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UBS’s New Mountain Finance NMFC Stock Holding History

UBS’s Portfolio NMFC Stock Details NMFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$12.6M Sell
855,708
-281,395
-25% -$4.2M 0.01% 1273
2014
Q2 		$16.9M Buy
1,137,103
+253,271
+29% +$3.63M 0.01% 984
2014
Q1 		$12.9M Buy
883,832
+260,764
+42% +$3.87M 0.01% 1069
2013
Q4 		$9.37M Sell
623,068
-63,334
-9% -$924K 0.01% 1300
2013
Q3 		$9.89M Buy
686,402
+205,781
+43% +$3M 0.01% 1138
2013
Q2 		$6.81M Buy
+480,621
New +$7.11M 0.01% 1343

Other funds holding NMFC

SBK
Steven B. Klinsky $220M AUM 4.28% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return
Neuberger Berman Group
Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return
RTS
Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

UBS's NMFC Position: Q3 2014 in Review

UBS reduced its New Mountain Finance (NMFC) stake by 25% in Q3 2014, selling an estimated $4.2M and leaving 855,708 shares worth $12.6M. The position accounts for 0.01% of the portfolio, ranked #1273.

UBS first reported a position in NMFC in Q2 2013 and has held it in 6 quarters since. The position peaked at $16.9M in Q2 2014. 87 funds tracked by Wall St. Rank hold NMFC as of Q3 2014.

  • UBS held 855,708 shares of New Mountain Finance worth $12.6M as of Q3 2014.
  • UBS sold 281,395 New Mountain Finance shares in Q3 2014, an estimated $4.2M.
  • New Mountain Finance made up 0.01% of UBS's portfolio in Q3 2014, its #1273 holding.
  • UBS first reported a position in New Mountain Finance in Q2 2013 and has held it in 6 quarters since.
  • UBS's New Mountain Finance position peaked at $16.9M in Q2 2014.
  • 87 funds tracked by Wall St. Rank held New Mountain Finance as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.