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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.44B
AUM Growth
+$635M
Cap. Flow
+$416M
Cap. Flow %
7.65%
Top 10 Hldgs %
15.63%
Holding
579
New
166
Increased
105
Reduced
70
Closed
180

Top Buys

Rank Stock Value
1
AAL icon
American Airlines Group
AAL
+$66.9M
2
CCI icon
Crown Castle
CCI
+$53.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52M
4
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$48.4M
5
DLTR icon
Dollar Tree
DLTR
+$42M

Top Sells

Rank Stock Value
1
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$60.5M
2
CL icon
Colgate-Palmolive
CL
+$46.1M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$44.4M
4
WMT icon
Walmart Inc
WMT
+$41.7M
5
M icon
Macy's
M
+$41M

Sector Composition

Rank Sector Weight
1 Real Estate 17.07%
2 Consumer Staples 11.62%
3 Industrials 7.66%
4 Financials 6.61%
5 Consumer Discretionary 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
51
DELISTED
Kellanova
K
$27.2M 0.5%
+474,264
New +$27.3M
HRI icon
52
Herc Holdings
HRI
$5.62B
$26.8M 0.49%
312,480
+243,247
+351% +$17.4M
LSTR icon
53
Landstar System
LSTR
$6.01B
$26.7M 0.49%
465,050
+265,584
+133% +$14.9M
COST icon
54
Costco
COST
$421B
$26.4M 0.48%
+221,651
New +$26.5M
EXR icon
55
Extra Space Storage
EXR
$31.6B
$25.9M 0.48%
+614,673
New +$27.1M
LEN icon
56
Lennar Class A
LEN
$20.4B
$25.3M 0.47%
672,360
+466,450
+227% +$15.7M
IHS
57
DELISTED
IHS INC CL-A COM STK
IHS
$25.3M 0.46%
211,263
+130,903
+163% +$14.8M
LSI
58
DELISTED
Life Storage, Inc.
LSI
$25.1M 0.46%
577,502
+73,503
+15% +$3.46M
PPL
59
PPL Corp
PPL
$26B
$23.8M 0.44%
+848,738
New +$23.9M
SRE icon
60
Sempra
SRE
$55.1B
$23.7M 0.44%
528,000
+273,000
+107% +$12.1M
AVB icon
61
AvalonBay Communities
AVB
$26.6B
$23.4M 0.43%
198,281
+143,476
+262% +$17.7M
ROIC
62
DELISTED
Retail Opportunity Investments Corp.
ROIC
$23.1M 0.42%
1,570,807
+695,808
+80% +$10.1M
GOOG icon
63
Alphabet (Google) Class C
GOOG
$4.36T
$23.1M 0.42%
+827,811
New +$20.9M
RTX icon
64
RTX Corp
RTX
$301B
$23M 0.42%
+321,715
New +$21.9M
JPM icon
65
JPMorgan Chase
JPM
$947B
$22.9M 0.42%
391,989
-227,702
-37% -$12.5M
VPHM
66
DELISTED
VIROPHARMA INC
VPHM
$22.9M 0.42%
+459,122
New +$20.5M
RF icon
67
Regions Financial
RF
$26.8B
$22.7M 0.42%
2,298,062
+557,064
+32% +$5.36M
AAT
68
American Assets Trust
AAT
$1.38B
$22.5M 0.41%
715,679
+295,679
+70% +$9.47M
DUK icon
69
Duke Energy
DUK
$96.6B
$22.2M 0.41%
321,600
+96,600
+43% +$6.76M
BKU icon
70
Bankunited
BKU
$3.37B
$21.9M 0.4%
663,964
+282,172
+74% +$8.96M
LULU icon
71
lululemon athletica
LULU
$14.2B
$21.9M 0.4%
+370,196
New +$25.4M
BAC icon
72
Bank of America
BAC
$441B
$21.7M 0.4%
+1,395,730
New +$20.7M
SBAC icon
73
SBA Communications
SBAC
$19.4B
$21.5M 0.39%
239,188
-183,943
-43% -$15.8M
PKY
74
DELISTED
Parkway, Inc.
PKY
$21.5M 0.39%
1,113,140
+273,141
+33% +$4.9M
FRT icon
75
Federal Realty Investment Trust
FRT
$10.2B
$21.4M 0.39%
211,001
+17,779
+9% +$1.85M
1 2
3
4 5

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
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UBS O'Connor's Q4 2013 Portfolio in Review

As of Q4 2013, UBS O'Connor held 579 positions worth $5.44B, up 13% from $4.81B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

UBS O'Connor deployed $416M of net new capital in Q4 2013, opening 166 new positions and adding to 105 existing holdings. Its largest new stake was American Airlines Group: 2,596,600 shares worth $65.6M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Colgate-Palmolive, an estimated $46.1M trimmed.

  • UBS O'Connor's largest Q4 2013 buy was American Airlines Group: 2,596,600 shares worth $65.6M.
  • UBS O'Connor added most to Crown Castle in Q4 2013, an estimated $53.8M increase.
  • UBS O'Connor's biggest Q4 2013 reduction was Colgate-Palmolive, cutting an estimated $46.1M.
  • UBS O'Connor fully exited ONYX PHARMACEUTICALS INC in Q4 2013, selling an estimated $60.5M.
  • UBS O'Connor's ten largest holdings make up 16% of its $5.44B portfolio in Q4 2013.
  • UBS O'Connor opened 166 new positions and closed 180 in Q4 2013.
  • UBS O'Connor's portfolio value rose 13% quarter-over-quarter to $5.44B.

Based on UBS O'Connor's 13F filing for Q4 2013, filed 13 Feb 2014.