We are live on ! Find out more
UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CW icon
601
Curtiss-Wright
CW
$25.8B
– –
-61,930
Closed -$4.08M
DARE icon
602
Dare Bioscience
DARE
$20.8M
– –
-420
Closed -$213K
DHR icon
603
Danaher
DHR
$142B
– –
-544,918
Closed -$27.8M
DKS icon
604
Dick's Sporting Goods
DKS
$18.1B
– –
-542,500
Closed -$23.8M
DLTR icon
605
CALL
Dollar Tree
DLTR
$25B
– –
-100,000
Closed -$160K
DTE icon
606
DTE Energy
DTE
$29.3B
– –
-3,746
Closed -$243K
EOG icon
607
EOG Resources
EOG
$70.8B
– –
-175,960
Closed -$17.4M
ES icon
608
Eversource Energy
ES
$27.3B
– –
-300,328
Closed -$13.3M
EVR icon
609
Evercore
EVR
$11.9B
– –
-141,306
Closed -$6.64M
EXC icon
610
CALL
Exelon
EXC
$47B
– –
-196,280
Closed -$68K
EXC icon
611
PUT
Exelon
EXC
$47B
– –
-70,100
Closed -$12K
FE icon
612
CALL
FirstEnergy
FE
$27.4B
– –
-50,000
Closed -$1K
FLR icon
613
Fluor
FLR
$7.88B
– –
-75,652
Closed -$5.05M
FLS icon
614
Flowserve
FLS
$10.2B
– –
-154,009
Closed -$10.9M
FMC icon
615
FMC
FMC
$1.35B
– –
-123,591
Closed -$6.13M
FSK icon
616
FS KKR Capital
FSK
$3.39B
– –
-128,201
Closed -$5.52M
GEF icon
617
Greif
GEF
$5.03B
– –
-5,502
Closed -$241K
GME icon
618
GameStop
GME
$8.58B
– –
-3,279,256
Closed -$33.8M
HON icon
619
Honeywell
HON
$77.9B
– –
-475,849
Closed -$39.8M
INTC icon
620
Intel
INTC
$503B
– –
-8,432
Closed -$294K
INVE icon
621
Identive
INVE
$62.9M
– –
-20,000
Closed -$268K
IWM icon
622
PUT
iShares Russell 2000 ETF
IWM
$82.8B
– –
-20,000
Closed -$98K
IYR icon
623
CALL
iShares US Real Estate ETF
IYR
$4.66B
– –
-200,000
Closed -$5K
JKS
624
JinkoSolar
JKS
$883M
– –
-600,864
Closed -$16.5M
KDP icon
625
CALL
Keurig Dr Pepper
KDP
$40.6B
– –
-216,200
Closed -$227K
23 24
25
26 27

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.