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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-5.31%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.6B
AUM Growth
-$1.48B
Cap. Flow
-$963M
Cap. Flow %
-9.05%
Top 10 Hldgs %
19.75%
Holding
927
New
168
Increased
168
Reduced
125
Closed
420
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
1 quarter
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.1 quarters
Top 10 Avg Time Held Equity only
1 quarter
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
PCP
PRECISION CASTPARTS CORP
PCP
+$218M
2
PYPL icon
PayPal
PYPL
+$190M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$189M
4
CB icon
CHUBB CORPORATION
CB
+$118M
5
AA icon
Alcoa
AA
+$118M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$390M
2
DTV
DIRECTV COM STK (DE)
DTV
+$289M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$234M
4
HSP
HOSPIRA INC
HSP
+$233M
5
PLL icon
PALL CORP
PLL
+$164M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.42%
2 Industrials 17.11%
3 Financials 12.81%
4 Consumer Discretionary 12.17%
5 Consumer Staples 12.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PPO
851
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-1,786,588
Closed -$107M –
OCR
852
DELISTED
OMNICARE INC
OCR
– –
-571,165
Closed -$53.8M –
INFA icon
853
DELISTED
INFORMATICA CORP
INFA
– –
-433,185
Closed -$21M –
SUSQ
854
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-1,498,052
Closed -$21.2M –
DTV
855
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-3,113,450
Closed -$289M –
CTRX
856
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-3,823,782
Closed -$234M –
BZT
857
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
– –
-400,000
Closed -$11.5M –
FDO
858
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-4,950,757
Closed -$390M –
RKT icon
859
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-799,974
Closed -$48.2M –
IGTE
860
DELISTED
IGATE CORPORATION
IGTE
– –
-963,761
Closed -$46M –
DRC
861
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-1,408,522
Closed -$120M –
EOX
862
PUT
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-400,000
Closed -$320K –
ATVI
863
DELISTED
Activision Blizzard
ATVI
– –
-74,414
Closed -$1.8M –
HOT
864
CALL
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-343,000
Closed -$306K –
SIVB
865
DELISTED
SVB Financial Group
SIVB
– –
-8,452
Closed -$1.22M –
KNL
866
DELISTED
Knoll, Inc.
KNL
– –
-29,930
Closed -$750K –
AAWW
867
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-83,334
Closed -$4.58M –
PEI
868
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-5,180
Closed -$1.66M –
CMO
869
DELISTED
Capstead Mortgage Corp.
CMO
– –
-32,394
Closed -$360K –
TSS
870
DELISTED
Total System Services, Inc.
TSS
– –
-29,962
Closed -$1.25M –
MTGE
871
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-30,274
Closed -$484K –
DST
872
DELISTED
DST Systems Inc.
DST
– –
-27,948
Closed -$1.76M –
WNR
873
DELISTED
Western Refining Inc
WNR
– –
-20,580
Closed -$898K –
WWAV
874
DELISTED
The WhiteWave Foods Company
WWAV
– –
-348,716
Closed -$17M –
LXK
875
DELISTED
Lexmark Intl Inc
LXK
– –
-18,756
Closed -$830K –
32 33 34
35
36

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CGL
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JCM
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MPM
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 927 positions worth $10.6B, down 12% from $12.1B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $963M in Q3 2015, closing 420 positions and reducing 125 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $390M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 17% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.

Against the trend, UBS O'Connor opened a new position in PayPal worth $164M.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 5,293,436 shares worth $164M.
  • UBS O'Connor added most to PRECISION CASTPARTS CORP in Q3 2015, an estimated $218M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $92.5M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $390M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10.6B portfolio in Q3 2015.
  • UBS O'Connor opened 168 new positions and closed 420 in Q3 2015.
  • UBS O'Connor's portfolio value fell 12% quarter-over-quarter to $10.6B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.