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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AAP icon
576
Advance Auto Parts
AAP
$2.55B
– –
-177,853
Closed -$23.2M –
AAPL icon
577
PUT
Apple
AAPL
$4.91T
– –
-200,000
Closed -$72K –
AB icon
578
AllianceBernstein
AB
$3.22B
– –
-129,485
Closed -$3.37M –
ABEV icon
579
Ambev
ABEV
$49.2B
– –
-155,174
Closed -$1.02M –
AMG icon
580
Affiliated Managers Group
AMG
$10B
– –
-53,762
Closed -$10.8M –
AMKR icon
581
Amkor Technology
AMKR
$12.2B
– –
-10,655
Closed -$90K –
ASB icon
582
Associated Banc-Corp
ASB
$5.41B
– –
-450,650
Closed -$7.85M –
AWK icon
583
American Water Works
AWK
$25.6B
– –
-74,340
Closed -$3.58M –
AZO icon
584
AutoZone
AZO
$47.5B
– –
-907
Closed -$462K –
BHP icon
585
CALL
BHP
BHP
$220B
– –
-177,398
Closed -$31K –
BKU icon
586
Bankunited
BKU
$3.01B
– –
-172,978
Closed -$5.27M –
BLK icon
587
Blackrock
BLK
$168B
– –
-3,602
Closed -$1.18M –
C icon
588
Citigroup
C
$217B
– –
-308,274
Closed -$16M –
CACI icon
589
CACI
CACI
$13.5B
– –
-2,840
Closed -$202K –
CIB icon
590
Grupo Cibest SA
CIB
$22.4B
– –
-15,000
Closed -$851K –
CLF icon
591
Cleveland-Cliffs
CLF
$7.41B
– –
-355,686
Closed -$3.69M –
CLX icon
592
CALL
Clorox
CLX
$10.1B
– –
-100,000
Closed -$35K –
CMCSA icon
593
Comcast
CMCSA
$73.3B
– –
-131,798
Closed -$3.54M –
CMP icon
594
Compass Minerals
CMP
$957M
– –
-125,969
Closed -$10.6M –
CPA icon
595
Copa Holdings
CPA
$5.48B
– –
-12,450
Closed -$1.34M –
CRK icon
596
Comstock Resources
CRK
$4.03B
– –
-10,003
Closed -$931K –
CSIQ icon
597
Canadian Solar
CSIQ
$773M
– –
-226,870
Closed -$8.12M –
CSTM icon
598
Constellium
CSTM
$3.5B
– –
-705,368
Closed -$17.4M –
CSX icon
599
CSX Corp
CSX
$87.5B
– –
-2,904,342
Closed -$31M –
CSX icon
600
PUT
CSX Corp
CSX
$87.5B
– –
-1,200,000
Closed -$52K –
22 23
24
25 26

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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.