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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
1.7
quarters
Top 10 Avg Time Held Equity + Options
0.7
quarters
Top 20 Avg Time Held Equity + Options
0.6
quarters
Avg Time Held Equity only
1.7
quarters
Top 10 Avg Time Held Equity only
0.7
quarters
Top 20 Avg Time Held Equity only
0.6
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $18.6M | 0.15% |
1,069,000
+669,900
| +168% | +$11.8M |
2021 Q2
1 quarter
|
|
52
Equity Lifestyle Properties
ELS
$11.5B
| $18.6M | 0.15% |
238,350
+44,750
| +23% | +$3.67M |
2018 Q2
13 quarters
|
|
53
Axalta
AXTA
$6.98B
| $17.6M | 0.14% |
603,266
-95,000
| -14% | -$2.84M |
2018 Q4
11 quarters
|
|
54
Fidelity National Information Services
FIS
$17.6B
| $17.6M | 0.14% |
144,278
+116,278
| +415% | +$15.6M |
2021 Q2
1 quarter
|
|
|
CRHC
55
DELISTED
Cohn Robbins Holdings Corp.
CRHC
| $17.2M | 0.13% |
1,748,947
+50,195
| +3% | +$493K |
2020 Q4
3 quarters
|
|
|
VYGG
56
DELISTED
Vy Global Growth
VYGG
| $16.9M | 0.13% |
1,725,826
+225,881
| +15% | +$2.22M |
2020 Q4
3 quarters
|
|
|
STMP
57
DELISTED
Stamps.com, Inc.
STMP
| $16.9M | 0.13% |
+51,280
| New | +$16.3M |
2021 Q3
0 quarters
|
|
|
SHAC
58
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
| $16.9M | 0.13% |
1,732,445
| – | – |
2021 Q1
2 quarters
|
|
59
Freeport-McMoran
FCX
$106B
| $16.7M | 0.13% |
513,784
+112,570
| +28% | +$3.96M |
2021 Q2
1 quarter
|
|
60
Canadian Pacific Kansas City
CP
$74.2B
| $16.3M | 0.13% |
+249,829
| New | +$17.8M |
2021 Q3
0 quarters
|
|
61
Tesla
TSLA
$1.51T
| $15.5M | 0.12% |
60,000
+30,000
| +100% | +$7.06M |
2021 Q2
1 quarter
|
|
62
Westlake Corp
WLK
$7.96B
| $15.1M | 0.12% |
165,531
+90,531
| +121% | +$7.75M |
2021 Q2
1 quarter
|
|
63
Mattel
MAT
$4.77B
| $14.9M | 0.12% |
804,220
+90,849
| +13% | +$1.88M |
2020 Q1
6 quarters
|
|
64
Sociedad Química y Minera de Chile
SQM
$18.3B
| $14.9M | 0.12% |
276,911
+173,641
| +168% | +$8.86M |
2021 Q2
1 quarter
|
|
|
ASZ
65
DELISTED
Austerlitz Acquisition Corporation II
ASZ
| $14.7M | 0.12% |
1,508,809
| – | – |
2021 Q2
1 quarter
|
|
|
NAAC
66
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
| $14.5M | 0.11% |
1,484,946
| – | – |
2021 Q1
2 quarters
|
|
67
Dollar Tree
DLTR
$22.3B
| $14.4M | 0.11% |
150,900
+20,900
| +16% | +$2.01M |
2020 Q4
3 quarters
|
|
|
IIAC
68
DELISTED
Investindustrial Acquisition Corp.
IIAC
| $14.4M | 0.11% |
1,449,549
| – | – |
2021 Q1
2 quarters
|
|
|
XAGE
69
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
| $14.4M | 0.11% |
+49,500
| New | +$14.4M |
2021 Q3
0 quarters
|
|
70
MasTec
MTZ
$17.1B
| $14.1M | 0.11% |
163,235
+66,768
| +69% | +$6.33M |
2020 Q4
3 quarters
|
|
71
Builders FirstSource
BLDR
$5.69B
| $14M | 0.11% |
270,000
+40,000
| +17% | +$1.95M |
2021 Q2
1 quarter
|
|
72
Camden Property Trust
CPT
$11.3B
| $14M | 0.11% |
94,659
+13,650
| +17% | +$2M |
2018 Q2
13 quarters
|
|
73
Ingevity
NGVT
$2.4B
| $13.8M | 0.11% |
192,826
+7,807
| +4% | +$616K |
2021 Q1
2 quarters
|
|
74
Occidental Petroleum Corp Warrants
OXY.WS
$35.8B
| $13.6M | 0.11% |
1,152,972
| – | – |
2021 Q1
2 quarters
|
|
75
Becton Dickinson
BDX
$50.1B
| $13.5M | 0.11% |
56,375
-7,688
| -12% | -$1.89M |
2018 Q4
11 quarters
|
|
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UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.