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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIG
726
DELISTED
Big Lots, Inc.
BIG
– –
-17,350
Closed -$781K
ASXC
727
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-20,197
Closed -$788K
SLCA
728
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-118,727
Closed -$3.49M
ALPN
729
DELISTED
Alpine Immune Sciences Inc
ALPN
– –
-12,500
Closed -$758K
CAMP
730
DELISTED
CalAmp Corp.
CAMP
– –
-1,228
Closed -$516K
PXD
731
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-54,255
Closed -$7.53M
AEL
732
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-12,471
Closed -$336K
VMW
733
CALL
DELISTED
VMware, Inc
VMW
– –
-40,000
Closed -$17K
FRGI
734
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-12,927
Closed -$646K
HCCI
735
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-11,059
Closed -$163K
PDCE
736
DELISTED
PDC Energy, Inc.
PDCE
– –
-106,975
Closed -$5.74M
DBD
737
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-7,114
Closed -$249K
CYAD
738
DELISTED
Celyad Oncology SA American Depositary Shares
CYAD
– –
-15,000
Closed -$780K
UMPQ
739
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-35,562
Closed -$640K
RFP
740
DELISTED
Resolute Forest Products Inc.
RFP
– –
-674,542
Closed -$7.59M
OTIC
741
DELISTED
Otonomy, Inc.
OTIC
– –
-27,106
Closed -$623K
ZEN
742
DELISTED
ZENDESK INC
ZEN
– –
-54,223
Closed -$1.2M
TEN
743
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-147,627
Closed -$8.48M
TWTR
744
CALL
DELISTED
Twitter, Inc.
TWTR
– –
-104,000
Closed -$130K
TMX
745
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-10,700
Closed -$259K
CTXS
746
CALL
DELISTED
Citrix Systems Inc
CTXS
– –
-108,501
Closed -$156K
USAK
747
DELISTED
USA Truck Inc
USAK
– –
-14,821
Closed -$315K
EVFM
748
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
– –
-241
Closed -$195K
ISBC
749
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-112,321
Closed -$1.38M
KSU
750
DELISTED
Kansas City Southern
KSU
– –
-228,877
Closed -$20.9M
28 29
30
31 32

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.