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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
676
PUT
DELISTED
US Steel
X
– –
-25,000
Closed -$8K
XEL icon
677
Xcel Energy
XEL
$48.1B
– –
-543,750
Closed -$16.5M
XLU icon
678
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
– –
-200,000
Closed -$31K
ZION icon
679
Zions Bancorporation
ZION
$10.3B
– –
-180,048
Closed -$5.23M
BERY
680
DELISTED
Berry Global Group, Inc.
BERY
– –
-274,329
Closed -$6.36M
INFN
681
DELISTED
Infinera Corporation Common Stock
INFN
– –
-818,498
Closed -$8.73M
EIGR
682
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
– –
-56
Closed -$262K
CPE
683
DELISTED
Callon Petroleum Company
CPE
– –
-24,405
Closed -$2.15M
RSX
684
DELISTED
VanEck Russia ETF
RSX
– –
-127,907
Closed -$2.86M
ZNGA
685
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-734,266
Closed -$1.98M
CSOD
686
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-75,400
Closed -$2.6M
XEC
687
DELISTED
CIMAREX ENERGY CO
XEC
– –
-32,969
Closed -$4.17M
KIN
688
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-98,295
Closed -$909K
GRUB
689
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-148,761
Closed -$10.2M
TIF
690
DELISTED
Tiffany & Co.
TIF
– –
-21,364
Closed -$2.06M
VER
691
DELISTED
VEREIT, Inc.
VER
– –
-737,956
Closed -$44.5M
MNK
692
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-8,737
Closed -$788K
NE
693
DELISTED
Noble Corporation
NE
– –
-2,557,977
Closed -$56.8M
UNT
694
DELISTED
UNIT Corporation
UNT
– –
-463,528
Closed -$27.2M
AKS
695
DELISTED
AK Steel Holding Corp
AKS
– –
-1,814,963
Closed -$11.4M
STI
696
DELISTED
SunTrust Banks, Inc.
STI
– –
-92,539
Closed -$3.52M
BMS
697
DELISTED
Bemis
BMS
– –
-69,443
Closed -$2.64M
P
698
DELISTED
Pandora Media Inc
P
– –
-114,747
Closed -$2.77M
TSRO
699
DELISTED
TESARO, Inc.
TSRO
– –
-113,000
Closed -$3.04M
KTWO
700
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-80,000
Closed -$1.15M
26 27
28
29 30

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SAG
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ACI
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TCOV
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CGL
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.