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UOC

UBS O'Connor Portfolio holdings

AUM $3.38B
1-Year Est. Return 63.08%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+63.08%
3 Year Est. Return
+180.99%
5 Year Est. Return
+483.22%
10 Year Est. Return
+2,128.62%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10B
Cap. Flow %
-173.51%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.87%
2 Consumer Discretionary 11.57%
3 Consumer Staples 11.18%
4 Technology 10.96%
5 Healthcare 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
476
New Mountain Finance
NMFC
$723M
– –
-14,806
Closed -$220K
NUE icon
477
Nucor
NUE
$61.9B
– –
-187,389
Closed -$9.23M
OGE icon
478
OGE Energy
OGE
$9.67B
– –
-325,500
Closed -$12.7M
OI icon
479
O-I Glass
OI
$1.09B
– –
-229,253
Closed -$7.94M
OIS icon
480
Oil States International
OIS
$501M
– –
-21,354
Closed -$1.37M
OXY icon
481
Occidental Petroleum
OXY
$56B
– –
-61,647
Closed -$6.06M
PG icon
482
Procter & Gamble
PG
$342B
– –
-321,437
Closed -$25.3M
PNC icon
483
PNC Financial Services
PNC
$101B
– –
-114,027
Closed -$10.2M
PSEC icon
484
Prospect Capital
PSEC
$1.11B
– –
-11,036
Closed -$117K
QQQ icon
485
PUT
Invesco QQQ Trust
QQQ
$479B
– –
-50,000
Closed -$42K
REXR icon
486
Rexford Industrial Realty
REXR
$8.14B
– –
-233,776
Closed -$3.33M
RL icon
487
Ralph Lauren
RL
$23.6B
– –
-104,467
Closed -$17.2M
ECHO
488
EchoStar
ECHO
$25.3B
– –
-55,935
Closed -$2.4M
SEM
489
DELISTED
Select Medical
SEM
– –
-29,301
Closed -$246K
SHO icon
490
Sunstone Hotel Investors
SHO
$2.1B
– –
-50,479
Closed -$754K
SNV
491
DELISTED
Synovus
SNV
– –
-556,600
Closed -$13.6M
SPXC icon
492
SPX Corp
SPXC
$10.7B
– –
-160,023
Closed -$4.36M
STLD icon
493
Steel Dynamics
STLD
$37.5B
– –
-1,262,963
Closed -$22.7M
STZ icon
494
PUT
Constellation Brands
STZ
$22.6B
– –
-75,000
Closed -$36K
TCBI icon
495
Texas Capital Bancshares
TCBI
$4.32B
– –
-105,014
Closed -$5.67M
TIMB icon
496
TIM SA
TIMB
$8.85B
– –
-239,912
Closed -$6.96M
TKC icon
497
Turkcell
TKC
$4.76B
– –
-24,802
Closed -$387K
TSN icon
498
PUT
Tyson Foods
TSN
$20.6B
– –
-215,000
Closed -$610K
TWO
499
Two Harbors Investment
TWO
$1.26B
– –
-3,036
Closed -$255K
UNP icon
500
PUT
Union Pacific
UNP
$175B
– –
-100,000
Closed -$24K
18 19
20
21 22

Similar funds

FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
SAG
SageView Advisory Group Newport Beach, California $2.96B AUM 15.81% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
TCOV
Trust Company of Vermont Brattleboro, Vermont $2.4B AUM 18.8% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, up from 2.9% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.