 0.08%
+46,513
New +$4.21M
TWLO icon
100
Twilio
TWLO
$29.3B
$4.24M 0.08%
+111,032
New +$3.52M
2 3
4
5 6

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
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RC
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A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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UBS O'Connor's Q1 2018 Portfolio in Review

As of Q1 2018, UBS O'Connor held 438 positions worth $5.19B, down 8% from $5.64B the previous quarter. Its ten largest holdings account for 59% of the portfolio.

UBS O'Connor deployed $179M of net new capital in Q1 2018, opening 147 new positions and adding to 36 existing holdings. Its largest new stake was XL Group Ltd.: 4,767,914 shares worth $263M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 13% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was Akorn Inc, an estimated $62.4M trimmed.

  • UBS O'Connor's largest Q1 2018 buy was XL Group Ltd.: 4,767,914 shares worth $263M.
  • UBS O'Connor added most to Aetna Inc in Q1 2018, an estimated $221M increase.
  • UBS O'Connor's biggest Q1 2018 reduction was Akorn Inc, cutting an estimated $62.4M.
  • UBS O'Connor fully exited Becton Dickinson in Q1 2018, selling an estimated $178M.
  • UBS O'Connor's ten largest holdings make up 59% of its $5.19B portfolio in Q1 2018.
  • UBS O'Connor opened 147 new positions and closed 142 in Q1 2018.
  • UBS O'Connor's portfolio value fell 8% quarter-over-quarter to $5.19B.

Based on UBS O'Connor's 13F filing for Q1 2018, filed 14 May 2018.