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New Mountain Finance

89 hedge funds and large institutions have $290M invested in New Mountain Finance in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

227% more call options, than puts

Call options by funds: $1.96M | Put options by funds: $599K

156% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 18

33% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 12

11% more capital invested

Capital invested by funds: $262M → $290M (+$27.6M)

5% more funds holding

Funds holding: 8589 (+4)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6.39% less ownership

Funds ownership: 59.22%52.83% (-6.4%)

Holders
89
Holders Change
+4
Holders Change %
+4.71%
% of All Funds
2.89%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
16
Increased
46
Reduced
18
Closed
12
Calls
$1.96M
Puts
$599K
Net Calls
+$1.36M
Net Calls Change
+$792K
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$36.7M +$103K +7,048 +0.3%
SBK
2
Steven B. Klinsky
$36.4M +$1.13M +77,503 +3%
AAM
3
Advisors Asset Management
Colorado
$15.6M +$3.17M +217,953 +25%
BFA
4
BlackRock Fund Advisors
California
$15.3M +$3.82M +262,319 +33%
Neuberger Berman Group
5
Neuberger Berman Group
New York
$13.9M -$755K -51,831 -5%
Goldman Sachs
6
Goldman Sachs
New York
$12M -$5.65M -387,907 -32%
U
7
UBS
Switzerland
$9.89M +$3M +205,781 +43%
ACM
8
Ashford Capital Management
Delaware
$9.77M -$214K -14,700 -2%
KCM
9
Kennedy Capital Management
Missouri
$9.37M +$131K +8,995 +1%
State Street
10
State Street
Massachusetts
$8.91M +$1.71M +117,756 +24%
PCM
11
Palisade Capital Management
New Jersey
$7.94M -$152K -10,430 -2%
CIM
12
Confluence Investment Management
Missouri
$7.29M
CS
13
Credit Suisse
Switzerland
$7.06M -$1.22M -84,089 -15%
BIT
14
BlackRock Institutional Trust
California
$6.7M +$860K +59,096 +15%
RTS
15
Round Table Services
New Jersey
$6.33M +$2.35M +161,253 +58%
Northern Trust
16
Northern Trust
Illinois
$6.28M +$1.67M +114,644 +36%
Vanguard Group
17
Vanguard Group
Pennsylvania
$5.97M +$1.81M +124,340 +43%
WFI
18
West Family Investments
California
$4.9M
YMRC
19
Yorktown Management & Research Company
Virginia
$4.57M
Schroder Investment Management Group
20
Schroder Investment Management Group
United Kingdom
$4.38M +$4.43M +303,985 New
Morgan Stanley
21
Morgan Stanley
New York
$4.38M +$330K +22,696 +8%
WJA
22
Williams Jones & Associates
New York
$3.75M +$124K +8,500 +3%
Invesco
23
Invesco
Georgia
$3.51M +$459K +31,557 +15%
BG
24
BlackRock Group
United Kingdom
$2.97M +$1.34M +91,930 +80%
BF
25
BOK Financial
Oklahoma
$2.76M +$1.28M +87,859 +85%

NMFC Hedge Fund Activity: Q3 2013 in Review

89 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q3 2013, worth a combined $290M — up 11% from $262M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new NMFC positions and 12 closed out — a net gain of 4 holders — while 46 added to existing stakes and 18 trimmed.

The largest buyer was Schroder Investment Management Group, opening a new position worth an estimated $4.43M. The largest seller was Goldman Sachs, cutting an estimated $5.65M.

  • 89 institutional investors held New Mountain Finance (NMFC) as of Q3 2013, up from 85 in Q2 2013.
  • Funds reported $290M of New Mountain Finance stock for Q3 2013, up 11% quarter-over-quarter.
  • 16 funds opened new New Mountain Finance positions in Q3 2013 and 12 closed out, a net change of +4 holders.
  • The largest New Mountain Finance buyer in Q3 2013 was Schroder Investment Management Group, an estimated $4.43M added.
  • The largest New Mountain Finance seller in Q3 2013 was Goldman Sachs, an estimated $5.65M sold.

Based on aggregated 13F filings for Q3 2013.