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New Mountain Finance

131 hedge funds and large institutions have $392M invested in New Mountain Finance in 2021 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 45 increasing their positions, 46 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

190% more call options, than puts

Call options by funds: $1.68M | Put options by funds: $578K

5% more capital invested

Capital invested by funds: $375M → $392M (+$16.9M)

2% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 46

1.43% less ownership

Funds ownership: 34.07%32.64% (-1.4%)

4% less funds holding

Funds holding: 136131 (-5)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

26% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 19

Holders
131
Holders Change
-5
Holders Change %
-3.68%
% of All Funds
2.3%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.09%
New
14
Increased
45
Reduced
46
Closed
19
Calls
$1.68M
Puts
$578K
Net Calls
+$1.1M
Net Calls Change
+$306K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$44.5M +$952K +78,003 +2%
RTS
2
Round Table Services
New Jersey
$32.2M +$1.06M +86,582 +3%
LSV Asset Management
3
LSV Asset Management
Illinois
$27M +$356K +29,198 +1%
DCM
4
Dimension Capital Management
Florida
$25.6M -$1.1M -90,542 -4%
C
5
Cliffwater
California
$22.4M +$1.55M +127,321 +8%
HighTower Advisors
6
HighTower Advisors
Illinois
$20.9M +$1.83M +150,059 +10%
Morgan Stanley
7
Morgan Stanley
New York
$20.2M +$509K +41,689 +3%
JP Morgan Chase
8
JP Morgan Chase
New York
$17.1M -$3.58M -293,102 -18%
VanEck Associates
9
VanEck Associates
New York
$16.2M +$2.36M +193,540 +17%
Invesco
10
Invesco
Georgia
$14.9M +$4.2M +344,223 +40%
PCM
11
Palisade Capital Management
New Jersey
$10.4M +$282K +23,141 +3%
Arrowstreet Capital
12
Arrowstreet Capital
Massachusetts
$9.18M -$5.58M -457,317 -38%
Legal & General Group
13
Legal & General Group
United Kingdom
$8.38M -$224K -18,355 -3%
ACM
14
Advisors Capital Management
New Jersey
$7.74M -$265K -21,720 -3%
Neuberger Berman Group
15
Neuberger Berman Group
New York
$6.84M -$1.51M -123,652 -18%
MC
16
Muzinich & Co
New York
$6.83M -$1.63M -133,585 -20%
Sumitomo Mitsui Trust Group
17
Sumitomo Mitsui Trust Group
Japan
$6.69M -$1.63M -133,585 -20%
AM
18
Ares Management
California
$5.97M +$5.87M +481,259 New
BlackRock
19
BlackRock
New York
$5.92M -$11.3K -926 -0.2%
CIM
20
Confluence Investment Management
Missouri
$5.72M -$718K -58,842 -11%
CIC
21
Chilton Investment Company
Connecticut
$4.25M -$1.27M -104,322 -23%
Osaic Holdings
22
Osaic Holdings
Arizona
$3.97M +$156K +12,806 +4%
UBS Group
23
UBS Group
Switzerland
$3.17M +$385K +31,542 +14%
POIA
24
Pin Oak Investment Advisors
Texas
$3.1M -$43.3K -3,550 -1%
AAM
25
Advisors Asset Management
Colorado
$3.07M +$559K +45,817 +23%

NMFC Hedge Fund Activity: Q1 2021 in Review

131 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q1 2021, worth a combined $392M — up 4.5% from $375M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of NMFC and 14 opened new positions — a net loss of 5 holders — while 46 trimmed existing stakes and 45 added.

The largest buyer was Ares Management, opening a new position worth an estimated $5.87M. The largest seller was Spring Creek Investment Management, cutting an estimated $16.1M.

  • 131 institutional investors held New Mountain Finance (NMFC) as of Q1 2021, down from 136 in Q4 2020.
  • Funds reported $392M of New Mountain Finance stock for Q1 2021, up 4.5% quarter-over-quarter.
  • 14 funds opened new New Mountain Finance positions in Q1 2021 and 19 closed out, a net change of -5 holders.
  • The largest New Mountain Finance buyer in Q1 2021 was Ares Management, an estimated $5.87M added.
  • The largest New Mountain Finance seller in Q1 2021 was Spring Creek Investment Management, an estimated $16.1M sold.

Based on aggregated 13F filings for Q1 2021.