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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$636M
Cap. Flow %
-11.06%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Healthcare 11.85%
2 Consumer Discretionary 11.63%
3 Consumer Staples 10.69%
4 Industrials 10.3%
5 Technology 8.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAP icon
576
Advance Auto Parts
AAP
$3.46B
– –
-177,853
Closed -$23.2M
AAPL icon
577
PUT
Apple
AAPL
$4.58T
– –
-200,000
Closed -$72K
AB icon
578
AllianceBernstein
AB
$3.47B
– –
-129,485
Closed -$3.37M
ABEV icon
579
Ambev
ABEV
$46.5B
– –
-155,174
Closed -$1.02M
AMG icon
580
Affiliated Managers Group
AMG
$9.84B
– –
-53,762
Closed -$10.8M
AMKR icon
581
Amkor Technology
AMKR
$13.6B
– –
-10,655
Closed -$90K
ASB icon
582
Associated Banc-Corp
ASB
$5.88B
– –
-450,650
Closed -$7.85M
AWK icon
583
American Water Works
AWK
$26.8B
– –
-74,340
Closed -$3.58M
AZO icon
584
AutoZone
AZO
$49.9B
– –
-907
Closed -$462K
BHP icon
585
CALL
BHP
BHP
$229B
– –
-177,398
Closed -$31K
BKU icon
586
Bankunited
BKU
$3.38B
– –
-172,978
Closed -$5.27M
BLK icon
587
Blackrock
BLK
$176B
– –
-3,602
Closed -$1.18M
C icon
588
Citigroup
C
$226B
– –
-308,274
Closed -$16M
CACI icon
589
CACI
CACI
$13.7B
– –
-2,840
Closed -$202K
CIB icon
590
Grupo Cibest SA
CIB
$21B
– –
-15,000
Closed -$851K
CLF icon
591
Cleveland-Cliffs
CLF
$6.94B
– –
-355,686
Closed -$3.69M
CLX icon
592
CALL
Clorox
CLX
$12.8B
– –
-100,000
Closed -$35K
CMCSA icon
593
Comcast
CMCSA
$89.8B
– –
-131,798
Closed -$3.54M
CMP icon
594
Compass Minerals
CMP
$1.13B
– –
-125,969
Closed -$10.6M
CPA icon
595
Copa Holdings
CPA
$5.77B
– –
-12,450
Closed -$1.34M
CRK icon
596
Comstock Resources
CRK
$3.95B
– –
-10,003
Closed -$931K
CSIQ icon
597
Canadian Solar
CSIQ
$1.06B
– –
-226,870
Closed -$8.12M
CSTM icon
598
Constellium
CSTM
$3.99B
– –
-705,368
Closed -$17.4M
CSX icon
599
CSX Corp
CSX
$93.4B
– –
-2,904,342
Closed -$31M
CSX icon
600
PUT
CSX Corp
CSX
$93.4B
– –
-1,200,000
Closed -$52K
22 23
24
25 26

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FNBT
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SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $636M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.