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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+16.52%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.9B
AUM Growth
+$958M
Cap. Flow
+$719M
Cap. Flow %
14.69%
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104

Top Buys

Rank Stock Value
1
CXO
CONCHO RESOURCES INC.
CXO
+$216M
2
VAR
Varian Medical Systems, Inc.
VAR
+$210M
3
WORK
Slack Technologies, Inc.
WORK
+$200M
4
TIF
Tiffany & Co.
TIF
+$101M
5
XLNX
Xilinx Inc
XLNX
+$79.9M

Top Sells

Rank Stock Value
1
ETFC
E*Trade Financial Corporation
ETFC
+$612M
2
AMTD
TD Ameritrade Holding Corp
AMTD
+$473M
3
WMGI
Wright Medical Group Inc
WMGI
+$160M
4
IMMU
Immunomedics Inc
IMMU
+$118M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$93M

Sector Composition

Rank Sector Weight
1 Technology 11.8%
2 Financials 9.59%
3 Industrials 8.88%
4 Healthcare 5.8%
5 Real Estate 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWEN icon
576
Clearway Energy Class C
CWEN
$6.74B
– –
-45,000
Closed -$1.21M
DAL icon
577
PUT
Delta Air Lines
DAL
$60.5B
– –
-36,500
Closed -$12K
DNB
578
DELISTED
Dun & Bradstreet
DNB
– –
-101,000
Closed -$2.59M
EA
579
DELISTED
Electronic Arts
EA
– –
-60,000
Closed -$7.83M
EBAY icon
580
eBay
EBAY
$48.9B
– –
-70,000
Closed -$3.65M
EMN icon
581
Eastman Chemical
EMN
$8.4B
– –
-12,500
Closed -$976K
EOSE icon
582
Eos Energy Enterprises
EOSE
$1.43B
– –
-100,000
Closed -$1M
ES icon
583
Eversource Energy
ES
$27.1B
– –
-25,000
Closed -$2.09M
ETN icon
584
Eaton
ETN
$174B
– –
-12,500
Closed -$1.27M
ETR icon
585
Entergy
ETR
$49.7B
– –
-60,000
Closed -$2.96M
FDX icon
586
FedEx
FDX
$74.7B
– –
-15,000
Closed -$3.77M
GCMG icon
587
CALL
GCM Grosvenor
GCMG
$814M
– –
-123,002
Closed -$121K
GME icon
588
PUT
GameStop
GME
$8.63B
– –
-400,000
Closed -$56K
HIMS icon
589
Hims & Hers Health
HIMS
$6.87B
– –
-705,215
Closed -$8.29M
HR icon
590
Healthcare Realty
HR
$6.92B
– –
-110,000
Closed -$2.86M
HYG icon
591
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-1,000,000
Closed -$38K
ITRI icon
592
Itron
ITRI
$4.5B
– –
-12,500
Closed -$759K
IWM icon
593
PUT
iShares Russell 2000 ETF
IWM
$82.1B
– –
-17,000
Closed -$80K
JCI icon
594
Johnson Controls International
JCI
$93.6B
– –
-37,500
Closed -$1.53M
LAZR
595
CALL
DELISTED
Luminar Technologies
LAZR
– –
-1,499
Closed -$71K
LAZR
596
DELISTED
Luminar Technologies
LAZR
– –
-24,333
Closed -$4.17M
LSEA
597
CALL
DELISTED
Landsea Homes
LSEA
– –
-164,004
Closed -$296K
MAPS
598
DELISTED
WM TECHNOLOGY INC A
MAPS
– –
-456,248
Closed -$4.92M
MNTS icon
599
Momentus
MNTS
$82.7M
– –
-37
Closed -$4.6M
MP icon
600
CALL
MP Materials
MP
$8.45B
– –
-859,065
Closed -$2.82M
22 23
24
25 26

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2020 Portfolio in Review

As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

UBS O'Connor deployed $719M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 5.9% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.

  • UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
  • UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
  • UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
  • UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
  • UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
  • UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
  • UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.

Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.