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UBS O'Connor’s iShares China Large-Cap ETF FXI Stock Holding History

UBS O'Connor’s Portfolio FXI Stock Details FXI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-150,000
Closed -$5.7M – 423
2016
Q3 		$5.7M Buy
+150,000
New +$5.5M 0.08% 198
2016
Q1 		– Sell
-257,000
Closed -$8.06M – 475
2015
Q4 		$9.07M Buy
257,000
+232,000
+928% +$8.72M 0.15% 124
2015
Q3 		$887K Buy
+25,000
New +$972K 0.02% 359
2015
Q2 		– Sell
-43,750
Closed -$1.94M – 811
2015
Q1 		$1.94M Buy
+43,750
New +$1.86M 0.04% 301

Other funds holding FXI

CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
Rafferty Asset Management
Rafferty Asset Management New York $24.6B AUM 47.06% 1-Year Est. Return
BNP Paribas Financial Markets
BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Barclays
Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
CA
Capitolis Advisors New York $1.41B AUM 17.33% 1-Year Est. Return

UBS O'Connor's FXI Position: Q4 2016 in Review

UBS O'Connor sold out of iShares China Large-Cap ETF (FXI) in Q4 2016, closing a stake of 150,000 shares — an estimated $5.7M sold.

UBS O'Connor first reported a position in FXI in Q1 2015 and held it in 4 quarters. The position peaked at $9.07M in Q4 2015. 222 funds tracked by Wall St. Rank hold FXI as of Q4 2016.

  • UBS O'Connor reported no remaining iShares China Large-Cap ETF position as of Q4 2016 after selling out during the quarter.
  • UBS O'Connor sold 150,000 iShares China Large-Cap ETF shares in Q4 2016, an estimated $5.7M.
  • UBS O'Connor first reported a position in iShares China Large-Cap ETF in Q1 2015 and held it in 4 quarters.
  • UBS O'Connor's iShares China Large-Cap ETF position peaked at $9.07M in Q4 2015.
  • 222 funds tracked by Wall St. Rank held iShares China Large-Cap ETF as of Q4 2016.

Based on UBS O'Connor's 13F filing for Q4 2016, filed 14 Feb 2017.