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New Mountain Finance

139 hedge funds and large institutions have $418M invested in New Mountain Finance in 2017 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 42 increasing their positions, 42 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

173% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 11

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

15% more funds holding

Funds holding: 121139 (+18)

1.18% more ownership

Funds ownership: 39.53%40.71% (+1.2%)

0% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 42

1% less capital invested

Capital invested by funds: $422M → $418M (-$4.02M)

48% less call options, than puts

Call options by funds: $299K | Put options by funds: $578K

Holders
139
Holders Change
+18
Holders Change %
+14.88%
% of All Funds
3.15%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.09%
New
30
Increased
42
Reduced
42
Closed
11
Calls
$299K
Puts
$578K
Net Calls
-$279K
Net Calls Change
-$319K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$90.8M +$1.38M +97,585 +1%
MC
2
Muzinich & Co
New York
$38.5M -$14.8M -1,051,463 -27%
LSV Asset Management
3
LSV Asset Management
Illinois
$33M +$8.8M +624,303 +35%
RTS
4
Round Table Services
New Jersey
$18.2M -$30K -2,130 -0.2%
UBS Group
5
UBS Group
Switzerland
$15.8M -$2.65M -188,081 -14%
CIM
6
Confluence Investment Management
Missouri
$12.5M +$8.13K +577 +0.1%
GC
7
Guggenheim Capital
Illinois
$11.4M -$475K -33,711 -4%
Morgan Stanley
8
Morgan Stanley
New York
$10.5M -$1.13M -80,267 -9%
PGH
9
Partners Group Holding
Switzerland
$9.6M +$3.47M +246,184 +53%
AM
10
Ares Management
California
$8.96M
PCM
11
Palisade Capital Management
New Jersey
$8.5M +$152K +10,774 +2%
ACM
12
Advisors Capital Management
New Jersey
$8.26M -$473K -33,529 -5%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$8.16M +$1.14M +81,000 +16%
Neuberger Berman Group
14
Neuberger Berman Group
New York
$7.04M -$201K -14,280 -3%
AR
15
Advisory Research
Illinois
$6.81M -$1.31M -93,095 -16%
VanEck Associates
16
VanEck Associates
New York
$6.59M +$124K +8,829 +2%
SMDAM
17
Sumitomo Mitsui DS Asset Management
Japan
$6.51M -$1.31M -92,766 -16%
Millennium Management
18
Millennium Management
New York
$6.28M +$1.49M +105,629 +30%
BlackRock
19
BlackRock
New York
$5.94M +$461K +32,715 +8%
CS
20
Credit Suisse
Switzerland
$5.91M +$3.27M +231,890 +114%
WJA
21
Williams Jones & Associates
New York
$5.88M -$347K -24,650 -5%
AAM
22
Advisors Asset Management
Colorado
$5.42M +$317K +22,464 +6%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$5.25M +$195K +13,800 +4%
Invesco
24
Invesco
Georgia
$4.68M -$715K -50,698 -13%
C
25
Cliffwater
California
$4.04M +$4.2M +298,079 New

NMFC Hedge Fund Activity: Q4 2017 in Review

139 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q4 2017, worth a combined $418M — down 0.95% from $422M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new NMFC positions and 11 closed out — a net gain of 19 holders — while 42 added to existing stakes and 42 trimmed.

The largest buyer was LSV Asset Management, adding an estimated $8.8M. The largest seller was Muzinich & Co, cutting an estimated $14.8M.

  • 139 institutional investors held New Mountain Finance (NMFC) as of Q4 2017, up from 121 in Q3 2017.
  • Funds reported $418M of New Mountain Finance stock for Q4 2017, down 0.95% quarter-over-quarter.
  • 30 funds opened new New Mountain Finance positions in Q4 2017 and 11 closed out, a net change of +19 holders.
  • The largest New Mountain Finance buyer in Q4 2017 was LSV Asset Management, an estimated $8.8M added.
  • The largest New Mountain Finance seller in Q4 2017 was Muzinich & Co, an estimated $14.8M sold.

Based on aggregated 13F filings for Q4 2017.