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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.67B
AUM Growth
-$1.08B
Cap. Flow
-$1.47B
Cap. Flow %
-31.39%
Top 10 Hldgs %
19.03%
Holding
958
New
335
Increased
174
Reduced
123
Closed
241

Top Buys

Rank Stock Value
1
SLXP
SALIX PHARMACEUTICALS LTD DEL
SLXP
+$115M
2
CYN
CITY NATIONAL CORPORATION
CYN
+$76.6M
3
BRSL
Brightstar Lottery PLC
BRSL
+$43M
4
GE icon
GE Aerospace
GE
+$38.8M
5
NAV
Navistar International
NAV
+$38.6M

Top Sells

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$164M
2
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$142M
3
PL
PROTECTIVE LIFE CORP
PL
+$135M
4
CFN
CAREFUSION CORPORATION
CFN
+$129M
5
DTV
DIRECTV COM STK (DE)
DTV
+$115M

Sector Composition

Rank Sector Weight
1 Industrials 16.79%
2 Consumer Discretionary 14.98%
3 Consumer Staples 10.61%
4 Financials 8.31%
5 Technology 6.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTRPA
826
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-122,083
Closed -$3.28M
CGRN
827
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
– –
-1,000
Closed -$148K
ACGN
828
DELISTED
Aceragen Inc
ACGN
– –
-368
Closed -$220K
BLCM
829
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
– –
-4,524
Closed -$1.04M
DISCK
830
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-398,151
Closed -$13.4M
FMBI
831
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-21,824
Closed -$373K
RDS.A
832
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-39,506
Closed -$2.47M
FLXN
833
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-34,250
Closed -$692K
NAV
834
PUT
DELISTED
Navistar International
NAV
– –
-100,000
Closed -$20K
CATM
835
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-11,901
Closed -$459K
OPB
836
DELISTED
Opus Bank Common Stock
OPB
– –
-90,704
Closed -$2.57M
RTN
837
DELISTED
Raytheon Company
RTN
– –
-2,826
Closed -$306K
AKS
838
PUT
DELISTED
AK Steel Holding Corp
AKS
– –
-151,200
Closed -$21K
HOS
839
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-57,800
Closed -$1.44M
ASNA
840
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-1,833
Closed -$460K
AAC
841
DELISTED
AAC Holdings
AAC
– –
-11,000
Closed -$340K
APC
842
CALL
DELISTED
Anadarko Petroleum
APC
– –
-160,800
Closed -$96K
PETX
843
DELISTED
Aratana Therapeutics, Inc.
PETX
– –
-30,000
Closed -$535K
BRS
844
DELISTED
Bristow Group, Inc.
BRS
– –
-24,800
Closed -$1.63M
CLD
845
DELISTED
Cloud Peak Energy Inc
CLD
– –
-16,955
Closed -$156K
ICON
846
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-1,211
Closed -$409K
LVNTA
847
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-107,557
Closed -$4.06M
WSTC
848
DELISTED
West Corporation
WSTC
– –
-10,901
Closed -$360K
KITE
849
DELISTED
Kite Pharma, Inc.
KITE
– –
-18,445
Closed -$1.06M
RAI
850
DELISTED
Reynolds American Inc
RAI
– –
-17,614
Closed -$566K
32 33
34
35 36

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
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CB
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UBS O'Connor's Q1 2015 Portfolio in Review

As of Q1 2015, UBS O'Connor held 958 positions worth $4.67B, down 19% from $5.75B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

UBS O'Connor withdrew a net $1.47B in Q1 2015, closing 241 positions and reducing 123 holdings. Its most notable exit was TRW AUTOMOTIVE HOLDINGS CORP, an estimated $164M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 17% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in SALIX PHARMACEUTICALS LTD DEL worth $136M.

  • UBS O'Connor's largest Q1 2015 buy was SALIX PHARMACEUTICALS LTD DEL: 786,238 shares worth $136M.
  • UBS O'Connor added most to CITY NATIONAL CORPORATION in Q1 2015, an estimated $76.6M increase.
  • UBS O'Connor's biggest Q1 2015 reduction was Humana, cutting an estimated $89.1M.
  • UBS O'Connor fully exited TRW AUTOMOTIVE HOLDINGS CORP in Q1 2015, selling an estimated $164M.
  • UBS O'Connor's ten largest holdings make up 19% of its $4.67B portfolio in Q1 2015.
  • UBS O'Connor opened 335 new positions and closed 241 in Q1 2015.
  • UBS O'Connor's portfolio value fell 19% quarter-over-quarter to $4.67B.

Based on UBS O'Connor's 13F filing for Q1 2015, filed 14 May 2015.