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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSK icon
701
Verisk Analytics
VRSK
$24.7B
– –
-8,437
Closed -$614K
VTR icon
702
Ventas
VTR
$47.3B
– –
-73,754
Closed -$5.23M
VZ icon
703
Verizon
VZ
$195B
– –
-13,927
Closed -$649K
WAB icon
704
Wabtec
WAB
$49.9B
– –
-2,854
Closed -$269K
WHR icon
705
Whirlpool
WHR
$2.8B
– –
-2,942
Closed -$509K
WMB icon
706
Williams Companies
WMB
$87.8B
– –
-17,295
Closed -$993K
WTRG icon
707
Essential Utilities
WTRG
$11.3B
– –
-23,021
Closed -$564K
WYNN icon
708
Wynn Resorts
WYNN
$10.5B
– –
-21,484
Closed -$2.12M
XBI icon
709
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-55,200
Closed -$13K
XLF icon
710
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-11,391
Closed -$244K
XLF icon
711
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-56,957
Closed -$21K
XRX icon
712
Xerox
XRX
$424M
– –
-17,713
Closed -$497K
YELP icon
713
CALL
Yelp
YELP
$1.38B
– –
-22,000
Closed -$15K
YELP icon
714
Yelp
YELP
$1.38B
– –
-85,295
Closed -$3.67M
TXNM
715
TXNM Energy Inc
TXNM
$5.92B
– –
-20,075
Closed -$494K
MAGN
716
Magnera Corp
MAGN
$446M
– –
-1,150
Closed -$329K
BERY
717
DELISTED
Berry Global Group, Inc.
BERY
– –
-26,623
Closed -$792K
EQC
718
DELISTED
Equity Commonwealth
EQC
– –
-303,523
Closed -$7.79M
INFN
719
DELISTED
Infinera Corporation Common Stock
INFN
– –
-17,368
Closed -$364K
ROIC
720
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-56,409
Closed -$881K
ENLC
721
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-140,300
Closed -$4.36M
CTLT
722
DELISTED
CATALENT, INC.
CTLT
– –
-120,000
Closed -$3.52M
CHUY
723
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-29,654
Closed -$794K
SWN
724
DELISTED
Southwestern Energy Company
SWN
– –
-36,155
Closed -$822K
HA
725
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-28,639
Closed -$680K
27 28
29
30 31

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.