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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-6.56%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$4.91B
AUM Growth
-$845M
Cap. Flow
-$17.2M
Cap. Flow %
-0.35%
Top 10 Hldgs %
21.9%
Holding
885
New
158
Increased
160
Reduced
122
Closed
401

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$94.8M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
+$61M
3
AA icon
Alcoa
AA
+$59.1M
4
HCC
HCC INSURANCES HOLDINGS INC
HCC
+$47.8M
5
NUE icon
Nucor
NUE
+$47.3M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$203M
2
DTV
DIRECTV COM STK (DE)
DTV
+$150M
3
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$121M
4
DHR icon
Danaher
DHR
+$80M
5
DRC
DRESSER-RAND GROUP INC
DRC
+$60.2M

Sector Composition

Rank Sector Weight
1 Financials 15.76%
2 Industrials 15.37%
3 Consumer Staples 13.14%
4 Consumer Discretionary 12.66%
5 Energy 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FR icon
551
First Industrial Realty Trust
FR
$8.44B
– –
-50,464
Closed -$945K
GASS icon
552
StealthGas
GASS
$319M
– –
-267,538
Closed -$1.81M
GCO icon
553
Genesco
GCO
$421M
– –
-4,829
Closed -$319K
GDOT icon
554
Green Dot
GDOT
$745M
– –
-17,316
Closed -$331K
GEO icon
555
The GEO Group
GEO
$4.13B
– –
-18,294
Closed -$417K
GME icon
556
GameStop
GME
$8.57B
– –
-29,152
Closed -$313K
GPC icon
557
Genuine Parts
GPC
$18.7B
– –
-6,890
Closed -$617K
GPRE icon
558
Green Plains
GPRE
$1.02B
– –
-8,910
Closed -$245K
GS icon
559
PUT
Goldman Sachs
GS
$303B
– –
-15,000
Closed -$92K
GTLS
560
DELISTED
Chart Industries
GTLS
– –
-12,665
Closed -$453K
HAL icon
561
Halliburton
HAL
$26.6B
– –
-10,871
Closed -$468K
HCA icon
562
HCA Healthcare
HCA
$89.5B
– –
-8,154
Closed -$740K
HES
563
DELISTED
Hess
HES
– –
-25,000
Closed -$1.67M
HIG icon
564
Hartford Financial Services
HIG
$39.2B
– –
-13,223
Closed -$550K
HII icon
565
Huntington Ingalls Industries
HII
$12.7B
– –
-5,150
Closed -$580K
HOG icon
566
Harley-Davidson
HOG
$2.7B
– –
-76,548
Closed -$4.31M
HOUS
567
DELISTED
Anywhere Real Estate
HOUS
– –
-9,634
Closed -$450K
HPP
568
Hudson Pacific Properties
HPP
$781M
– –
-1,658
Closed -$329K
HR icon
569
Healthcare Realty
HR
$6.85B
– –
-22,928
Closed -$549K
HY icon
570
Hyster-Yale Materials Handling
HY
$659M
– –
-73,533
Closed -$5.09M
ICE icon
571
Intercontinental Exchange
ICE
$84.4B
– –
-104,420
Closed -$4.67M
IFF icon
572
International Flavors & Fragrances
IFF
$21.9B
– –
-4,754
Closed -$520K
ILMN icon
573
Illumina
ILMN
$28.4B
– –
-16,654
Closed -$3.54M
INGR icon
574
Ingredion
INGR
$6.56B
– –
-8,657
Closed -$691K
INN
575
Summit Hotel Properties
INN
$702M
– –
-11,186
Closed -$146K
21 22
23
24 25

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SAG
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ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
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A
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CGL
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CB
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JCM
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UBS O'Connor's Q3 2015 Portfolio in Review

As of Q3 2015, UBS O'Connor held 885 positions worth $4.91B, down 15% from $5.76B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor's Q3 2015 filing shows 158 new, 160 increased, 122 reduced and 401 closed positions. Its largest new stake was PayPal: 2,646,718 shares worth $82.2M. The largest sale was FAMILY DOLLAR STORES, an estimated $203M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 11% a quarter earlier, followed by Industrials and Consumer Staples.

  • UBS O'Connor's largest Q3 2015 buy was PayPal: 2,646,718 shares worth $82.2M.
  • UBS O'Connor added most to Alcoa in Q3 2015, an estimated $59.1M increase.
  • UBS O'Connor's biggest Q3 2015 reduction was Coca-Cola Europacific Partners, cutting an estimated $47.9M.
  • UBS O'Connor fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $203M.
  • UBS O'Connor's ten largest holdings make up 22% of its $4.91B portfolio in Q3 2015.
  • UBS O'Connor opened 158 new positions and closed 401 in Q3 2015.
  • UBS O'Connor's portfolio value fell 15% quarter-over-quarter to $4.91B.

Based on UBS O'Connor's 13F filing for Q3 2015, filed 13 Nov 2015.