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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
X icon
676
PUT
DELISTED
US Steel
X
– –
-25,000
Closed -$8K –
XEL icon
677
Xcel Energy
XEL
$46.1B
– –
-543,750
Closed -$16.5M –
XLU icon
678
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
– –
-200,000
Closed -$31K –
ZION icon
679
Zions Bancorporation
ZION
$9.12B
– –
-180,048
Closed -$5.23M –
BERY icon
680
DELISTED
Berry Global Group, Inc.
BERY
– –
-274,329
Closed -$6.36M –
INFN icon
681
DELISTED
Infinera Corporation Common Stock
INFN
– –
-818,498
Closed -$8.73M –
EIGR
682
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
-56
Closed -$262K –
CPE
683
DELISTED
Callon Petroleum Company
CPE
– –
-24,405
Closed -$2.15M –
RSX
684
DELISTED
VanEck Russia ETF
RSX
– –
-127,907
Closed -$2.86M –
ZNGA
685
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-734,266
Closed -$1.98M –
CSOD
686
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-75,400
Closed -$2.6M –
XEC
687
DELISTED
CIMAREX ENERGY CO
XEC
– –
-32,969
Closed -$4.17M –
KIN
688
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-98,295
Closed -$909K –
GRUB
689
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-148,761
Closed -$10.2M –
TIF
690
DELISTED
Tiffany & Co.
TIF
– –
-21,364
Closed -$2.06M –
VER
691
DELISTED
VEREIT, Inc.
VER
– –
-737,956
Closed -$44.5M –
MNK
692
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-8,737
Closed -$788K –
NE icon
693
DELISTED
Noble Corporation
NE
– –
-2,557,977
Closed -$56.8M –
UNT
694
DELISTED
UNIT Corporation
UNT
– –
-463,528
Closed -$27.2M –
AKS
695
DELISTED
AK Steel Holding Corp
AKS
– –
-1,814,963
Closed -$11.4M –
STI icon
696
DELISTED
SunTrust Banks, Inc.
STI
– –
-92,539
Closed -$3.52M –
BMS
697
DELISTED
Bemis
BMS
– –
-69,443
Closed -$2.64M –
P icon
698
DELISTED
Pandora Media Inc
P
– –
-114,747
Closed -$2.77M –
TSRO
699
DELISTED
TESARO, Inc.
TSRO
– –
-113,000
Closed -$3.04M –
KTWO icon
700
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-80,000
Closed -$1.15M –
26 27
28
29 30

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CGL
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JCM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.