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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLAHW
851
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Warrant
HLAHW
$58K ﹤0.01%
83,330
– –
ASPCW
852
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
$58K ﹤0.01%
100,000
– –
ISLEW
853
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$57K ﹤0.01%
99,999
– –
TLSIW icon
854
TriSalus Life Sciences Warrant
TLSIW
$53.6M
$56K ﹤0.01%
66,664
– –
GLTA.WS
855
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
$56K ﹤0.01%
+125,489
New +$57.9K
MAXR
856
PUT
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$56K ﹤0.01%
15,000
– –
SCOBW
857
DELISTED
ScION Tech Growth II Warrants
SCOBW
$56K ﹤0.01%
83,330
– –
TCACW
858
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$56K ﹤0.01%
100,000
– –
RRC icon
859
PUT
Range Resources
RRC
$9.01B
$55K ﹤0.01%
35,400
– –
WT icon
860
PUT
WisdomTree
WT
$3.25B
$55K ﹤0.01%
200,000
– –
LEAP.WS
861
DELISTED
Ribbit LEAP, Ltd. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exer
LEAP.WS
$55K ﹤0.01%
39,999
– –
CCL icon
862
PUT
Carnival Corporation Ltd
CCL
$39.4B
$54K ﹤0.01%
+21,500
New +$500K
QFTA.WS
863
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$53K ﹤0.01%
199,993
– –
RUMBW
864
RUM Group Inc Warrant
RUMBW
$13.7M
$52K ﹤0.01%
62,449
+12,449
+25% +$12.9K
BTMDW
865
DELISTED
Biote Corp. Warrant
BTMDW
$52K ﹤0.01%
62,541
– –
TSIBW
866
DELISTED
Tishman Speyer Innovation Corp. II Warrant
TSIBW
$49K ﹤0.01%
60,000
– –
BOAS.WS
867
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$49K ﹤0.01%
83,333
– –
HCARW
868
DELISTED
Healthcare Services Acquisition Corporation Warrant
HCARW
$47K ﹤0.01%
74,998
– –
VELOW
869
DELISTED
Velocity Acquisition Corp. Warrant
VELOW
$46K ﹤0.01%
+67,407
New +$60.3K
BLNGW
870
DELISTED
Belong Acquisition Corp. Warrant
BLNGW
$41K ﹤0.01%
+75,826
New +$40.6K
CORS.WS
871
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$41K ﹤0.01%
+56,198
New +$44K
USO icon
872
PUT
United States Oil Fund
USO
$1.86B
$36K ﹤0.01%
+100,000
New +$4.89M
FXI icon
873
CALL
iShares China Large-Cap ETF
FXI
$4.29B
$35K ﹤0.01%
+700,000
New +$28.9M
SDSTW
874
Stardust Power Inc Warrant
SDSTW
$6.41M
$35K ﹤0.01%
41,665
– –
X
875
PUT
DELISTED
US Steel
X
$34K ﹤0.01%
+90,000
New +$2.25M
33 34
35
36 37

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SAG
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ACI
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TCOV
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RC
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A
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CGL
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CB
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.