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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
576
PUT
Intel
INTC
$510B
– –
-50,000
Closed -$78K
IOSP icon
577
Innospec
IOSP
$2.27B
– –
-10,990
Closed -$495K
IRM icon
578
Iron Mountain
IRM
$35.9B
– –
-29,426
Closed -$912K
IYR icon
579
CALL
iShares US Real Estate ETF
IYR
$4.65B
– –
-50,000
Closed -$1K
JBLU icon
580
JetBlue
JBLU
$2.28B
– –
-28,207
Closed -$586K
JLL icon
581
Jones Lang LaSalle
JLL
$16.6B
– –
-3,444
Closed -$589K
JPM icon
582
JPMorgan Chase
JPM
$949B
– –
-12,495
Closed -$847K
OPLN
583
Openlane
OPLN
$4.54B
– –
-51,123
Closed -$724K
KEY icon
584
KeyCorp
KEY
$24.3B
– –
-450,000
Closed -$6.76M
KIM icon
585
Kimco Realty
KIM
$16.4B
– –
-193,713
Closed -$4.37M
KLIC icon
586
Kulicke & Soffa
KLIC
$4.77B
– –
-40,779
Closed -$478K
KMI icon
587
Kinder Morgan
KMI
$68.6B
– –
-9,901
Closed -$380K
KR icon
588
Kroger
KR
$34.7B
– –
-5,978
Closed -$217K
KRE icon
589
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
– –
-40,000
Closed -$1.77M
KRE icon
590
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
– –
-100,000
Closed -$121K
KSS icon
591
Kohl's
KSS
$2.21B
– –
-475,235
Closed -$29.8M
LBTYA icon
592
CALL
Liberty Global Class A
LBTYA
$3.58B
– –
-242,494
Closed -$300K
LFUS icon
593
Littelfuse
LFUS
$11.6B
– –
-3,948
Closed -$375K
LHX icon
594
L3Harris
LHX
$53.4B
– –
-93,239
Closed -$7.17M
LOPE icon
595
Grand Canyon Education
LOPE
$3.98B
– –
-7,675
Closed -$325K
LRCX icon
596
Lam Research
LRCX
$388B
– –
-720,940
Closed -$5.87M
LRMR icon
597
Larimar Therapeutics
LRMR
$431M
– –
-6,683
Closed -$2.78M
LSCC icon
598
Lattice Semiconductor
LSCC
$18.5B
– –
-71,483
Closed -$421K
LUMN icon
599
Lumen
LUMN
$6.45B
– –
-41,006
Closed -$1.21M
LXP icon
600
LXP Industrial Trust
LXP
$3.57B
– –
-13,764
Closed -$584K
22 23
24
25 26

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.