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UOC
UBS O'Connor Portfolio holdings
AUM
$3.76B
1-Year Est. Return
62.41%
This Fund
S&P 500
This Quarter
Est. Return
+16.52%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$4.9B
AUM Growth
+$958M
(+24%)
Cap. Flow
+$227M
Cap. Flow
% of AUM
4.63%
Top 10 Holdings %
Top 10 Hldgs %
37.72%
Holding
685
New
363
Increased
70
Reduced
64
Closed
104
Avg Time Held Equity + Options
1.5
quarters
Top 10 Avg Time Held Equity + Options
0.9
quarters
Top 20 Avg Time Held Equity + Options
1.2
quarters
Avg Time Held Equity only
1.6
quarters
Top 10 Avg Time Held Equity only
0.9
quarters
Top 20 Avg Time Held Equity only
1.2
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CXO
CONCHO RESOURCES INC.
CXO
|
+$216M |
| 2 |
VAR
Varian Medical Systems, Inc.
VAR
|
+$210M |
| 3 |
WORK
Slack Technologies, Inc.
WORK
|
+$200M |
| 4 |
TIF
Tiffany & Co.
TIF
|
+$101M |
| 5 |
XLNX
Xilinx Inc
XLNX
|
+$79.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ETFC
E*Trade Financial Corporation
ETFC
|
+$612M |
| 2 |
TD Ameritrade Holding Corp
AMTD
|
+$473M |
| 3 |
WMGI
Wright Medical Group Inc
WMGI
|
+$160M |
| 4 |
IMMU
Immunomedics Inc
IMMU
|
+$118M |
| 5 |
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
|
+$93M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.18% |
| 2 | Miscellaneous | 17.87% |
| 3 | Healthcare | 12.68% |
| 4 | Consumer Discretionary | 11.71% |
| 5 | Financials | 10.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
576
Clearway Energy Class C
CWEN
$3.66B
| – | – |
-45,000
| Closed | -$1.21M | – |
|
577
PUT
Delta Air Lines
DAL
$54B
| – | – |
-36,500
| Closed | -$12K | – |
|
578
DELISTED
Dun & Bradstreet
DNB
| – | – |
-101,000
| Closed | -$2.59M | – |
|
579
DELISTED
Electronic Arts
EA
| – | – |
-60,000
| Closed | -$7.83M | – |
|
580
eBay
EBAY
$49.9B
| – | – |
-70,000
| Closed | -$3.65M | – |
|
581
Eastman Chemical
EMN
$7.17B
| – | – |
-12,500
| Closed | -$976K | – |
|
582
Eos Energy Enterprises
EOSE
$918M
| – | – |
-100,000
| Closed | -$1M | – |
|
583
Eversource Energy
ES
$24.8B
| – | – |
-25,000
| Closed | -$2.09M | – |
|
584
Eaton
ETN
$167B
| – | – |
-12,500
| Closed | -$1.27M | – |
|
585
Entergy
ETR
$49.1B
| – | – |
-60,000
| Closed | -$2.96M | – |
|
586
FedEx
FDX
$69B
| – | – |
-15,000
| Closed | -$3.77M | – |
|
587
CALL
GCM Grosvenor
GCMG
$807M
| – | – |
-123,002
| Closed | -$121K | – |
|
588
PUT
GameStop
GME
$13.4B
| – | – |
-400,000
| Closed | -$56K | – |
|
589
Hims & Hers Health
HIMS
$7.21B
| – | – |
-705,215
| Closed | -$8.29M | – |
|
590
Healthcare Realty
HR
$5.88B
| – | – |
-110,000
| Closed | -$2.86M | – |
|
591
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
| – | – |
-1,000,000
| Closed | -$38K | – |
|
592
Itron
ITRI
$3.75B
| – | – |
-12,500
| Closed | -$759K | – |
|
593
PUT
iShares Russell 2000 ETF
IWM
$77.4B
| – | – |
-17,000
| Closed | -$80K | – |
|
594
Johnson Controls International
JCI
$95.4B
| – | – |
-37,500
| Closed | -$1.53M | – |
|
595
CALL
DELISTED
Luminar Technologies
LAZR
| – | – |
-1,499
| Closed | -$71K | – |
|
|
596
DELISTED
Luminar Technologies
LAZR
| – | – |
-24,333
| Closed | -$4.17M | – |
|
597
CALL
DELISTED
Landsea Homes
LSEA
| – | – |
-164,004
| Closed | -$296K | – |
|
598
DELISTED
WM TECHNOLOGY INC A
MAPS
| – | – |
-456,248
| Closed | -$4.92M | – |
|
599
Momentus
MNTS
$71.8M
| – | – |
-37
| Closed | -$4.6M | – |
|
600
CALL
MP Materials
MP
$8.22B
| – | – |
-859,065
| Closed | -$2.82M | – |
|
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UBS O'Connor's Q4 2020 Portfolio in Review
As of Q4 2020, UBS O'Connor held 685 positions worth $4.9B, up 24% from $3.94B the previous quarter. Its ten largest holdings account for 38% of the portfolio.
UBS O'Connor deployed $227M of net new capital in Q4 2020, opening 363 new positions and adding to 70 existing holdings. Its largest new stake was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 12% a quarter earlier, followed by Miscellaneous and Healthcare.
On the sell side, the largest reduction was UWM Holdings, an estimated $18.6M trimmed.
- UBS O'Connor's largest Q4 2020 buy was CONCHO RESOURCES INC.: 4,111,611 shares worth $240M.
- UBS O'Connor added most to Varian Medical Systems, Inc. in Q4 2020, an estimated $210M increase.
- UBS O'Connor's biggest Q4 2020 reduction was UWM Holdings, cutting an estimated $18.6M.
- UBS O'Connor fully exited E*Trade Financial Corporation in Q4 2020, selling an estimated $612M.
- UBS O'Connor's ten largest holdings make up 38% of its $4.9B portfolio in Q4 2020.
- UBS O'Connor opened 363 new positions and closed 104 in Q4 2020.
- UBS O'Connor's portfolio value rose 24% quarter-over-quarter to $4.9B.
Based on UBS O'Connor's 13F filing for Q4 2020, filed 17 Feb 2021.