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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LEN icon
51
Lennar Class A
LEN
$18.2B
$27.3M 0.52%
723,574
+51,214
+8% +$1.96M
2013 Q2
3 quarters
NUE icon
52
Nucor
NUE
$56.8B
$27.3M 0.52%
+539,327
New +$27.1M
2014 Q1
0 quarters
DAR icon
53
Darling Ingredients
DAR
$9.51B
$27.1M 0.51%
1,354,020
+554,020
+69% +$11.1M
2013 Q4
1 quarter
SBAC icon
54
SBA Communications
SBAC
$19.4B
$26.8M 0.51%
294,862
+55,674
+23% +$5.16M
2013 Q2
3 quarters
ES icon
55
Eversource Energy
ES
$24.8B
$26.5M 0.5%
581,576
+263,204
+83% +$11.5M
2013 Q3
2 quarters
ROIC icon
56
DELISTED
Retail Opportunity Investments Corp.
ROIC
$26M 0.49%
1,740,000
+169,193
+11% +$2.47M
2013 Q2
3 quarters
AAT icon
57
American Assets Trust
AAT
$1.32B
$25M 0.47%
739,500
+23,821
+3% +$778K
2013 Q2
3 quarters
PNK
58
DELISTED
Pinnacle Entertainment Inc.
PNK
$24.9M 0.47%
1,050,000
+411,680
+64% +$9.65M
2013 Q4
1 quarter
PSB
59
DELISTED
PS Business Parks, Inc.
PSB
$24.7M 0.47%
294,907
+87,687
+42% +$7.06M
2013 Q4
1 quarter
SRE icon
60
Sempra
SRE
$53.2B
$24.5M 0.46%
507,014
-20,986
-4% -$976K
2013 Q2
3 quarters
DUK icon
61
Duke Energy
DUK
$91B
$24.4M 0.46%
342,550
+20,950
+7% +$1.46M
2013 Q2
3 quarters
HPP icon
62
Hudson Pacific Properties
HPP
$650M
$24.4M 0.46%
150,918
+30,204
+25% +$4.72M
2013 Q2
3 quarters
SJM icon
63
J.M. Smucker
SJM
$12.8B
$24.3M 0.46%
249,900
-196,269
-44% -$19.1M
2013 Q3
2 quarters
RL icon
64
Ralph Lauren
RL
$22.1B
$23.9M 0.45%
148,200
-85,248
-37% -$13.7M
2013 Q2
3 quarters
STLD icon
65
Steel Dynamics
STLD
$34.2B
$23.6M 0.45%
+1,326,112
New +$23.2M
2014 Q1
0 quarters
SWK icon
66
Stanley Black & Decker
SWK
$13.4B
$23.5M 0.44%
288,938
-101,236
-26% -$8.12M
2013 Q3
2 quarters
DHR icon
67
Danaher
DHR
$155B
$23.3M 0.44%
+462,317
New +$23.5M
2014 Q1
0 quarters
CCI icon
68
Crown Castle
CCI
$33.9B
$23.1M 0.44%
313,737
-508,731
-62% -$37.3M
2013 Q2
3 quarters
GME icon
69
GameStop
GME
$13.4B
$23.1M 0.44%
2,248,000
+1,048,000
+87% +$10.1M
2013 Q2
3 quarters
AEP icon
70
American Electric Power
AEP
$66.9B
$22.2M 0.42%
438,650
+57,851
+15% +$2.81M
2013 Q3
2 quarters
GM icon
71
General Motors
GM
$72.6B
$22.1M 0.42%
642,042
+635,310
+9,437% +$23.3M
2013 Q4
1 quarter
EMR icon
72
Emerson Electric
EMR
$90.3B
$21.6M 0.41%
+322,666
New +$21.2M
2014 Q1
0 quarters
EDR icon
73
DELISTED
Education Realty Trust Inc
EDR
$21.5M 0.41%
725,000
+100,601
+16% +$2.81M
2013 Q3
2 quarters
HSH
74
DELISTED
HILLSHIRE BRANDS CO
HSH
$21.2M 0.4%
570,000
+220,000
+63% +$7.89M
2013 Q2
3 quarters
JOY
75
DELISTED
Joy Global Inc
JOY
$21.1M 0.4%
364,075
+140,076
+63% +$7.78M
2013 Q2
3 quarters
1 2
3
4 5

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.