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New Mountain Finance
NMFC

Overview Fund Activity

110 hedge funds and large institutions have $364M invested in New Mountain Finance in 2014 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 53 increasing their positions, 29 reducing their positions, and 17 closing their positions.

Holders
110
Holders Change
–
Holders Change %
0%
% of All Funds
3.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
20
Increased
53
Reduced
29
Closed
17
Calls
$1.28M
Puts
$22K
Net Calls
+$1.26M
Net Calls Change
-$92K

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$10.9M
2
Neuberger Berman Group
2
Neuberger Berman Group
New York
$17.1M
3
U
3
UBS
Switzerland
$12.9M
4
ACM
4
Advisors Capital Management
New Jersey
$4.81M
5
RTS
5
Round Table Services
New Jersey
$4.89M

Top Sellers

1
TC
1
TFS Capital
Pennsylvania
$0
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$2.46M
3
Ameriprise
3
Ameriprise
Minnesota
$34.7M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$389K
5
Barclays
5
Barclays
United Kingdom
$132K
Name Market Value Shares Shares
Change 		Shares
Change %
SBK
1
Steven B. Klinsky
$38.5M 2,643,090 +59,798 +2%
Ameriprise
2
Ameriprise
Minnesota
$34.7M 2,382,944 -165,360 -6%
BFA
3
BlackRock Fund Advisors
California
$19.4M 1,336,424 +84,621 +7%
AAM
4
Advisors Asset Management
Colorado
$18.5M 1,271,420 +55,195 +5%
Neuberger Berman Group
5
Neuberger Berman Group
New York
$17.1M 1,172,485 +284,526 +32%
Goldman Sachs
6
Goldman Sachs
New York
$16.4M 1,126,252 +167,421 +17%
LCP
7
Lombardia Capital Partners
California
$15.8M 1,086,083 +105,468 +11%
U
8
UBS
Switzerland
$12.9M 883,832 +260,764 +42%
State Street
9
State Street
Massachusetts
$11.9M 818,239 +63,328 +8%
Wells Fargo
10
Wells Fargo
California
$10.9M 751,059 +453,472 +152%
Morgan Stanley
11
Morgan Stanley
New York
$10.1M 695,382 -24,488 -3%
ACM
12
Ashford Capital Management
Delaware
$9.74M 669,320 -3,450 -0.5%
KCM
13
Kennedy Capital Management
Missouri
$9.41M 646,494 +113,289 +21%
CIM
14
Confluence Investment Management
Missouri
$9.06M 622,669 +30,517 +5%
PCM
15
Palisade Capital Management
New Jersey
$8.75M 601,064 +13,858 +2%
CS
16
Credit Suisse
Switzerland
$8.37M 575,401 +6,427 +1%
BIT
17
BlackRock Institutional Trust
California
$8.22M 564,783 +35,929 +7%
Northern Trust
18
Northern Trust
Illinois
$7.89M 542,458 +31,257 +6%
YMRC
19
Yorktown Management & Research Company
Virginia
$5.38M 370,000 – –
WJA
20
Williams Jones & Associates
New York
$5.16M 354,500 +196,250 +124%
WFI
21
West Family Investments
California
$4.95M 339,800 – –
RTS
22
Round Table Services
New Jersey
$4.89M 336,179 +225,585 +204%
ACM
23
Advisors Capital Management
New Jersey
$4.81M 330,766 +230,671 +230%
BG
24
BlackRock Group
United Kingdom
$4.39M 301,719 +93,318 +45%
BF
25
BOK Financial
Oklahoma
$3.72M 255,671 -11,926 -4%
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