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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$1.43B
Cap. Flow %
11.22%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.6 quarters
Avg Time Held Equity only
1.7 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.6 quarters

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO icon
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.37%
2 Technology 20.95%
3 Communication Services 14.41%
4 Healthcare 12.25%
5 Real Estate 10.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HLAHW
851
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$58K ﹤0.01%
83,330
– –
2021 Q1
2 quarters
ASPCW icon
852
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$58K ﹤0.01%
100,000
– –
2021 Q2
1 quarter
ISLEW
853
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$57K ﹤0.01%
99,999
– –
2021 Q1
2 quarters
TLSIW icon
854
TriSalus Life Sciences Warrant
TLSIW
$56K ﹤0.01%
66,664
– –
2021 Q1
2 quarters
GLTA.WS
855
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
$56K ﹤0.01%
+125,489
New +$57.9K
2021 Q3
0 quarters
MAXR
856
PUT
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$56K ﹤0.01%
15,000
– –
2021 Q2
1 quarter
SCOBW
857
DELISTED
ScION Tech Growth II Warrants
SCOBW
$56K ﹤0.01%
83,330
– –
2021 Q2
1 quarter
TCACW
858
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$56K ﹤0.01%
100,000
– –
2021 Q2
1 quarter
RRC icon
859
PUT
Range Resources
RRC
$9.56B
$55K ﹤0.01%
35,400
– –
2021 Q2
1 quarter
WT icon
860
PUT
WisdomTree
WT
$3.43B
$55K ﹤0.01%
200,000
– –
2021 Q1
2 quarters
LEAP.WS
861
DELISTED
Ribbit LEAP, Ltd. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exer
LEAP.WS
$55K ﹤0.01%
39,999
– –
2021 Q1
2 quarters
CCL icon
862
PUT
Carnival Corporation Ltd
CCL
$35.4B
$54K ﹤0.01%
+21,500
New +$500K
2021 Q3
0 quarters
QFTA.WS
863
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$53K ﹤0.01%
199,993
– –
2021 Q1
2 quarters
RUMBW icon
864
RUM Group Inc Warrant
RUMBW
$12.6M
$52K ﹤0.01%
62,449
+12,449
+25% +$12.9K
2021 Q2
1 quarter
BTMDW icon
865
DELISTED
Biote Corp. Warrant
BTMDW
$52K ﹤0.01%
62,541
– –
2021 Q2
1 quarter
TSIBW icon
866
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$49K ﹤0.01%
60,000
– –
2021 Q2
1 quarter
BOAS.WS
867
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$49K ﹤0.01%
83,333
– –
2021 Q2
1 quarter
HCARW
868
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$47K ﹤0.01%
74,998
– –
2021 Q1
2 quarters
VELOW icon
869
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$46K ﹤0.01%
+67,407
New +$60.3K
2021 Q3
0 quarters
BLNGW
870
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
$41K ﹤0.01%
+75,826
New +$40.6K
2021 Q3
0 quarters
CORS.WS
871
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$41K ﹤0.01%
+56,198
New +$44K
2021 Q3
0 quarters
USO icon
872
PUT
United States Oil Fund
USO
$1.9B
$36K ﹤0.01%
+100,000
New +$4.89M
2021 Q3
0 quarters
FXI icon
873
CALL
iShares China Large-Cap ETF
FXI
$3.94B
$35K ﹤0.01%
+700,000
New +$28.9M
2021 Q3
0 quarters
SDSTW icon
874
Stardust Power Inc Warrant
SDSTW
$4.92M
$35K ﹤0.01%
41,665
– –
2021 Q1
2 quarters
X icon
875
PUT
DELISTED
US Steel
X
$34K ﹤0.01%
+90,000
New +$2.25M
2021 Q3
0 quarters
33 34
35
36 37

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.