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UOC

UBS O'Connor Portfolio holdings

AUM $3.76B
1-Year Est. Return 62.41%
This Fund
S&P 500
This Quarter Est. Return
-1.34%
1 Year Est. Return
+62.41%
3 Year Est. Return
+179.84%
5 Year Est. Return
+371.69%
10 Year Est. Return
+1,534.25%
AUM
$5.79B
AUM Growth
-$9.85B
Cap. Flow
-$10.2B
Cap. Flow %
-176.42%
Top 10 Hldgs %
19.98%
Holding
610
New
182
Increased
123
Reduced
91
Closed
160
Avg Time Held Equity + Options
1.4 quarters
Top 10 Avg Time Held Equity + Options
1.1 quarters
Top 20 Avg Time Held Equity + Options
1.5 quarters
Avg Time Held Equity only
1.4 quarters
Top 10 Avg Time Held Equity only
1.1 quarters
Top 20 Avg Time Held Equity only
1.5 quarters

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$140M
2
BABA icon
Alibaba
BABA
+$78.3M
3
ASH icon
Ashland
ASH
+$62.3M
4
PL icon
PROTECTIVE LIFE CORP
PL
+$58.8M
5
RTX icon
RTX Corp
RTX
+$55.1M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$85.3M
2
MSFT icon
Microsoft
MSFT
+$62.3M
3
INTC icon
Intel
INTC
+$48.9M
4
WY icon
Weyerhaeuser
WY
+$43M
5
PM icon
Philip Morris
PM
+$36.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.87%
2 Consumer Discretionary 12.45%
3 Industrials 12.03%
4 Consumer Staples 11.2%
5 Technology 11.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NMFC icon
476
New Mountain Finance
NMFC
$636M
– –
-14,806
Closed -$220K –
NUE icon
477
Nucor
NUE
$56.8B
– –
-187,389
Closed -$9.23M –
OGE icon
478
OGE Energy
OGE
$9.61B
– –
-325,500
Closed -$12.7M –
OI icon
479
O-I Glass
OI
$934M
– –
-229,253
Closed -$7.94M –
OIS icon
480
Oil States International
OIS
$493M
– –
-21,354
Closed -$1.37M –
OXY icon
481
Occidental Petroleum
OXY
$60.1B
– –
-61,647
Closed -$6.06M –
PG icon
482
Procter & Gamble
PG
$351B
– –
-321,437
Closed -$25.3M –
PNC icon
483
PNC Financial Services
PNC
$87.5B
– –
-114,027
Closed -$10.2M –
PSEC icon
484
Prospect Capital
PSEC
$918M
– –
-11,036
Closed -$117K –
QQQ icon
485
PUT
Invesco QQQ Trust
QQQ
$507B
– –
-50,000
Closed -$42K –
REXR icon
486
Rexford Industrial Realty
REXR
$8.19B
– –
-233,776
Closed -$3.33M –
RL icon
487
Ralph Lauren
RL
$22.1B
– –
-104,467
Closed -$17.2M –
ECHO icon
488
EchoStar
ECHO
$27.6B
– –
-55,935
Closed -$2.4M –
SEM icon
489
DELISTED
Select Medical
SEM
– –
-29,301
Closed -$246K –
SHO icon
490
Sunstone Hotel Investors
SHO
$2.1B
– –
-50,479
Closed -$754K –
SNV icon
491
DELISTED
Synovus
SNV
– –
-556,600
Closed -$13.6M –
SPXC icon
492
SPX Corp
SPXC
$8.49B
– –
-160,023
Closed -$4.36M –
STLD icon
493
Steel Dynamics
STLD
$34.2B
– –
-1,262,963
Closed -$22.7M –
STZ icon
494
PUT
Constellation Brands
STZ
$20.8B
– –
-75,000
Closed -$36K –
TCBI icon
495
Texas Capital Bancshares
TCBI
$3.93B
– –
-105,014
Closed -$5.67M –
TIMB icon
496
TIM SA
TIMB
$8.54B
– –
-239,912
Closed -$6.96M –
TKC icon
497
Turkcell
TKC
$4.37B
– –
-24,802
Closed -$387K –
TSN icon
498
PUT
Tyson Foods
TSN
$18.8B
– –
-215,000
Closed -$610K –
TWO
499
DELISTED
Two Harbors Investment
TWO
– –
-3,036
Closed -$255K –
UNP icon
500
PUT
Union Pacific
UNP
$165B
– –
-100,000
Closed -$24K –
18 19
20
21 22

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FNBT
FineMark National Bank & Trust Fort Myers, Florida $3.2B AUM 18.28% 1-Year Est. Return
ACI
Alpha Cubed Investments Irvine, California $2.92B AUM 31.27% 1-Year Est. Return
RC
RGM Capital Naples, Florida $2.06B AUM 8.49% 1-Year Est. Return
A
AlphaQuest New York $1.79B AUM 10.61% 1-Year Est. Return
CGL
Clarius Group LLC Seattle, Washington $1.75B AUM 19.04% 1-Year Est. Return
CB
Cadence Bank Tupelo, Mississippi $1.71B AUM 16.17% 1-Year Est. Return
JCM
Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return
MPM
Meritage Portfolio Management Overland Park, Kansas $1.51B AUM 26.61% 1-Year Est. Return

UBS O'Connor's Q3 2014 Portfolio in Review

As of Q3 2014, UBS O'Connor held 610 positions worth $5.79B, down 63% from $15.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

UBS O'Connor withdrew a net $10.2B in Q3 2014, closing 160 positions and reducing 91 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $85.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, down from 73% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, UBS O'Connor opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $142M.

  • UBS O'Connor's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 1,398,700 shares worth $142M.
  • UBS O'Connor added most to Ashland in Q3 2014, an estimated $62.3M increase.
  • UBS O'Connor's biggest Q3 2014 reduction was Microsoft, cutting an estimated $62.3M.
  • UBS O'Connor fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $85.3M.
  • UBS O'Connor's ten largest holdings make up 20% of its $5.79B portfolio in Q3 2014.
  • UBS O'Connor opened 182 new positions and closed 160 in Q3 2014.
  • UBS O'Connor's portfolio value fell 63% quarter-over-quarter to $5.79B.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.