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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.75B
AUM Growth
-$39.4M
Cap. Flow
-$856M
Cap. Flow %
-14.88%
Top 10 Hldgs %
22.09%
Holding
798
New
336
Increased
102
Reduced
128
Closed
170
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
1.6 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.1 quarters
Top 10 Avg Time Held Equity only
1.6 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
CFN
CAREFUSION CORPORATION
CFN
+$125M
2
CVD
COVANCE INC.
CVD
+$75.9M
3
AGN
Allergan Inc
AGN
+$71.6M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$69.7M
5
PEP icon
PepsiCo
PEP
+$52.7M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$72.3M
2
VYX icon
NCR Voyix
VYX
+$64.1M
3
HUM icon
Humana
HUM
+$64M
4
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$63.4M
5
TSM icon
TSMC
TSM
+$62.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.33%
2 Consumer Discretionary 12.63%
3 Healthcare 11.94%
4 Industrials 11.3%
5 Consumer Staples 10.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CDNA icon
551
CareDx
CDNA
$3.29B
$181K ﹤0.01%
+25,000
New +$168K
2014 Q4
0 quarters
BEE
552
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$157K ﹤0.01%
+11,860
New +$149K
2014 Q4
0 quarters
CLD
553
DELISTED
Cloud Peak Energy Inc
CLD
$156K ﹤0.01%
+16,955
New +$188K
2014 Q4
0 quarters
KG icon
554
Kestrel Group
KG
$38.4M
$154K ﹤0.01%
+603
New +$149K
2014 Q4
0 quarters
LXP icon
555
LXP Industrial Trust
LXP
$3.6B
$150K ﹤0.01%
2,725
-1
-0% -$54
2014 Q3
1 quarter
CGRN
556
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$148K ﹤0.01%
1,000
-4,000
-80% -$692K
2014 Q1
3 quarters
CBB
557
DELISTED
Cincinnati Bell Inc.
CBB
$142K ﹤0.01%
8,929
+4,011
+82% +$67.9K
2014 Q3
1 quarter
NVAX icon
558
Novavax
NVAX
$2.1B
$139K ﹤0.01%
+1,170
New +$122K
2014 Q4
0 quarters
CYHHZ
559
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$138K ﹤0.01%
5,006,300
– –
2014 Q1
3 quarters
TWO
560
DELISTED
Two Harbors Investment
TWO
$114K ﹤0.01%
+1,426
New +$116K
2014 Q4
0 quarters
PVA
561
CALL
DELISTED
PENN VIRGINIA CORP
PVA
$110K ﹤0.01%
+400,000
New +$3.02M
2014 Q4
0 quarters
APC icon
562
CALL
DELISTED
Anadarko Petroleum
APC
$96K ﹤0.01%
+160,800
New +$14M
2014 Q4
0 quarters
HYG icon
563
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.3B
$71K ﹤0.01%
+145,000
New +$13.2M
2014 Q4
0 quarters
KMB icon
564
PUT
Kimberly-Clark
KMB
$32.5B
$50K ﹤0.01%
+251,400
New +$27.9M
2014 Q4
0 quarters
FCX icon
565
CALL
Freeport-McMoran
FCX
$106B
$48K ﹤0.01%
+302,300
New +$8.34M
2014 Q4
0 quarters
TGT icon
566
PUT
Target
TGT
$69.8B
$40K ﹤0.01%
+100,800
New +$6.8M
2014 Q4
0 quarters
ORIG
567
PUT
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$22K ﹤0.01%
+11
New +$1.24M
2014 Q4
0 quarters
AKS
568
PUT
DELISTED
AK Steel Holding Corp
AKS
$21K ﹤0.01%
+151,200
New +$951K
2014 Q4
0 quarters
NAV
569
PUT
DELISTED
Navistar International
NAV
$20K ﹤0.01%
100,000
– –
2013 Q4
4 quarters
WBA icon
570
PUT
DELISTED
Walgreens Boots Alliance
WBA
$19K ﹤0.01%
+126,000
New +$8.42M
2014 Q4
0 quarters
TYC
571
PUT
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$8K ﹤0.01%
+72,198
New +$3.21M
2014 Q4
0 quarters
KGC icon
572
CALL
Kinross Gold
KGC
$28.2B
$4K ﹤0.01%
+16,200
New +$45.5K
2014 Q4
0 quarters
SQNM
573
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$3K ﹤0.01%
50,000
– –
2013 Q3
5 quarters
SPY icon
574
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$833B
$2K ﹤0.01%
300,000
-318,000
-51% -$63.9M
2014 Q2
2 quarters
MDGL icon
575
CALL
Madrigal Pharmaceuticals
MDGL
$10.9B
$1K ﹤0.01%
714
– –
2014 Q1
3 quarters
21 22
23
24 25

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RC
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CGL
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CB
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JCM
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MPM
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UBS O'Connor's Q4 2014 Portfolio in Review

As of Q4 2014, UBS O'Connor held 798 positions worth $5.75B, down 0.68% from $5.79B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

UBS O'Connor withdrew a net $856M in Q4 2014, closing 170 positions and reducing 128 holdings. Its most notable exit was NCR Voyix, an estimated $64.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, UBS O'Connor opened a new position in CAREFUSION CORPORATION worth $129M.

  • UBS O'Connor's largest Q4 2014 buy was CAREFUSION CORPORATION: 2,168,433 shares worth $129M.
  • UBS O'Connor added most to Allergan Inc in Q4 2014, an estimated $71.6M increase.
  • UBS O'Connor's biggest Q4 2014 reduction was Alibaba, cutting an estimated $72.3M.
  • UBS O'Connor fully exited NCR Voyix in Q4 2014, selling an estimated $64.1M.
  • UBS O'Connor's ten largest holdings make up 22% of its $5.75B portfolio in Q4 2014.
  • UBS O'Connor opened 336 new positions and closed 170 in Q4 2014.
  • UBS O'Connor's portfolio value fell 0.68% quarter-over-quarter to $5.75B.

Based on UBS O'Connor's 13F filing for Q4 2014, filed 13 Feb 2015.