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New Mountain Finance

94 hedge funds and large institutions have $429M invested in New Mountain Finance in 2015 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 38 increasing their positions, 28 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

11,390% more call options, than puts

Call options by funds: $2.3M | Put options by funds: $20K

36% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 28

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.1% less ownership

Funds ownership: 51.08%50.98% (-0.1%)

1% less capital invested

Capital invested by funds: $433M → $429M (-$3.57M)

1% less funds holding

Funds holding: 9594 (-1)

Holders
94
Holders Change
-1
Holders Change %
-1.05%
% of All Funds
2.53%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
13
Increased
38
Reduced
28
Closed
11
Calls
$2.3M
Puts
$20K
Net Calls
+$2.28M
Net Calls Change
+$1.92M
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$85.3M +$11.6M +785,282 +15%
SBK
2
Steven B. Klinsky
$49.6M +$1.13M +76,487 +2%
Ameriprise
3
Ameriprise
Minnesota
$27.1M -$7.09M -478,306 -20%
Aviva
4
Aviva
United Kingdom
$22.1M +$2.7M +182,050 +14%
AAM
5
Advisors Asset Management
Colorado
$21.6M -$6.26M -422,489 -22%
LCP
6
Lombardia Capital Partners
California
$18.2M -$6.41M -432,535 -26%
UBS Group
7
UBS Group
Switzerland
$16.2M -$1.03M -69,333 -6%
Goldman Sachs
8
Goldman Sachs
New York
$15.9M -$619K -41,749 -4%
Neuberger Berman Group
9
Neuberger Berman Group
New York
$15.2M +$998K +67,275 +7%
MC
10
Muzinich & Co
New York
$14.3M +$1.82M +123,030 +14%
RTS
11
Round Table Services
New Jersey
$13.5M +$647K +43,611 +5%
Morgan Stanley
12
Morgan Stanley
New York
$12.3M +$928K +62,604 +8%
CIM
13
Confluence Investment Management
Missouri
$11M -$56.4K -3,804 -0.5%
CS
14
Credit Suisse
Switzerland
$10.8M -$41.2K -2,781 -0.4%
ACM
15
Advisors Capital Management
New Jersey
$9.46M +$575K +38,802 +6%
PCM
16
Palisade Capital Management
New Jersey
$8.59M -$7.74K -522 -0.1%
KCM
17
Kennedy Capital Management
Missouri
$6.43M -$190K -12,841 -3%
WJA
18
Williams Jones & Associates
New York
$5.97M +$1.49M +100,800 +32%
YMRC
19
Yorktown Management & Research Company
Virginia
$5.95M -$959K -64,648 -14%
WFI
20
West Family Investments
California
$4.89M
GC
21
Guggenheim Capital
Illinois
$4.08M -$13.1K -885 -0.3%
BG
22
BlackRock Group
United Kingdom
$4.03M -$130K -8,795 -3%
Invesco
23
Invesco
Georgia
$3.42M +$506K +34,150 +17%
Norges Bank
24
Norges Bank
Norway
$3.11M -$804K -54,229 -20%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$2.76M -$87.9K -5,928 -3%

NMFC Hedge Fund Activity: Q2 2015 in Review

94 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q2 2015, worth a combined $429M — down 0.82% from $433M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new NMFC positions and 11 closed out — a net gain of 2 holders — while 38 added to existing stakes and 28 trimmed.

The largest buyer was Wells Fargo, adding an estimated $11.6M. The largest seller was Ameriprise, cutting an estimated $7.09M.

  • 94 institutional investors held New Mountain Finance (NMFC) as of Q2 2015, down from 95 in Q1 2015.
  • Funds reported $429M of New Mountain Finance stock for Q2 2015, down 0.82% quarter-over-quarter.
  • 13 funds opened new New Mountain Finance positions in Q2 2015 and 11 closed out, a net change of +2 holders.
  • The largest New Mountain Finance buyer in Q2 2015 was Wells Fargo, an estimated $11.6M added.
  • The largest New Mountain Finance seller in Q2 2015 was Ameriprise, an estimated $7.09M sold.

Based on aggregated 13F filings for Q2 2015.