UBS O'Connor’s SHF Holdings SHFS Stock Holding History

UBS O'Connor’s Portfolio SHFS Stock Details SHFS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-5,056	Closed	-$1.07M	–	1003
2022 Q2	$1.07M	Buy	+5,056	New	+$1.01M	0.01%	752
2022 Q1	–	Sell	-5,058	Closed	-$1.02M	–	197
2021 Q4	$1.02M	Buy	5,058 +38	+0.8%	+$7.64K	0.01%	651
2021 Q3	$1M	Buy	+5,020	New	+$1,000K	0.01%	610

Other funds holding SHFS

ACM

Atalaya Capital Management New York $45M AUM 3.02% 1-Year Est. Return

Ayrton Capital Westport, Connecticut $14.7M AUM 12.82% 1-Year Est. Return

CCFM

Cohen & Co Financial Management New York $18.3M AUM 73.48% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

UBS O'Connor's SHFS Position: Q3 2022 in Review

UBS O'Connor sold out of SHF Holdings (SHFS) in Q3 2022, closing a stake of 5,056 shares — an estimated $1.07M sold.

UBS O'Connor first reported a position in SHFS in Q3 2021 and held it in 3 quarters. The position peaked at $1.07M in Q2 2022. 7 funds tracked by Wall St. Rank hold SHFS as of Q3 2022.

UBS O'Connor reported no remaining SHF Holdings position as of Q3 2022 after selling out during the quarter.
UBS O'Connor sold 5,056 SHF Holdings shares in Q3 2022, an estimated $1.07M.
UBS O'Connor first reported a position in SHF Holdings in Q3 2021 and held it in 3 quarters.
UBS O'Connor's SHF Holdings position peaked at $1.07M in Q2 2022.
7 funds tracked by Wall St. Rank held SHF Holdings as of Q3 2022.

Based on UBS O'Connor's 13F filing for Q3 2022, filed 14 Nov 2022.