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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CW icon
601
Curtiss-Wright
CW
$18.9B
– –
-61,930
Closed -$4.08M –
DARE icon
602
Dare Bioscience
DARE
$15.2M
– –
-420
Closed -$213K –
DHR icon
603
Danaher
DHR
$155B
– –
-544,918
Closed -$27.8M –
DKS icon
604
Dick's Sporting Goods
DKS
$13.5B
– –
-542,500
Closed -$23.8M –
DLTR icon
605
CALL
Dollar Tree
DLTR
$22.3B
– –
-100,000
Closed -$160K –
DTE icon
606
DTE Energy
DTE
$26.4B
– –
-3,746
Closed -$243K –
EOG icon
607
EOG Resources
EOG
$77.7B
– –
-175,960
Closed -$17.4M –
ES icon
608
Eversource Energy
ES
$24.8B
– –
-300,328
Closed -$13.3M –
EVR icon
609
Evercore
EVR
$10.5B
– –
-141,306
Closed -$6.64M –
EXC icon
610
CALL
Exelon
EXC
$43B
– –
-196,280
Closed -$68K –
EXC icon
611
PUT
Exelon
EXC
$43B
– –
-70,100
Closed -$12K –
FE icon
612
CALL
FirstEnergy
FE
$26B
– –
-50,000
Closed -$1K –
FLR icon
613
Fluor
FLR
$6.78B
– –
-75,652
Closed -$5.05M –
FLS icon
614
Flowserve
FLS
$9.19B
– –
-154,009
Closed -$10.9M –
FMC icon
615
FMC
FMC
$1.3B
– –
-123,591
Closed -$6.13M –
FSK icon
616
FS KKR Capital
FSK
$3B
– –
-128,201
Closed -$5.52M –
GEF icon
617
Greif
GEF
$4.65B
– –
-5,502
Closed -$241K –
GME icon
618
GameStop
GME
$13.4B
– –
-3,279,256
Closed -$33.8M –
HON icon
619
Honeywell
HON
$65.8B
– –
-475,849
Closed -$39.8M –
INTC icon
620
Intel
INTC
$553B
– –
-8,432
Closed -$294K –
INVE icon
621
INVE Technologies, Inc. Common Stock
INVE
$58.7M
– –
-20,000
Closed -$268K –
IWM icon
622
PUT
iShares Russell 2000 ETF
IWM
$77.4B
– –
-20,000
Closed -$98K –
IYR icon
623
CALL
iShares US Real Estate ETF
IYR
$4.16B
– –
-200,000
Closed -$5K –
JKS icon
624
JinkoSolar
JKS
$465M
– –
-600,864
Closed -$16.5M –
KDP icon
625
CALL
Keurig Dr Pepper
KDP
$43.2B
– –
-216,200
Closed -$227K –
23 24
25
26 27

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ACI
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RC
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A
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CGL
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CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
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MPM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.