Marshall Wace North America’s New Mountain Finance NMFC Stock Holding History

Marshall Wace North America’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-37,958	Closed	-$431K	–	1684
2020 Q4	$431K	Buy	+37,958	New	+$408K	﹤0.01%	1112
2019 Q2	–	Sell	-5,021	Closed	-$68K	–	1458
2019 Q1	$68K	Buy	+5,021	New	+$68.4K	﹤0.01%	1200
2018 Q3	–	Sell	-98,553	Closed	-$1.34M	–	1221
2018 Q2	$1.34M	Sell	98,553 -10,462	-10%	-$142K	0.01%	868
2018 Q1	$1.43M	Sell	109,015 -84,577	-44%	-$1.12M	0.01%	910
2017 Q4	$2.62M	Buy	+193,592	New	+$2.73M	0.01%	765

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Marshall Wace North America's NMFC Position: Q1 2021 in Review

Marshall Wace North America sold out of New Mountain Finance (NMFC) in Q1 2021, closing a stake of 37,958 shares — an estimated $431K sold.

Marshall Wace North America first reported a position in NMFC in Q4 2017 and held it in 5 quarters. The position peaked at $2.62M in Q4 2017. 131 funds tracked by Wall St. Rank hold NMFC as of Q1 2021.

Marshall Wace North America reported no remaining New Mountain Finance position as of Q1 2021 after selling out during the quarter.
Marshall Wace North America sold 37,958 New Mountain Finance shares in Q1 2021, an estimated $431K.
Marshall Wace North America first reported a position in New Mountain Finance in Q4 2017 and held it in 5 quarters.
Marshall Wace North America's New Mountain Finance position peaked at $2.62M in Q4 2017.
131 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2021.

Based on Marshall Wace North America's 13F filing for Q1 2021, filed 17 May 2021.