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New Mountain Finance
NMFC

Overview Fund Activity

89 hedge funds and large institutions have $290M invested in New Mountain Finance in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 18 reducing their positions, and 12 closing their positions.

Holders
89
Holders Change
+4
Holders Change %
+4.71%
% of All Funds
2.89%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
16
Increased
46
Reduced
18
Closed
12
Calls
$1.96M
Puts
$599K
Net Calls
+$1.36M
Net Calls Change
+$792K

Top Buyers

1
Schroder Investment Management Group
1
Schroder Investment Management Group
United Kingdom
$4.38M
2
BFA
2
BlackRock Fund Advisors
California
$15.3M
3
AAM
3
Advisors Asset Management
Colorado
$15.6M
4
U
4
UBS
Switzerland
$9.89M
5
RTS
5
Round Table Services
New Jersey
$6.33M

Top Sellers

1
Goldman Sachs
1
Goldman Sachs
New York
$12M
2
Wells Fargo
2
Wells Fargo
California
$2.14M
3
MCA
3
Mendon Capital Advisors
Florida
$0
4
DCM
4
Dialectic Capital Management
Connecticut
$1.08M
5
PI
5
Putnam Investments
Massachusetts
$2.65M
Name Market Value Shares Shares
Change 		Shares
Change %
Ameriprise
1
Ameriprise
Minnesota
$36.7M 2,544,277 +7,048 +0.3%
SBK
2
Steven B. Klinsky
$36.4M 2,526,722 +77,503 +3%
AAM
3
Advisors Asset Management
Colorado
$15.6M 1,083,226 +217,953 +25%
BFA
4
BlackRock Fund Advisors
California
$15.3M 1,064,995 +262,319 +33%
Neuberger Berman Group
5
Neuberger Berman Group
New York
$13.9M 967,443 -51,831 -5%
Goldman Sachs
6
Goldman Sachs
New York
$12M 830,648 -387,907 -32%
U
7
UBS
Switzerland
$9.89M 686,402 +205,781 +43%
ACM
8
Ashford Capital Management
Delaware
$9.77M 677,770 -14,700 -2%
KCM
9
Kennedy Capital Management
Missouri
$9.37M 650,408 +8,995 +1%
State Street
10
State Street
Massachusetts
$8.91M 618,665 +117,756 +24%
PCM
11
Palisade Capital Management
New Jersey
$7.94M 550,940 -10,430 -2%
CIM
12
Confluence Investment Management
Missouri
$7.29M 505,565 – –
CS
13
Credit Suisse
Switzerland
$7.06M 489,780 -84,089 -15%
BIT
14
BlackRock Institutional Trust
California
$6.7M 465,134 +59,096 +15%
RTS
15
Round Table Services
New Jersey
$6.33M 439,001 +161,253 +58%
Northern Trust
16
Northern Trust
Illinois
$6.28M 435,920 +114,644 +36%
Vanguard Group
17
Vanguard Group
Pennsylvania
$5.97M 414,521 +124,340 +43%
WFI
18
West Family Investments
California
$4.9M 339,800 – –
YMRC
19
Yorktown Management & Research Company
Virginia
$4.57M 317,000 – –
Schroder Investment Management Group
20
Schroder Investment Management Group
United Kingdom
$4.38M 303,985 +303,985 New
Morgan Stanley
21
Morgan Stanley
New York
$4.38M 303,597 +22,696 +8%
WJA
22
Williams Jones & Associates
New York
$3.75M 260,500 +8,500 +3%
Invesco
23
Invesco
Georgia
$3.51M 243,578 +31,557 +15%
BG
24
BlackRock Group
United Kingdom
$2.97M 206,155 +91,930 +80%
BF
25
BOK Financial
Oklahoma
$2.76M 191,521 +87,859 +85%
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