We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$383M
Cap. Flow %
-7.25%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.24%
2 Industrials 8.44%
3 Consumer Staples 7.97%
4 Financials 6.82%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEN icon
51
Lennar Class A
LEN
$20.4B
$27.3M 0.52%
723,574
+51,214
+8% +$1.96M
NUE icon
52
Nucor
NUE
$61.9B
$27.3M 0.52%
+539,327
New +$27.1M
DAR icon
53
Darling Ingredients
DAR
$9.62B
$27.1M 0.51%
1,354,020
+554,020
+69% +$11.1M
SBAC icon
54
SBA Communications
SBAC
$19.4B
$26.8M 0.51%
294,862
+55,674
+23% +$5.16M
ES icon
55
Eversource Energy
ES
$27.1B
$26.5M 0.5%
581,576
+263,204
+83% +$11.5M
ROIC
56
DELISTED
Retail Opportunity Investments Corp.
ROIC
$26M 0.49%
1,740,000
+169,193
+11% +$2.47M
AAT
57
American Assets Trust
AAT
$1.38B
$25M 0.47%
739,500
+23,821
+3% +$778K
PNK
58
DELISTED
Pinnacle Entertainment Inc.
PNK
$24.9M 0.47%
1,050,000
+411,680
+64% +$9.65M
PSB
59
DELISTED
PS Business Parks, Inc.
PSB
$24.7M 0.47%
294,907
+87,687
+42% +$7.06M
SRE icon
60
Sempra
SRE
$55.1B
$24.5M 0.46%
507,014
-20,986
-4% -$976K
DUK icon
61
Duke Energy
DUK
$96.6B
$24.4M 0.46%
342,550
+20,950
+7% +$1.46M
HPP
62
Hudson Pacific Properties
HPP
$729M
$24.4M 0.46%
150,918
+30,204
+25% +$4.72M
SJM icon
63
J.M. Smucker
SJM
$12.7B
$24.3M 0.46%
249,900
-196,269
-44% -$19.1M
RL icon
64
Ralph Lauren
RL
$23.6B
$23.9M 0.45%
148,200
-85,248
-37% -$13.7M
STLD icon
65
Steel Dynamics
STLD
$37.5B
$23.6M 0.45%
+1,326,112
New +$23.2M
SWK icon
66
Stanley Black & Decker
SWK
$15.3B
$23.5M 0.44%
288,938
-101,236
-26% -$8.12M
DHR icon
67
Danaher
DHR
$141B
$23.3M 0.44%
+462,317
New +$23.5M
CCI icon
68
Crown Castle
CCI
$32.7B
$23.1M 0.44%
313,737
-508,731
-62% -$37.3M
GME icon
69
GameStop
GME
$8.63B
$23.1M 0.44%
2,248,000
+1,048,000
+87% +$10.1M
AEP icon
70
American Electric Power
AEP
$68.2B
$22.2M 0.42%
438,650
+57,851
+15% +$2.81M
GM icon
71
General Motors
GM
$76.3B
$22.1M 0.42%
642,042
+635,310
+9,437% +$23.3M
EMR icon
72
Emerson Electric
EMR
$87.5B
$21.6M 0.41%
+322,666
New +$21.2M
EDR
73
DELISTED
Education Realty Trust Inc
EDR
$21.5M 0.41%
725,000
+100,601
+16% +$2.81M
HSH
74
DELISTED
HILLSHIRE BRANDS CO
HSH
$21.2M 0.4%
570,000
+220,000
+63% +$7.89M
JOY
75
DELISTED
Joy Global Inc
JOY
$21.1M 0.4%
364,075
+140,076
+63% +$7.78M
1 2
3
4 5

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $383M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 23% of assets, up from 17% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.