UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
Turnover
54.76%
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+2.09%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$12.7B
AUM Growth
+$1.53B
(+14%)
Cap. Flow
+$1.43B
Cap. Flow
% of AUM
11.22%
Top 10 Holdings %
Top 10 Hldgs %
59.59%
Holding
1,083
New
213
Increased
181
Reduced
63
Closed
169
Avg Time Held Equity + Options
0.4
years
Top 10 Avg Time Held Equity + Options
0.2
years
Top 20 Avg Time Held Equity + Options
0.2
years
Avg Time Held Equity only
0.4
years
Top 10 Avg Time Held Equity only
0.2
years
Top 20 Avg Time Held Equity only
0.2
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$1.07B |
| 2 |
IHS Markit Ltd. Common Shares
INFO
|
+$904M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$631M |
| 4 |
ATH
Athene Holding Ltd. Class A Common Shares
ATH
|
+$303M |
| 5 |
HRC
HILL-ROM HOLDINGS, INC.
HRC
|
+$283M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MXIM
Maxim Integrated Products
MXIM
|
+$850M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$813M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$491M |
| 4 |
GRA
W.R. Grace & Co.
GRA
|
+$404M |
| 5 |
QTS
QTS REALTY TRUST, INC.
QTS
|
+$355M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.37% |
| 2 | Technology | 20.95% |
| 3 | Communication Services | 14.41% |
| 4 | Healthcare | 12.25% |
| 5 | Real Estate | 10.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
576
DELISTED
Iris Acquisition Corp Class A Common Stock
IRAA
| $1.46M | 0.01% |
150,098
| – | – |
2021 Q2
1 quarter
|
|
577
Alexandria Real Estate Equities
ARE
$7.16B
| $1.44M | 0.01% |
7,520
-37,580
| -83% | -$7.48M |
2020 Q2
5 quarters
|
|
578
Vivmark Residential
VMRK
$47.1B
| $1.42M | 0.01% |
+17,600
| New | +$1.45M |
2021 Q3
0 quarters
|
|
579
PennyMac Mortgage Investment
PMT
$598M
| $1.39M | 0.01% |
70,700
+7,000
| +11% | +$137K |
2021 Q2
1 quarter
|
|
580
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
| $1.25M | 0.01% |
+128,501
| New | +$1.24M |
2021 Q3
0 quarters
|
|
581
Nauticus Robotics
KITT
$1.63M
| $1.25M | 0.01% |
+8
| New | +$1.22M |
2021 Q3
0 quarters
|
|
582
Doximity
DOCS
$5.33B
| $1.21M | 0.01% |
15,000
+5,000
| +50% | +$366K |
2021 Q2
1 quarter
|
|
|
CRHC.WS
583
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
| $1.21M | 0.01% |
1,333,283
| – | – |
2021 Q1
2 quarters
|
|
|
CLAS
584
DELISTED
Class Acceleration Corp.
CLAS
| $1.15M | 0.01% |
+118,211
| New | +$1.14M |
2021 Q3
0 quarters
|
|
585
CALL
State Street Energy Select Sector SPDR ETF
XLE
$43.5B
| $1.15M | 0.01% |
800,000
-3,720,000
| -82% | -$92.2M |
2021 Q1
2 quarters
|
|
|
COVA
586
DELISTED
COVA Acquisition Corp. Class A Ordinary Share
COVA
| $1.13M | 0.01% |
+116,604
| New | +$1.13M |
2021 Q3
0 quarters
|
|
587
DELISTED
Evolv Technologies Warrant
EVLVW
| $1.13M | 0.01% |
+752,937
| New | +$1.09M |
2021 Q3
0 quarters
|
|
588
DELISTED
Skydeck Acquisition Corp. Class A Ordinary Shares
SKYA
| $1.1M | 0.01% |
+114,149
| New | +$1.1M |
2021 Q3
0 quarters
|
|
589
Clarivate
CLVT
$998M
| $1.09M | 0.01% |
50,000
-75,000
| -60% | -$1.82M |
2021 Q2
1 quarter
|
|
|
BSN
590
DELISTED
Broadstone Acquisition Corp.
BSN
| $1.09M | 0.01% |
109,595
| – | – |
2020 Q4
3 quarters
|
|
591
Warner Music
WMG
$15.1B
| $1.07M | 0.01% |
+25,000
| New | +$950K |
2021 Q3
0 quarters
|
|
592
SHF Holdings
SHFS
$212K
| $1M | 0.01% |
+418
| New | +$999K |
2021 Q3
0 quarters
|
|
593
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
| $1M | 0.01% |
100,392
| – | – |
2021 Q2
1 quarter
|
|
|
SRC
594
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $990K | 0.01% |
+21,500
| New | +$1.07M |
2021 Q3
0 quarters
|
|
|
MDH
595
DELISTED
MDH Acquisition Corp.
MDH
| $989K | 0.01% |
+100,392
| New | +$982K |
2021 Q3
0 quarters
|
|
|
HWELU
596
DELISTED
Healthwell Acquisition Corp. I Unit
HWELU
| $988K | 0.01% |
+100,392
| New | +$994K |
2021 Q3
0 quarters
|
|
597
Alliance Entertainment
AENT
$222M
| $984K | 0.01% |
+100,392
| New | +$977K |
2021 Q3
0 quarters
|
|
|
VLAT
598
DELISTED
Valor Latitude Acquisition Corp. Class A Ordinary Shares
VLAT
| $980K | 0.01% |
+100,392
| New | +$971K |
2021 Q3
0 quarters
|
|
599
New Fortress Energy
NFE
$21.8M
| $971K | 0.01% |
+700
| New | +$1.06M |
2021 Q3
0 quarters
|
|
600
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
| $970K | 0.01% |
+100,392
| New | +$972K |
2021 Q3
0 quarters
|
|
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UBS O'Connor's Q3 2021 Portfolio in Review
As of Q3 2021, UBS O'Connor held 1,083 positions worth $12.7B, up 14% from $11.2B the previous quarter. Its ten largest holdings account for 60% of the portfolio.
UBS O'Connor deployed $1.43B of net new capital in Q3 2021, opening 213 new positions and adding to 181 existing holdings. Its largest new stake was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 14% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was GreenSky, Inc. Class A Common Stock, an estimated $30.1M trimmed.
- UBS O'Connor's largest Q3 2021 buy was HILL-ROM HOLDINGS, INC.: 2,100,000 shares worth $315M.
- UBS O'Connor added most to Nuance Communications, Inc. in Q3 2021, an estimated $1.07B increase.
- UBS O'Connor's biggest Q3 2021 reduction was GreenSky, Inc. Class A Common Stock, cutting an estimated $30.1M.
- UBS O'Connor fully exited Maxim Integrated Products in Q3 2021, selling an estimated $850M.
- UBS O'Connor's ten largest holdings make up 60% of its $12.7B portfolio in Q3 2021.
- UBS O'Connor opened 213 new positions and closed 169 in Q3 2021.
- UBS O'Connor's portfolio value rose 14% quarter-over-quarter to $12.7B.
Based on UBS O'Connor's 13F filing for Q3 2021, filed 12 Nov 2021.