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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$12.7B
AUM Growth
+$1.53B
Cap. Flow
+$693M
Cap. Flow %
5.44%
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$1.07B
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$904M
3
KSU
Kansas City Southern
KSU
+$631M
4
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$303M
5
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$283M

Top Sells

Rank Stock Value
1
MXIM
Maxim Integrated Products
MXIM
+$850M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$813M
3
WORK
Slack Technologies, Inc.
WORK
+$491M
4
GRA
W.R. Grace & Co.
GRA
+$404M
5
QTS
QTS REALTY TRUST, INC.
QTS
+$355M

Sector Composition

Rank Sector Weight
1 Financials 21.02%
2 Technology 16.2%
3 Communication Services 14.41%
4 Industrials 10.32%
5 Healthcare 9.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRAA
576
DELISTED
Iris Acquisition Corp Class A Common Stock
IRAA
$1.46M 0.01%
150,098
– –
ARE icon
577
Alexandria Real Estate Equities
ARE
$8.56B
$1.44M 0.01%
7,520
-37,580
-83% -$7.48M
EQR icon
578
Equity Residential
EQR
$25.1B
$1.42M 0.01%
+17,600
New +$1.45M
PMT
579
PennyMac Mortgage Investment
PMT
$842M
$1.39M 0.01%
70,700
+7,000
+11% +$137K
TWLV
580
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$1.25M 0.01%
+128,501
New +$1.24M
KITT icon
581
Nauticus Robotics
KITT
$7.39M
$1.25M 0.01%
+48
New +$1.22M
DOCS icon
582
Doximity
DOCS
$5B
$1.21M 0.01%
15,000
+5,000
+50% +$366K
CRHC.WS
583
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$1.21M 0.01%
1,333,283
– –
CLAS
584
DELISTED
Class Acceleration Corp.
CLAS
$1.15M 0.01%
+118,211
New +$1.14M
XLE icon
585
CALL
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$1.15M 0.01%
800,000
-3,720,000
-82% -$92.2M
COVA
586
DELISTED
COVA Acquisition Corp. Class A Ordinary Share
COVA
$1.13M 0.01%
+116,604
New +$1.13M
EVLVW
587
DELISTED
Evolv Technologies Warrant
EVLVW
$1.13M 0.01%
+752,937
New +$1.09M
SKYA
588
DELISTED
Skydeck Acquisition Corp. Class A Ordinary Shares
SKYA
$1.1M 0.01%
+114,149
New +$1.1M
CLVT icon
589
Clarivate
CLVT
$1.16B
$1.09M 0.01%
50,000
-75,000
-60% -$1.82M
BSN
590
DELISTED
Broadstone Acquisition Corp.
BSN
$1.09M 0.01%
109,595
– –
WMG icon
591
Warner Music
WMG
$13.8B
$1.07M 0.01%
+25,000
New +$950K
SHFS icon
592
SHF Holdings
SHFS
$1.13M
$1M 0.01%
+5,020
New +$1,000K
MAQC
593
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
$1M 0.01%
100,392
– –
SRC
594
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$990K 0.01%
+21,500
New +$1.07M
MDH
595
DELISTED
MDH Acquisition Corp.
MDH
$989K 0.01%
+100,392
New +$982K
HWELU
596
DELISTED
Healthwell Acquisition Corp. I Unit
HWELU
$988K 0.01%
+100,392
New +$994K
AENT icon
597
Alliance Entertainment
AENT
$289M
$984K 0.01%
+100,392
New +$977K
VLAT
598
DELISTED
Valor Latitude Acquisition Corp. Class A Ordinary Shares
VLAT
$980K 0.01%
+100,392
New +$971K
NFE icon
599
New Fortress Energy
NFE
$101M
$971K 0.01%
+35,000
New +$1.06M
ZLS
600
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
$970K 0.01%
+100,392
New +$972K
22 23
24
25 26

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SAG
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ACI
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CGL
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JCM
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UBS O'Connor's Q3 2021 Portfolio in Review

As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

UBS O'Connor deployed $693M of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.

  • UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
  • UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
  • UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
  • UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
  • UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
  • UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
  • UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.

Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.