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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.28B
AUM Growth
-$163M
Cap. Flow
-$430M
Cap. Flow %
-8.15%
Top 10 Hldgs %
15.41%
Holding
584
New
193
Increased
92
Reduced
96
Closed
154
Avg Time Held Equity + Options
1.1 quarters
Top 10 Avg Time Held Equity + Options
0.7 quarters
Top 20 Avg Time Held Equity + Options
0.9 quarters
Avg Time Held Equity only
1.2 quarters
Top 10 Avg Time Held Equity only
0.7 quarters
Top 20 Avg Time Held Equity only
0.9 quarters

Top Buys

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$73.6M
2
BEAM icon
BEAM INC COM STK (DE)
BEAM
+$47.2M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$44.7M
4
HLF icon
Herbalife
HLF
+$39.2M
5
AMH icon
American Homes 4 Rent
AMH
+$36.3M

Top Sells

Rank Stock Value
1
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$95.1M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$73.6M
3
PM icon
Philip Morris
PM
+$55.7M
4
KO icon
Coca-Cola
KO
+$50.2M
5
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$48M

Sector Composition

Rank Sector Weight
1 Real Estate 23.5%
2 Miscellaneous 14.39%
3 Industrials 8.45%
4 Consumer Staples 7.97%
5 Financials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
WMGI
501
CALL
DELISTED
Wright Medical Group Inc
WMGI
– –
-50,000
Closed -$89K –
CBL icon
502
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-200,000
Closed -$3.59M –
ETFC
503
CALL
DELISTED
E*Trade Financial Corporation
ETFC
– –
-125,000
Closed -$456K –
AVP
504
DELISTED
Avon Products, Inc.
AVP
– –
-2,762,832
Closed -$47.6M –
CRZO
505
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-20,000
Closed -$895K –
DF
506
DELISTED
Dean Foods Company
DF
– –
-2,637,498
Closed -$45.3M –
ARRS
507
PUT
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-50,000
Closed -$4K –
WBMD
508
CALL
DELISTED
WebMD Health Corp.
WBMD
– –
-30,000
Closed -$29K –
NVDQ icon
509
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-31,967
Closed -$527K –
WFM
510
CALL
DELISTED
Whole Foods Market Inc
WFM
– –
-100,000
Closed -$110K –
WFM
511
DELISTED
Whole Foods Market Inc
WFM
– –
-162,435
Closed -$9.39M –
PVTB
512
DELISTED
PrivateBancorp Inc
PVTB
– –
-196,762
Closed -$5.69M –
XCO
513
CALL
DELISTED
Exco Resources
XCO
– –
-33,333
Closed -$88K –
FNBC
514
DELISTED
First NBC Bank Holding Company
FNBC
– –
-38,800
Closed -$1.25M –
FNFG
515
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-137,151
Closed -$1.46M –
TWER
516
DELISTED
Towerstream Corporation Common Stock
TWER
– –
-2,500
Closed -$148K –
RSE
517
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
– –
-68,567
Closed -$1.52M –
YOKU
518
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
– –
-80,133
Closed -$2.43M –
TC icon
519
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-208,500
Closed -$5K –
UIL
520
DELISTED
UIL HOLDINGS
UIL
– –
-51,400
Closed -$1.99M –
BEE
521
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
– –
-200,000
Closed -$1.89M –
SUSQ
522
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-99,198
Closed -$1.27M –
MERU
523
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
– –
-40,000
Closed -$172K –
MWV
524
DELISTED
MEADWESTVACO CORP
MWV
– –
-813,384
Closed -$30M –
BPZ
525
DELISTED
BPZ RESOURCES INC COM STK
BPZ
– –
-94,050
Closed -$171K –
18 19 20
21
22

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ACI
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RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
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UBS O'Connor's Q1 2014 Portfolio in Review

As of Q1 2014, UBS O'Connor held 584 positions worth $5.28B, down 3% from $5.44B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS O'Connor withdrew a net $430M in Q1 2014, closing 154 positions and reducing 96 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $95.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 24% of assets, up from 18% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, UBS O'Connor opened a new position in FOREST LABORATORIES INC worth $84.1M.

  • UBS O'Connor's largest Q1 2014 buy was FOREST LABORATORIES INC: 911,918 shares worth $84.1M.
  • UBS O'Connor added most to TIME WARNER CABLE INC NEW COM STK in Q1 2014, an estimated $44.7M increase.
  • UBS O'Connor's biggest Q1 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $73.6M.
  • UBS O'Connor fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $95.1M.
  • UBS O'Connor's ten largest holdings make up 15% of its $5.28B portfolio in Q1 2014.
  • UBS O'Connor opened 193 new positions and closed 154 in Q1 2014.
  • UBS O'Connor's portfolio value fell 3% quarter-over-quarter to $5.28B.

Based on UBS O'Connor's 13F filing for Q1 2014, filed 14 May 2014.