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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-5.31%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$10.6B
AUM Growth
-$1.48B
Cap. Flow
-$963M
Cap. Flow %
-9.05%
Top 10 Hldgs %
19.75%
Holding
927
New
168
Increased
168
Reduced
125
Closed
420
Avg Time Held Equity + Options
2 quarters
Top 10 Avg Time Held Equity + Options
1 quarter
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
2.1 quarters
Top 10 Avg Time Held Equity only
1 quarter
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
PCP
PRECISION CASTPARTS CORP
PCP
+$218M
2
PYPL icon
PayPal
PYPL
+$190M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$189M
4
CB icon
CHUBB CORPORATION
CB
+$118M
5
AA icon
Alcoa
AA
+$118M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$390M
2
DTV
DIRECTV COM STK (DE)
DTV
+$289M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$234M
4
HSP
HOSPIRA INC
HSP
+$233M
5
PLL icon
PALL CORP
PLL
+$164M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.42%
2 Industrials 17.11%
3 Financials 12.81%
4 Consumer Discretionary 12.17%
5 Consumer Staples 12.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ALJ
826
DELISTED
Alon USA Energy Inc
ALJ
– –
-38,944
Closed -$736K –
BEAV
827
DELISTED
B/E Aerospace Inc
BEAV
– –
-11,514
Closed -$632K –
MENT
828
DELISTED
Mentor Graphics Corp
MENT
– –
-20,658
Closed -$546K –
GK icon
829
DELISTED
G&K Services Inc
GK
– –
-15,974
Closed -$1.1M –
HAR
830
DELISTED
Harman International Industries
HAR
– –
-147,404
Closed -$17.5M –
APOL
831
DELISTED
Apollo Education Group Inc Class A
APOL
– –
-997,470
Closed -$12.8M –
IM
832
DELISTED
Ingram Micro
IM
– –
-73,442
Closed -$1.84M –
ININ
833
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-63,076
Closed -$2.8M –
BLOX icon
834
DELISTED
Infoblox Inc
BLOX
– –
-37,164
Closed -$974K –
N
835
DELISTED
Netsuite Inc
N
– –
-26,204
Closed -$2.4M –
AXLL
836
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-11,166
Closed -$402K –
MHFI
837
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-8,253
Closed -$829K –
HPY
838
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
– –
-9,910
Closed -$536K –
ORIG
839
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-45
Closed -$2.12M –
BLT
840
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
– –
-63,766
Closed -$696K –
OCAT
841
DELISTED
OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT
– –
-199,600
Closed -$1.05M –
BMR icon
842
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-68,838
Closed -$1.33M –
GDP
843
CALL
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-261,200
Closed -$32K –
XOOM
844
DELISTED
XOOM CORP COM
XOOM
– –
-1,975,716
Closed -$41.6M –
CNW
845
DELISTED
CON-WAY INC.
CNW
– –
-17,153
Closed -$658K –
HSP
846
DELISTED
HOSPIRA INC
HSP
– –
-2,631,948
Closed -$233M –
HSP
847
PUT
DELISTED
HOSPIRA INC
HSP
– –
-323,600
Closed -$44K –
NEE.PRO icon
848
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
– –
-460,000
Closed -$28.4M –
PLL icon
849
DELISTED
PALL CORP
PLL
– –
-1,315,551
Closed -$164M –
RCPT
850
DELISTED
RECEPTOS INC COM STK (DE)
RCPT
– –
-14,377
Closed -$2.73M –
32 33
34
35 36

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
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CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 927 positions worth $10.6B, down 12% from $12.1B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $963M in Q3 2015, closing 420 positions and reducing 125 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $390M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 17% of assets, down from 19% a quarter earlier, followed by Industrials and Financials.

Against the trend, UBS O'Connor opened a new position in PayPal worth $164M.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 5,293,436 shares worth $164M.
  • UBS O'Connor added most to PRECISION CASTPARTS CORP in Q3 2015, an estimated $218M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $92.5M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $390M.
  • UBS O'Connor's ten largest holdings make up 20% of its $10.6B portfolio in Q3 2015.
  • UBS O'Connor opened 168 new positions and closed 420 in Q3 2015.
  • UBS O'Connor's portfolio value fell 12% quarter-over-quarter to $10.6B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.