UBS O'Connor’s iShares China Large-Cap ETF FXI Stock Holding History

UBS O'Connor’s Portfolio FXI Stock Details FXI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-700,000	Closed	-$35K	–	969
2021 Q3	$35K	Buy	+700,000	New	+$28.9M	﹤0.01%	897

Other funds holding FXI

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Capitolis Advisors New York $1.41B AUM 17.33% 1-Year Est. Return

UBS O'Connor's FXI Position: Q4 2016 in Review

UBS O'Connor sold out of iShares China Large-Cap ETF (FXI) in Q4 2016, closing a stake of 150,000 shares — an estimated $5.7M sold.

UBS O'Connor first reported a position in FXI in Q1 2015 and held it in 4 quarters. The position peaked at $9.07M in Q4 2015. 222 funds tracked by Wall St. Rank hold FXI as of Q4 2016.

UBS O'Connor reported no remaining iShares China Large-Cap ETF position as of Q4 2016 after selling out during the quarter.
UBS O'Connor sold 150,000 iShares China Large-Cap ETF shares in Q4 2016, an estimated $5.7M.
UBS O'Connor first reported a position in iShares China Large-Cap ETF in Q1 2015 and held it in 4 quarters.
UBS O'Connor's iShares China Large-Cap ETF position peaked at $9.07M in Q4 2015.
222 funds tracked by Wall St. Rank held iShares China Large-Cap ETF as of Q4 2016.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.