UOC

UBS O'Connor Portfolio holdings

AUM $1.93B
1-Year Return 38.75%
This Quarter Return
+2.07%
1 Year Return
+38.75%
3 Year Return
+182.42%
5 Year Return
+480.25%
10 Year Return
+1,573.29%
AUM
$12.7B
AUM Growth
+$1.54B
Cap. Flow
+$1.28B
Cap. Flow %
10.09%
Top 10 Hldgs %
59.69%
Holding
1,074
New
200
Increased
177
Reduced
57
Closed
158

Top Buys

1
NUAN
Nuance Communications, Inc.
NUAN
$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
$893M
3
KSU
Kansas City Southern
KSU
$613M
4
HRC
HILL-ROM HOLDINGS, INC.
HRC
$315M
5
ATH
Athene Holding Ltd. Class A Common Shares
ATH
$314M

Top Sells

1
MXIM
Maxim Integrated Products
MXIM
$850M
2
ALXN
Alexion Pharmaceuticals Inc
ALXN
$813M
3
WORK
Slack Technologies, Inc.
WORK
$491M
4
GRA
W.R. Grace & Co.
GRA
$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
$355M

Sector Composition

1 Financials 21.06%
2 Technology 16.28%
3 Communication Services 14.44%
4 Industrials 10.34%
5 Healthcare 9.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VLTA
851
DELISTED
Volta Inc.
VLTA
– –
-1,027,898
Closed -$10.3M
CPARU
852
DELISTED
Catalyst Partners Acquisition Corp. Unit
CPARU
– –
-300,000
Closed -$3.01M
CORZ
853
DELISTED
Core Scientific, Inc. Common Stock
CORZ
– –
-399,195
Closed -$3.92M
FTVIU
854
DELISTED
FinTech Acquisition Corp. VI Units
FTVIU
– –
-301,175
Closed -$3.04M
GACQU
855
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
– –
-250,979
Closed -$2.51M
SHQAU
856
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
– –
-250,000
Closed -$2.5M
BTRS
857
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
– –
-80,000
Closed -$1.01M
CVET
858
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-205,000
Closed -$5.54M
CHNG
859
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-4,413,561
Closed -$102M
ENDP
860
DELISTED
Endo International plc
ENDP
– –
0
– –
COHR
861
DELISTED
Coherent Inc
COHR
– –
-325,553
Closed -$86.1M
DIDI
862
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
-70,000
Closed -$990K
ARTAU
863
DELISTED
Artisan Acquisition Corp. Units
ARTAU
– –
-150,000
Closed -$1.49M
RKLBW
864
DELISTED
Rocket Lab USA, Inc. Warrant
RKLBW
– –
-266,656
Closed -$765K
SEAH
865
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
– –
-198,807
Closed -$2M
CYXTW
866
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
– –
-66,664
Closed -$136K
IACB.WS
867
DELISTED
ION Acquisition Corp 2 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACB.WS
– –
-31,250
Closed -$56K
IACB.U
868
DELISTED
ION Acquisition Corp 2 Ltd. Units, each consisting of one Class A ordinary share and one-eighth of o
IACB.U
– –
-318,815
Closed -$3.22M
KCAC
869
DELISTED
Kensington Capital Acquisition Corp. II
KCAC
– –
-173,825
Closed -$1.73M
DMYI.WS
870
DELISTED
dMY Technology Group, Inc. III Redeemable warrants, each whole warrant exercisable for one share of
DMYI.WS
– –
-124,996
Closed -$401K
STPC.WS
871
DELISTED
Star Peak Corp II Warrants, each whole warrant exercisable for one share of Class A common stock at
STPC.WS
– –
-63,222
Closed -$111K
SRNG
872
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-422,847
Closed -$4.21M
RICE
873
DELISTED
Rice Acquisition Corp.
RICE
– –
-143,270
Closed -$2.59M
QELLW
874
DELISTED
Qell Acquisition Corp. Warrant
QELLW
– –
-208,326
Closed -$336K
CENHW
875
DELISTED
Centricus Acquisition Corp. Warrant
CENHW
– –
-187,740
Closed -$262K
33 34
35
36 37