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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+11.57%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$3.94B
AUM Growth
-$591M
Cap. Flow
-$893M
Cap. Flow %
-22.69%
Top 10 Hldgs %
52.08%
Holding
457
New
70
Increased
52
Reduced
144
Closed
139
Avg Time Held Equity + Options
2.7 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1 quarter
Avg Time Held Equity only
2.6 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1 quarter

Top Buys

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$172M
2
MXIM
Maxim Integrated Products
MXIM
+$117M
3
VAR
Varian Medical Systems, Inc.
VAR
+$112M
4
GRUB
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
+$102M
5
AMTD icon
TD Ameritrade Holding Corp
AMTD
+$88.9M

Top Sells

Rank Stock Value
1
LM
Legg Mason, Inc.
LM
+$165M
2
EE icon
El Paso Electric Company
EE
+$106M
3
LOGM
LogMein, Inc.
LOGM
+$76.5M
4
TIF
Tiffany & Co.
TIF
+$74.4M
5
CZR icon
Caesars Entertainment Corporation
CZR
+$70.2M

Sector Composition

Rank Sector Weight
1 Financials 31.8%
2 Healthcare 15.47%
3 Technology 11.7%
4 Miscellaneous 10.56%
5 Consumer Discretionary 8.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HRTX icon
51
Heron Therapeutics
HRTX
$77.1M
$9.63M 0.24%
650,000
-25,000
-4% -$390K
2020 Q1
2 quarters
JIH
52
DELISTED
Juniper Industrial Holdings, Inc.
JIH
$9.54M 0.24%
912,498
-1,581,252
-63% -$16M
2019 Q4
3 quarters
STLN icon
53
Starling Oncology
STLN
$676M
$9.45M 0.24%
912,497
-465,003
-34% -$4.83M
2020 Q2
1 quarter
BKSY icon
54
BlackSky Technology
BKSY
$856M
$9.32M 0.24%
114,373
-93,440
-45% -$7.55M
2019 Q4
3 quarters
TMC icon
55
TMC The Metals Company
TMC
$1.48B
$9.31M 0.24%
912,498
-797,502
-47% -$7.99M
2020 Q2
1 quarter
THBR
56
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$9.31M 0.24%
912,497
-971,418
-52% -$9.94M
2019 Q4
3 quarters
DNMR icon
57
DELISTED
Danimer Scientific, Inc.
DNMR
$9.2M 0.23%
22,812
-938
-4% -$374K
2020 Q2
1 quarter
TMUS icon
58
T-Mobile US
TMUS
$159B
$9.15M 0.23%
80,000
-65,000
-45% -$7.2M
2020 Q2
1 quarter
IRNT
59
DELISTED
IronNet, Inc.
IRNT
$9.14M 0.23%
912,497
-465,003
-34% -$4.68M
2020 Q1
2 quarters
SCVX
60
DELISTED
SCVX Corp.
SCVX
$9.13M 0.23%
912,497
-227,503
-20% -$2.3M
2020 Q2
1 quarter
EL icon
61
Estee Lauder
EL
$35.5B
$9.06M 0.23%
41,500
-28,500
-41% -$5.86M
2020 Q2
1 quarter
QNGY
62
DELISTED
Quanergy Systems, Inc.
QNGY
$8.97M 0.23%
45,625
-14,604
-24% -$2.88M
2020 Q2
1 quarter
RPLA
63
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$8.6M 0.22%
845,000
-342,500
-29% -$3.5M
2019 Q3
4 quarters
MGP
64
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$8.45M 0.21%
301,830
+130,225
+76% +$3.62M
2020 Q2
1 quarter
HIMS icon
65
Hims & Hers Health
HIMS
$7.21B
$8.29M 0.21%
705,215
-104,660
-13% -$1.11M
2020 Q1
2 quarters
META icon
66
Meta Platforms (Facebook)
META
$1.83T
$8.25M 0.21%
31,500
-103,500
-77% -$26.7M
2016 Q3
16 quarters
NHI icon
67
National Health Investors
NHI
$3.18B
$8.09M 0.21%
134,300
-21,100
-14% -$1.3M
2018 Q1
10 quarters
DRE
68
DELISTED
Duke Realty Corp.
DRE
$8.03M 0.2%
217,700
+81,000
+59% +$3.05M
2018 Q3
8 quarters
FMC icon
69
FMC
FMC
$1.3B
$7.94M 0.2%
75,000
+25,000
+50% +$2.68M
2019 Q4
3 quarters
AMZN icon
70
Amazon
AMZN
$2.83T
$7.87M 0.2%
50,000
-220,000
-81% -$34.7M
2015 Q1
22 quarters
EA icon
71
DELISTED
Electronic Arts
EA
$7.83M 0.2%
60,000
+24,676
+70% +$3.36M
2020 Q2
1 quarter
PAE
72
DELISTED
PAE Incorporated Class A Common Stock
PAE
$7.37M 0.19%
866,872
-273,128
-24% -$2.44M
2020 Q1
2 quarters
BWA icon
73
BorgWarner
BWA
$12.5B
$7.27M 0.18%
213,153
-321,468
-60% -$11.1M
2020 Q1
2 quarters
BTRS
74
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$7.15M 0.18%
684,373
-1,261,035
-65% -$13M
2019 Q3
4 quarters
LOTZ
75
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$6.99M 0.18%
684,372
-1,380,928
-67% -$14.2M
2019 Q3
4 quarters
1 2
3
4 5

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FNBT
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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2020 Portfolio in Review

As of Q3 2020, UBS O'Connor held 457 positions worth $3.94B, down 13% from $4.53B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

UBS O'Connor withdrew a net $893M in Q3 2020, closing 139 positions and reducing 144 holdings. Its most notable exit was Legg Mason, Inc., an estimated $165M position sold in full.

By sector, the portfolio is most concentrated in Financials at 32% of assets, up from 27% a quarter earlier, followed by Healthcare and Technology.

Against the trend, UBS O'Connor opened a new position in Maxim Integrated Products worth $117M.

  • UBS O'Connor's largest Q3 2020 buy was Maxim Integrated Products: 1,729,774 shares worth $117M.
  • UBS O'Connor added most to E*Trade Financial Corporation in Q3 2020, an estimated $172M increase.
  • UBS O'Connor's biggest Q3 2020 reduction was Tiffany & Co., cutting an estimated $74.4M.
  • UBS O'Connor fully exited Legg Mason, Inc. in Q3 2020, selling an estimated $165M.
  • UBS O'Connor's ten largest holdings make up 52% of its $3.94B portfolio in Q3 2020.
  • UBS O'Connor opened 70 new positions and closed 139 in Q3 2020.
  • UBS O'Connor's portfolio value fell 13% quarter-over-quarter to $3.94B.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.