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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+2.07%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$15.6B
AUM Growth
+$10.4B
Cap. Flow
+$9.72B
Cap. Flow %
62.15%
Top 10 Hldgs %
73.61%
Holding
622
New
190
Increased
74
Reduced
112
Closed
190
Avg Time Held Equity + Options
1.3 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$108M
2
DTV
DIRECTV COM STK (DE)
DTV
+$68.4M
3
TJX icon
TJX Companies
TJX
+$51M
4
VYX icon
NCR Voyix
VYX
+$49.1M
5
PL icon
PROTECTIVE LIFE CORP
PL
+$45.4M

Top Sells

Rank Stock Value
1
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$48.3M
2
MAA icon
Mid-America Apartment Communities
MAA
+$48.2M
3
AVB icon
AvalonBay Communities
AVB
+$47.8M
4
MHFI
MCGRAW-HILL FINANCIAL INC COM
MHFI
+$46.2M
5
AAL icon
American Airlines Group
AAL
+$46.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 73.06%
2 Technology 3.77%
3 Consumer Staples 3.73%
4 Healthcare 3.27%
5 Consumer Discretionary 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
VEEV icon
501
Veeva Systems
VEEV
$47.9B
– –
-50,000
Closed -$1.33M –
VNO icon
502
Vornado Realty Trust
VNO
$6.28B
– –
-282,983
Closed -$20.4M –
VOD icon
503
Vodafone
VOD
$36B
– –
-210,150
Closed -$7.74M –
WPC icon
504
W.P. Carey
WPC
$14.4B
– –
-219,799
Closed -$12.9M –
XLB icon
505
PUT
State Street Materials Select Sector SPDR ETF
XLB
$7.86B
– –
-400,000
Closed -$69K –
XLF icon
506
PUT
State Street Financial Select Sector SPDR ETF
XLF
$50.9B
– –
-341,744
Closed -$42K –
XLI icon
507
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$30.3B
– –
-200,000
Closed -$86K –
ONIT icon
508
PUT
Onity Group
ONIT
$222M
– –
-9,333
Closed -$50K –
ROIC icon
509
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-1,740,000
Closed -$26M –
VTNR icon
510
DELISTED
Vertex Energy, Inc
VTNR
– –
-15,000
Closed -$97K –
SPLK icon
511
DELISTED
Splunk Inc
SPLK
– –
-100,000
Closed -$7.15M –
SRC
512
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-143,246
Closed -$7.05M –
SFE
513
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-129,752
Closed -$2.88M –
LSI
514
DELISTED
Life Storage, Inc.
LSI
– –
-609,000
Closed -$29.8M –
MGI
515
DELISTED
MoneyGram International, Inc. New
MGI
– –
-150,000
Closed -$2.65M –
TA
516
DELISTED
TravelCenters of America LLC
TA
– –
-5,966
Closed -$243K –
FRC
517
DELISTED
First Republic Bank
FRC
– –
-157,039
Closed -$8.48M –
UMPQ
518
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-645,975
Closed -$12M –
RSX
519
DELISTED
VanEck Russia ETF
RSX
– –
-26,090
Closed -$642K –
RBCN
520
DELISTED
Rubicon Technology, Inc.
RBCN
– –
-3,000
Closed -$339K –
AMPE
521
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-250
Closed -$476K –
NWHM
522
DELISTED
THE NEW HOME COMPANY INC.
NWHM
– –
-20,000
Closed -$285K –
NAV
523
DELISTED
Navistar International
NAV
– –
-93,800
Closed -$3.33M –
STAY
524
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-362,500
Closed -$8.25M –
ENT
525
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-3,000
Closed -$1.18M –
19 20
21
22 23

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q2 2014 Portfolio in Review

As of Q2 2014, UBS O'Connor held 622 positions worth $15.6B, up 196% from $5.28B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

UBS O'Connor deployed $9.72B of net new capital in Q2 2014, opening 190 new positions and adding to 74 existing holdings. Its largest new stake was COVIDIEN PLC COM SHS NEW (IRELAND): 1,450,000 shares worth $131M.

By sector, the portfolio is most concentrated in Miscellaneous at 73% of assets, up from 14% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Mid-America Apartment Communities, an estimated $48.2M trimmed.

  • UBS O'Connor's largest Q2 2014 buy was COVIDIEN PLC COM SHS NEW (IRELAND): 1,450,000 shares worth $131M.
  • UBS O'Connor added most to Philip Morris in Q2 2014, an estimated $40.6M increase.
  • UBS O'Connor's biggest Q2 2014 reduction was Mid-America Apartment Communities, cutting an estimated $48.2M.
  • UBS O'Connor fully exited BEAM INC COM STK (DE) in Q2 2014, selling an estimated $48.3M.
  • UBS O'Connor's ten largest holdings make up 74% of its $15.6B portfolio in Q2 2014.
  • UBS O'Connor opened 190 new positions and closed 190 in Q2 2014.
  • UBS O'Connor's portfolio value rose 196% quarter-over-quarter to $15.6B.

Based on UBS O'Connor's 13F filing for Q2 2014, filed 15 Aug 2014.