UBS O'Connor’s New Mountain Finance NMFC Stock Holding History

UBS O'Connor’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-14,806	Closed	-$220K	–	514
2014 Q2	$220K	Buy	+14,806	New	+$212K	﹤0.01%	391

Other funds holding NMFC

SBK

Steven B. Klinsky $220M AUM 4.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UBS O'Connor's NMFC Position: Q3 2014 in Review

UBS O'Connor sold out of New Mountain Finance (NMFC) in Q3 2014, closing a stake of 14,806 shares — an estimated $220K sold.

UBS O'Connor first reported a position in NMFC in Q2 2014 and held it in 1 quarter. The position peaked at $220K in Q2 2014. 87 funds tracked by Wall St. Rank hold NMFC as of Q3 2014.

UBS O'Connor reported no remaining New Mountain Finance position as of Q3 2014 after selling out during the quarter.
UBS O'Connor sold 14,806 New Mountain Finance shares in Q3 2014, an estimated $220K.
UBS O'Connor first reported a position in New Mountain Finance in Q2 2014 and held it in 1 quarter.
UBS O'Connor's New Mountain Finance position peaked at $220K in Q2 2014.
87 funds tracked by Wall St. Rank held New Mountain Finance as of Q3 2014.

Based on UBS O'Connor's 13F filing for Q3 2014, filed 14 Nov 2014.