UBS O'Connor’s CareDx CDNA Stock Holding History

UBS O'Connor’s Portfolio CDNA Stock Details CDNA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-25,000	Closed	-$139K	–	766
2015 Q1	$139K	Hold	25,000	–	–	﹤0.01%	686
2014 Q4	$181K	Buy	+25,000	New	+$168K	﹤0.01%	602

Other funds holding CDNA

Gagnon Securities New York $433M AUM 29.08% 1-Year Est. Return

TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Gagnon Advisors New York $136M AUM 21.55% 1-Year Est. Return

Deerfield Management New York $8.48B AUM 99.04% 1-Year Est. Return

Ontario Teachers' Pension Plan Board Toronto, Ontario, Canada $3.46B AUM 7.79% 1-Year Est. Return

California Public Employees Retirement System

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS O'Connor's CDNA Position: Q2 2015 in Review

UBS O'Connor sold out of CareDx (CDNA) in Q2 2015, closing a stake of 25,000 shares — an estimated $139K sold.

UBS O'Connor first reported a position in CDNA in Q4 2014 and held it in 2 quarters. The position peaked at $181K in Q4 2014. 24 funds tracked by Wall St. Rank hold CDNA as of Q2 2015.

UBS O'Connor reported no remaining CareDx position as of Q2 2015 after selling out during the quarter.
UBS O'Connor sold 25,000 CareDx shares in Q2 2015, an estimated $139K.
UBS O'Connor first reported a position in CareDx in Q4 2014 and held it in 2 quarters.
UBS O'Connor's CareDx position peaked at $181K in Q4 2014.
24 funds tracked by Wall St. Rank held CareDx as of Q2 2015.

Based on UBS O'Connor's 13F filing for Q2 2015, filed 13 Aug 2015.