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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNL
826
DELISTED
Knoll, Inc.
KNL
– –
-14,965
Closed -$375K
AAWW
827
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-41,667
Closed -$2.29M
PEI
828
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-2,590
Closed -$829K
CMO
829
DELISTED
Capstead Mortgage Corp.
CMO
– –
-16,197
Closed -$180K
TSS
830
DELISTED
Total System Services, Inc.
TSS
– –
-14,981
Closed -$626K
MTGE
831
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-15,137
Closed -$242K
DST
832
DELISTED
DST Systems Inc.
DST
– –
-13,974
Closed -$880K
WNR
833
DELISTED
Western Refining Inc
WNR
– –
-10,290
Closed -$449K
WWAV
834
DELISTED
The WhiteWave Foods Company
WWAV
– –
-174,358
Closed -$8.52M
LXK
835
DELISTED
Lexmark Intl Inc
LXK
– –
-9,378
Closed -$415K
DWRE
836
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
– –
-6,226
Closed -$443K
DO
837
DELISTED
Diamond Offshore Drilling
DO
– –
-432,338
Closed -$11.2M
VG
838
DELISTED
Vonage Holdings Corporation
VG
– –
-143,693
Closed -$706K
SPN
839
DELISTED
Superior Energy Services, Inc.
SPN
– –
-15,213
Closed -$3.2M
KEG
840
DELISTED
KEY ENERGY SERVICES INC
KEG
– –
-239,158
Closed -$430K
DNY
841
DELISTED
DONNELLEY R R & SONS CO
DNY
– –
-23,121
Closed -$403K
AAN.A
842
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-23,700
Closed -$858K
30 31 32 33
34

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.