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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
+2.07%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$15.6B
AUM Growth
+$10.4B
Cap. Flow
+$9.88B
Cap. Flow %
63.2%
Top 10 Hldgs %
73.61%
Holding
622
New
190
Increased
74
Reduced
112
Closed
190

Top Buys

Rank Stock Value
1
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$108M
2
DTV
DIRECTV COM STK (DE)
DTV
+$68.4M
3
TJX icon
TJX Companies
TJX
+$51M
4
VYX icon
NCR Voyix
VYX
+$49.1M
5
PL
PROTECTIVE LIFE CORP
PL
+$45.4M

Top Sells

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$48.3M
2
MAA icon
Mid-America Apartment Communities
MAA
+$48.2M
3
AVB icon
AvalonBay Communities
AVB
+$47.8M
4
MHFI
MCGRAW-HILL FINANCIAL INC COM
MHFI
+$46.2M
5
AAL icon
American Airlines Group
AAL
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 3.73%
2 Consumer Staples 3.72%
3 Healthcare 3.25%
4 Industrials 2.89%
5 Consumer Discretionary 2.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEEV icon
501
Veeva Systems
VEEV
$35.4B
– –
-50,000
Closed -$1.33M
VNO icon
502
Vornado Realty Trust
VNO
$7.27B
– –
-282,983
Closed -$20.4M
VOD icon
503
Vodafone
VOD
$37B
– –
-210,150
Closed -$7.74M
WPC icon
504
W.P. Carey
WPC
$16.4B
– –
-219,799
Closed -$12.9M
XLB icon
505
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
– –
-400,000
Closed -$69K
XLF icon
506
PUT
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
– –
-341,744
Closed -$42K
XLI icon
507
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
– –
-200,000
Closed -$86K
ONIT
508
PUT
Onity Group
ONIT
$311M
– –
-9,333
Closed -$50K
ROIC
509
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-1,740,000
Closed -$26M
VTNR
510
DELISTED
Vertex Energy, Inc
VTNR
– –
-15,000
Closed -$97K
SPLK
511
DELISTED
Splunk Inc
SPLK
– –
-100,000
Closed -$7.15M
SRC
512
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-143,246
Closed -$7.05M
SFE
513
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-129,752
Closed -$2.88M
LSI
514
DELISTED
Life Storage, Inc.
LSI
– –
-609,000
Closed -$29.8M
MGI
515
DELISTED
MoneyGram International, Inc. New
MGI
– –
-150,000
Closed -$2.65M
TA
516
DELISTED
TravelCenters of America LLC
TA
– –
-5,966
Closed -$243K
FRC
517
DELISTED
First Republic Bank
FRC
– –
-157,039
Closed -$8.48M
UMPQ
518
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-645,975
Closed -$12M
RSX
519
DELISTED
VanEck Russia ETF
RSX
– –
-26,090
Closed -$642K
RBCN
520
DELISTED
Rubicon Technology, Inc.
RBCN
– –
-3,000
Closed -$339K
AMPE
521
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-250
Closed -$476K
NWHM
522
DELISTED
THE NEW HOME COMPANY INC.
NWHM
– –
-20,000
Closed -$285K
NAV
523
DELISTED
Navistar International
NAV
– –
-93,800
Closed -$3.33M
STAY
524
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-362,500
Closed -$8.25M
ENT
525
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-3,000
Closed -$1.18M
19 20
21
22 23

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q2 2014 Portfolio in Review

As of Q2 2014, UBS O'Connor held 622 positions worth $15.6B, up 196% from $5.28B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

UBS O'Connor deployed $9.88B of net new capital in Q2 2014, opening 190 new positions and adding to 74 existing holdings. Its largest new stake was COVIDIEN PLC COM SHS NEW (IRELAND): 1,450,000 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 3.7% of assets, down from 6.4% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Mid-America Apartment Communities, an estimated $48.2M trimmed.

  • UBS O'Connor's largest Q2 2014 buy was COVIDIEN PLC COM SHS NEW (IRELAND): 1,450,000 shares worth $131M.
  • UBS O'Connor added most to Philip Morris in Q2 2014, an estimated $40.6M increase.
  • UBS O'Connor's biggest Q2 2014 reduction was Mid-America Apartment Communities, cutting an estimated $48.2M.
  • UBS O'Connor fully exited BEAM INC COM STK (DE) in Q2 2014, selling an estimated $48.3M.
  • UBS O'Connor's ten largest holdings make up 74% of its $15.6B portfolio in Q2 2014.
  • UBS O'Connor opened 190 new positions and closed 190 in Q2 2014.
  • UBS O'Connor's portfolio value rose 196% quarter-over-quarter to $15.6B.

Based on UBS O'Connor's 13F filing for Q2 2014, filed 15 Aug 2014.