We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROIC
51
DELISTED
Retail Opportunity Investments Corp.
ROIC
$18.6M 0.15%
1,069,000
+669,900
+168% +$11.8M
ELS icon
52
Equity Lifestyle Properties
ELS
$12.5B
$18.6M 0.15%
238,350
+44,750
+23% +$3.67M
AXTA icon
53
Axalta
AXTA
$8.03B
$17.6M 0.14%
603,266
-95,000
-14% -$2.84M
FIS icon
54
Fidelity National Information Services
FIS
$22.1B
$17.6M 0.14%
144,278
+116,278
+415% +$15.6M
CRHC
55
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$17.2M 0.13%
1,748,947
+50,195
+3% +$493K
VYGG
56
DELISTED
Vy Global Growth
VYGG
$16.9M 0.13%
1,725,826
+225,881
+15% +$2.22M
STMP
57
DELISTED
Stamps.com, Inc.
STMP
$16.9M 0.13%
+51,280
New +$16.3M
SHAC
58
DELISTED
SCP & CO Healthcare Acquisition Company Class A Common Stock
SHAC
$16.9M 0.13%
1,732,445
– –
FCX icon
59
Freeport-McMoran
FCX
$95.5B
$16.7M 0.13%
513,784
+112,570
+28% +$3.96M
CP icon
60
Canadian Pacific Kansas City
CP
$79.3B
$16.3M 0.13%
+249,829
New +$17.8M
TSLA icon
61
Tesla
TSLA
$1.26T
$15.5M 0.12%
60,000
+30,000
+100% +$7.06M
WLK icon
62
Westlake Corp
WLK
$9.93B
$15.1M 0.12%
165,531
+90,531
+121% +$7.75M
MAT icon
63
Mattel
MAT
$4.21B
$14.9M 0.12%
804,220
+90,849
+13% +$1.88M
SQM icon
64
Sociedad Química y Minera de Chile
SQM
$20.7B
$14.9M 0.12%
276,911
+173,641
+168% +$8.86M
ASZ
65
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$14.7M 0.12%
1,508,809
– –
NAAC
66
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$14.5M 0.11%
1,484,946
– –
DLTR icon
67
Dollar Tree
DLTR
$24.9B
$14.4M 0.11%
150,900
+20,900
+16% +$2.01M
IIAC
68
DELISTED
Investindustrial Acquisition Corp.
IIAC
$14.4M 0.11%
1,449,549
– –
XAGE
69
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
$14.4M 0.11%
+49,500
New +$14.4M
MTZ icon
70
MasTec
MTZ
$20.8B
$14.1M 0.11%
163,235
+66,768
+69% +$6.33M
BLDR icon
71
Builders FirstSource
BLDR
$7.8B
$14M 0.11%
270,000
+40,000
+17% +$1.95M
CPT icon
72
Camden Property Trust
CPT
$11B
$14M 0.11%
94,659
+13,650
+17% +$2M
NGVT icon
73
Ingevity
NGVT
$2.66B
$13.8M 0.11%
192,826
+7,807
+4% +$616K
OXY.WS icon
74
Occidental Petroleum Corp Warrants
OXY.WS
$32.2B
$13.6M 0.11%
1,152,972
– –
BDX icon
75
Becton Dickinson
BDX
$48.8B
$13.5M 0.11%
56,375
-7,688
-12% -$1.89M
1 2
3
4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.